Securities Orders Clause Samples

Securities Orders. 3.1 The services provided by FitVermogen are fully electronic. As a result of this, you can only place Securities Orders electronically (via the website). When doing so, you make use of the online forms prescribed by FitVer- mogen and must observe the corresponding instructions issued by FitVermogen. 3.2 If the FitVermogen account is held in two names (joint account), then both account holders can each transmit orders separately. 3.3 Immediately after receipt of your Securities Order, FitVermogen will record the date and time of receipt and the content of the Securities Order. This information is available to you online. FitVermogen will record in- structions, submissions and/or notifications on an information carrier and will store the recorded information for a period of seven years after the account has been closed. This information may be retained for longer if it is used as evidence in a possible dispute between you and FitVermogen. 3.4 FitVermogen will continually post the status of the Securities Order on the Website as part of the order pro- cess. The following statuses are then possible: – Registered: FitVermogen has received the Securities Order; – Pending: FitVermogen has determined that all the applicable requirements for the processing of the Securities Order have been fulfilled. FitVermogen will send the Securities Order to the Stock Exchange or – in the case of unlisted Securities – the relevant Issuing Institution at the earliest opportunity. Cancellation is no longer possible; – Executed: the Securities Order has been executed. – Cancelled: You cancelled the order yourself or the order was cancelled because no payment was made. 3.5 You are obliged to check immediately after receipt all confirmations, statements, invoices or other submis- sions issued digitally by FitVermogen which relate to instructions, notifications and/or submissions made by you. If you notice an irregularity or omission, you must report this as soon as possible to FitVermogen. If you have not disputed the content of confirmations, statements, invoices or other submissions issued by FitVer- mogen within two weeks after these are deemed to have reached you, the received documents will apply as having been approved by you. The record in FitVermogen’s administration and on the information carrier will serve as evidence. 3.6 FitVermogen will issue an order confirmation by email immediately after you have placed a Securities Order. FitVermogen will make a (digital) securitie...
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Securities Orders. No securities commission or similar regulatory authority, or stock exchange in Canada or the United States has issued any order which is currently outstanding preventing or suspending trading in any securities of CPC (including the CPC Share Consideration or the Indemnification Holdback Consideration), no such proceeding is, to the knowledge of CPC, pending, contemplated or threatened and CPC is not in default of any requirement of any Applicable Securities Laws, rules or policies applicable to CPC or its securities.
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Related to Securities Orders

  • Securities Sold In accordance with Instructions, the Custodian shall, with respect to a sale, deliver or cause to be delivered the Securities thus designated as sold to the broker or other person specified in the Instructions relating to such sale. Unless the Custodian has received Special Instructions to the contrary, such delivery shall be made only upon receipt of payment therefor in the form of: (a) cash, certified check, bank cashier's check, bank credit, or bank wire transfer; (b) credit to the account of the Custodian with a clearing corporation of a national securities exchange of which the Custodian is a member; or (c) credit to the Account of the Custodian with a Securities System, in accordance with the provisions of Section 4(b)(3) hereof. Notwithstanding the foregoing, the Custodian may deliver Securities and other Assets prior to receipt of payment for such Securities in accordance with Instructions, applicable laws, generally accepted trade practices, or the terms of the instrument representing such Security or other Asset. For example, Securities held in physical form may be delivered and paid for in accordance with "street delivery custom" to a broker or its clearing agent, against delivery to the Custodian of a receipt for such Securities, provided that the Custodian shall have taken reasonable steps to ensure prompt collection of the payment for, or return of, such Securities by the broker or its clearing agent, and provided further that the Custodian shall not be responsible for the selection of or the failure or inability to perform of such broker or its clearing agent or for any related loss arising from delivery or custody of such Securities prior to receiving payment therefor.

  • SECURITIES FORMS SECTION 201.

  • SECURITIES SYSTEMS The Custodian may deposit and/or maintain securities owned by a Portfolio in a U.S. Securities System in compliance with the conditions of Rule 17f-4 under the 1940 Act, as amended from time to time.

  • Cancellation of Converted Securities All Securities delivered for conversion shall be delivered to the Trustee to be cancelled by or at the direction of the Trustee, which shall dispose of the same as provided in Section 3.09.

  • Securities On the basis of the representations and warranties herein contained and subject to the terms and conditions herein set forth, the Company agrees to sell to each Underwriter, severally and not jointly, and each Underwriter, severally and not jointly, agrees to purchase from the Company, at the price set forth in Schedule B, the aggregate principal amount of Securities set forth in Schedule A opposite the name of such Underwriter, plus any additional principal amount of Securities which such Underwriter may become obligated to purchase pursuant to the provisions of Section 10 hereof.