Common use of Terms Defined Elsewhere Clause in Contracts

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)

Appears in 4 contracts

Sources: Merger Agreement (Ready Capital Corp), Merger Agreement (Anworth Mortgage Asset Corp), Merger Agreement (Ready Capital Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Change of Control Amendment 6.23(c)(ii) Change of Control Amendment Consent Fee 6.23(c)(ii) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(f) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.19(b) Company Contracts 3.2(bDesignees 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholder Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(b) Company FA 4.22 Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a) Company Restructuring Transactions Recitals Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Senior Notes Recitals Company Stockholders Recitals Stakeholders’ Pro Forma Equity Percentage 5.22 Company Stock Award 3.2(a) Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act days 9.4(e) Designated Stockholder Support Agreement Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDismissal Order 6.24(a)(v) D&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Consideration 6.23(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Offer Recitals Exchange Offer Expiration Date 6.23(c) Exchange Prospectus 4.8 Exchange Ratio 3.1(b)(i) Exchange Registration Statement 4.8 Excluded Employees 6.9(b) Excluded Shares 3.2(a3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Involuntary Insolvency Event Date 6.24(a)(v) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Registration Statement 4.8 Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Minimum Participation Condition 6.23(a) New Financing 6.22 Non-Cancelled Shares 3.1(b)(iii) Note Consents 6.23(c) Note Waivers 6.23(c) Notes Exchange Agent 6.23(f) Other Indenture Amendments 6.23(c)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(f) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2 Parent Change of Recommendation 6.4(b6.4(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals FA 5.22 Parent Manager Recitals Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aRight 3.1(b)(iv) Parent Related Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Series A Junior Participating Preferred Stock 3.1(b)(iv) Parent Stock Issuance Recitals Parent Stockholders Meeting 4.4 Parent Tax Certificate 6.18(b) pdf 2.2 Registration Statements 4.8 Rights-of-Way 4.16 Second Request 6.8(c) Supplemental Indenture Effective Date 6.23(j) Supporting Noteholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSurviving Corporation 2.1 Tail Period 6.10(d) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Tax Plan Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTax Plan Record Date 3.1(b)(iv) Terminable Breach 8.1(b)(iii) Transaction Expense Fee Recitals Transaction Support Agreement Recitals Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 4 contracts

Sources: Merger Agreement (Bonanza Creek Energy, Inc.), Transaction Support Agreement (HighPoint Resources Corp), Transaction Support Agreement (Bonanza Creek Energy, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Average Price 3.2(c) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Affiliate 9.10 Company Affiliate 9.10(aAlternative Acquisition Agreement 6.4(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.4(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDSU Award 3.2(a)(ii) Company Employee 6.9(a) Company Equity Awards 3.2(e) Company Independent Petroleum Engineers 4.17(a)(i) Company Insurance Policies 4.21 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Note Offers and Consent Solicitations 6.17(b) Company Option Award 3.2(b) Company Owned Real Property 4.15(a) Company Performance Unit Award 3.2(c) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.24(c) Company Reserve Reports 4.17(a)(i) Company RSU Award 3.2(a)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a)(i) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Confidentiality Agreement 6.7(b) Consent Solicitations 6.17(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(c) Debt Offer Documents 6.17(b) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.8(b) Effect Annex A Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) Existing Credit Facility 6.17(a) FCPA 4.9(e) First Extended End Date 8.1(b)(ii) GAAP 4.5(b4.5(a) Government Official 4.9(c) HSR Act 4.4(a) Indemnified Liabilities 6.10(aPerson 6.10(a)(i) Indemnified Persons 6.10(aInitial End Date 8.1(b)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Consideration Value 3.2(b) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-U.S. Plan 4.10(l) OFAC Annex A Offers to Exchange 6.17(b) Offers to Purchase 6.17(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) 9.10 Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(bClosing Price 3.3(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Preferred Stock 5.2(a)(ii) Parent Permits 5.9 Parent Plans 5.10(aRSU Award 3.2(a)(i) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iStock Plans 5.2(a)(ii)(B) Per Share Preferred Merger Consideration 3.1(b)(iiiPayoff Letter 6.17(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPBGC 4.10(h) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iProxy Statement 4.4(b) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Rights-of-Way 4.16 Specified Regulatory Approvals 7.1(b) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 3 contracts

Sources: Merger Agreement (Conocophillips), Merger Agreement (Marathon Oil Corp), Merger Agreement (Marathon Oil Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iShare Section 3.1(a) Cancelled Shares 3.1(b)(vSection 3.1(b) Capitalization Date Section 5.4(a) Certificate of Merger 2.2(bSection 2.3 Certificate Section 3.1(a) Certificates 3.3(b)(iChange of Recommendation Section 6.4(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAcquisition Agreement Section 6.4(b) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aLeases Section 4.16(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aRegistrations Section 4.14(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Special Stock 3.1(b)(iiiSection 4.2(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(b) Creditors’ Continuing Employees Section 7.7(a) Converted Shares Section 3.1(b) Copyrights Definition of Intellectual Property Rights 4.3(aDOJ Section 7.2(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiSection 2.3 Enforceability Limitations Section 4.3(b) Exchange Agent 3.3(aSection 3.2(a) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) Form S-4 Section 4.21 FTC Section 7.2(c) GAAP Section 4.5(b) GBCC Recitals Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aIntervening Event Section 6.4(e) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLeased Real Property Section 4.16(b) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Parent Insurance Policies 5.17 Customer Section 4.19(a) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Shares Section 3.1(c) Nasdaq Section 3.1(e) New Plans Section 7.7(b) OFAC Section 4.9(e) Old Plans Section 7.7(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(aSection 5.4(a) Parent Parties Preamble Party Preamble Patents Definition of Intellectual Property Rights Proxy Statement Section 4.21 Relevant Matters Section 10.9(a) Restricted Parties Section 4.9(f) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Option Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 3.4(c) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bSurviving Company Stock Section 3.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Trade Secrets Definition of Intellectual Property Rights Transactions Recitals Vesting Phantom Shares 3.2(aUnion Section 4.11(a) willful breach Section 9.2(a)

Appears in 3 contracts

Sources: Merger Agreement (CoreCard Corp), Merger Agreement (Euronet Worldwide, Inc.), Merger Agreement (CoreCard Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Acceptable Confidentiality Agreement 6.3 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.7(b) Antitrust Laws 6.7(b) Applicable Date Article IV Appraisal Shares 3.4(i) Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificate of First Merger 2.2(b) Certificate of Second Merger 2.2(c) Certificates 3.3(b)(i3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Affiliate 9.10 Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(vi) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(viii) Company Class A Common Stock Recitals Company Class B Common Stock 3.2 Company Common Stock 3.1(b)(iRecitals Company Contracts 4.20(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholders Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.8(a) Company Independent Petroleum Engineers 4.18(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Owned Real Property 4.16 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.25 Company Reserve Reports 4.18(a) Company Restricted Stock Unit Award 3.3(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.6(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(d) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.7(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiERISA Affiliate 4.10(h) Exchange Agent 3.3(a3.4(a) (a) Exchange Fund 3.3(aRatio 3.1(b)(i) Forfeited Phantom Excluded Shares 3.2(a3.1(b)(iii) First Merger Recitals GAAP 4.5(b) Holdings Recitals Holdings Class B Units 3.2 Holdings Interests 4.2(b) Holdings Managing Member Approval 4.3(a) HSR Act 4.4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Integrated Mergers Recitals Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b3.4(b)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.22 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Board Recitals Merger Sub Inc. Preamble Merger Sub Sole Member LLC Preamble Merger Subs Preamble Merger Support Agreement Recitals MGCL 2.1 Operating Partnership 2.1 Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) 9.10 Parent Board Recitals Parent Board Recommendation 5.3(aCapital Stock 5.2(a) Parent Change of Recommendation 6.4(bClosing Price 3.4(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFA 5.18 Parent Independent Petroleum Engineer 5.17(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aReserve Report 5.17(a) Parent Restricted Stock Unit Award 3.3(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Stock Plans 5.5(a) Proxy Statement 4.4 Registration Statement 4.8 Rights-of-Way 4.17 Second Merger Recitals .pdf 9.5 Per Second Merger Effective Time 2.2(c) Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSurviving Company 2.1(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 2.1(a) Tail Period 6.9(d) Terminable Breach 8.1(b)(iii) TRA Recitals TRA Amendment Recitals Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.10

Appears in 3 contracts

Sources: Merger Agreement (Vine Energy Inc.), Merger Agreement (Chesapeake Energy Corp), Merger Agreement (Chesapeake Energy Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(e) Adjusted RSU Award Section 3.4(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.2(c)(ii) Cancelled Shares 3.1(b)(vSection 3.1(b) Capital Expenditure Budget Section 6.1(b)(xiii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.1(a)(i) Cash Election Section 3.1(a)(i) Certificate of Merger 2.2(bSection 2.3 Certificates Section 3.2(c)(i) Certificates 3.3(b)(iChange of Recommendation Section 6.4(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 Commitment Letter Section 5.12(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plans Section 7.7(e) Company Affiliate 9.10(aAcquisition Agreement Section 6.4(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLease Section 4.16(b) Company Material Adverse Effect 4.1(aNotes Offers and Consent Solicitations Section 7.16(b)(i) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiShareholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iiiShareholders Recitals Company Shareholders’ Meeting Section 7.12(b) Company Series C Preferred Stock 3.1(b)(iiiSupplemental Indenture Section 7.16(b)(i) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bConsent Section 4.4(a) Creditors’ Rights 4.3(aConsent Solicitations Section 7.16(b)(i) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuation Period Section 7.7(a) e-mail 9.3 Continuing Employee Section 7.7(a) Continuing U.S. Employee Section 7.7(a) Converted Shares Section 3.1(b) Credit Facility Termination Section 7.16(a) Current ESPP Offering Period Section 3.4(e) Debt Offer Documents Section 7.16(b)(i) DOJ Section 7.2(d) Effective Time 2.2(bSection 2.3 Election Section 3.2(a)(i) End Date 8.1(b)(iiElection Deadline Section 3.2(a)(iv) Election Period Section 3.2(a)(iii) Employee Communications Section 7.7(f) Enforceability Limitations Section 4.3(b) Evercore Section 4.23 Exchange Agent 3.3(aSection 3.2(b) Exchange Fund 3.3(aSection 3.2(b) Forfeited Phantom Shares Financing Documents Section 7.15(a)(iii) Financing Letters Section 5.12(a) Form of Election Section 3.2(a)(ii) Form S-4 Section 4.22 Fractional Share Cash Amount Section 3.1(e) FTC Section 7.2(d) GAAP Section 4.5(b) Holder Section 3.2(a) GAAP 4.5(bIndemnified Parties Section 7.4(a) Indemnified Liabilities 6.10(aInjunction Section 9.1(f) Indemnified Persons 6.10(aIntegration Committee Section 7.1(c) Joint Proxy Statement 4.4 Intervening Event Section 6.4(d) In-the-Money Option Section 3.4(a) Leased Real Property Section 4.16(b) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bSection 3.2(c)(i) Material Company Insurance Policies 4.17 Lease Section 4.16(b) Material Parent Insurance Policies 5.17 Contracts Section 4.17(a) Material Supplier Section 4.19 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member New Plans Section 7.7(c) Non-Election Shares Section 3.1(a)(iii) Non-U.S. Plan Section 4.10(h) NYBCL Recitals MGCL 2.1 Operating Partnership 2.1 NYLLCA Recitals Offers to Purchase Section 7.16(b)(i) Old Plans Section 7.7(c) Outside Date Section 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board of Directors Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Class B Common Stock Issuance Recitals Parent Contracts 5.16(bSection 5.2(a) Parent Disclosure Letter Article V Parent Equity Plan Governing Documents Section 5.1 Parent Preferred Stock Section 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParties Preamble Party Preamble Payoff Letter Section 7.16(a) Per Share Preferred Merger Consideration 3.1(b)(iiiPBGC Section 4.10(c) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPerson Section 6.4(a)(viii) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiProxy Statement Section 4.22 Relevant Matters Section 10.9(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiRequired Amount Section 5.12(b) Per Share Required Financial Statements Section 7.15(a)(i) Reverse Termination Fee Section 9.2(c) Sanctioned Country Section 4.9(g) Sanctioned Person Section 4.9(g) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Stock Consideration 3.1(b)(iSection 3.1(a)(ii) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivStock Election Section 3.1(a)(ii) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bSurviving Company Bylaws Section 2.4 Surviving Company Certificate of Incorporation Section 2.4 Surviving Company Stock Section 3.1(b) Terminable Breach 8.1(b)(iiiTermination Fee Section 9.2(b)(i) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Act Section 4.11(b) Willful Breach Section 9.2(a)

Appears in 2 contracts

Sources: Merger Agreement (Dick's Sporting Goods, Inc.), Merger Agreement (Dick's Sporting Goods, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Alternative Financing Section 6.20(b) Appraisal Shares Section 3.5 Assumed Company Management Agreement Recitals Articles of Merger 2.2(bOption Section 3.3(c) Assumed Company PRSU Section 3.3(b) Assumed Company RSU Section 3.3(a) Book-Entry Shares 3.3(b)(iSection 3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration Section 3.1(b)(i) Certificate Certificates Section 3.4(b)(i) Certificates of Merger Section 2.2(b) Certificates 3.3(b)(iChosen Courts Section 9.7(b) Closing Section 2.2(a) Closing Date Section 2.2(a) Closing Tax Opinion Section 6.16(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan Section 6.9(b) Company Affiliate 9.10(aAlternative Acquisition Agreement Section 6.3(d)(iv) Company Applicable Date Section 4.5(a) Company Board Recitals Company Board Recommendation Recitals Section 4.3(a) Company Capital Stock Section 4.2(a) Company Change of Recommendation 6.3(bSection 6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts Section 4.19(b) Company Contracts 3.2(bDesignees Section 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article ARTICLE IV Company Dividend Equivalent Right 3.2(bEmployee Section 4.10(i) Company Equity Awards Section 4.2(c) Company Equity Plan Section 3.3(a) Company FA Section 4.24 Company Insurance Policies Section 4.20 Company Leased Real Property Section 4.15 Company Material Adverse Effect 4.1(aSection 4.1 Company Owned Real Property Section 4.15 Company Permits Section 4.9(a) Company Permits 4.9 Phantom Stock Award Section 3.3(e) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company PRSU Award Section 3.3(b) Company Real Property Lease Section 4.15 Company Related Party Transaction Section 4.23 Company Restricted Stock Award Section 3.3(d) Company RSU Award Section 3.3(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiSource Code Section 4.14(g) Company Series B Preferred Stock 3.1(b)(iiiOption Section 3.3(c) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting Section 4.4 Company Tax Certificate Section 6.16(b) Confidentiality Agreement Section 6.7(b) Continuing Employees Section 6.9(a) Creditors’ Rights Section 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance Section 6.10(a) days Section 9.4(e) Debt Commitment Letter Section 5.25(a) Debt Financing Section 5.25(a) DGCL Section 2.1(a) Directors Deferred Compensation Plan Section 3.3(e) DLLCA Section 2.1(a) DTC Section 3.4(b)(ii) e-mail Section 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares Section 3.1(b)(i) Exchange Agent 3.3(aSection 3.4(a) Exchange Fund 3.3(aSection 3.4(a) Forfeited Phantom Exchange Ratio Section 3.1(b)(i) Excluded Shares 3.2(aSection 3.1(b)(iii) FCPA Section 4.17(a) Final Exercise Date Section 3.3(f) Financing Indemnitees Section 6.20(e) First Merger Recitals First Merger Effective Time Section 2.2(b) GAAP Section 4.5(b) HSR Act Section 4.4 Indemnified Liabilities Person Section 6.10(a) Indemnified Persons 6.10(aIndemnifying Parties Section 6.10(c) International Trade Laws Section 4.17(b) Joint Proxy Statement Section 4.4 Junior Preferred Shares Section 5.2(a) Letter of Transmittal 3.3(b)(iSection 3.4(b)(i) Leverage Covenants 6.1(a)(xivmade available Section 9.4(e) Maryland Courts 9.7(bMeasurement Date Section 4.2(a) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(b)(i) Merger Sub 1 Preamble Merger Sub Sole Member 2 Preamble Mergers Recitals MGCL 2.1 Operating Partnership 2.1 Outside Date Section 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan Section 6.9(b) Parent Affiliate 9.10(bAlternative Acquisition Agreement Section 6.4(c)(iv) Parent Applicable Date Section 5.5(a) Parent Board Recitals Parent Board Recommendation Section 5.3(a) Parent Capital Shares Section 5.2(a) Parent Change of Recommendation 6.4(bSection 6.4(c)(vii) Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bSection 5.18(b) Parent Designees Section 2.7(a) Parent Disclosure Letter Article ARTICLE V Parent Equity Plan 5.2(aEmployee Section 5.10(g) Parent Management Agreement Amendment Recitals Parent Manager Recitals Leased Real Property Section 5.15 Parent Material Adverse Effect 5.1(aSection 5.1 Parent Nominating Committee Section 2.7(a) Parent Owned Real Property Section 5.15 Parent Permits 5.9 Parent Plans 5.10(aSection 5.9(a) Parent SEC Plan Section 6.9(c) Parent Preferred Shares Section 5.2(a) Parent Privacy Requirements Section 4.14(h) Parent Public Documents Section 5.5(a) Parent Stock Real Property Lease Section 5.15 Parent Registered Intellectual Property Section 5.14(a) Parent Related Party Transaction Section 5.21 Parent Share Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iShareholders Meeting Section 4.4 Parent Source Code Section 5.14(g) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Tax Certificate Section 6.16(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPayoff Letters Section 6.19(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiipdf Section 2.2(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiPost-Effective Time Dividends Section 3.4(f) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPrivacy Requirements Section 4.14(h) Registration Statement 4.8 REITs Section 4.4 Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivRequired Amount Section 5.25(a) Second Merger Recitals Second Merger Effective Time Section 2.2(b) Senior Notes Redemption Section 6.19(b)(iii) Senior Preferred Shares Section 5.2(a) Share Consideration Section 3.1(b)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Section 2.1(a) Surviving Corporation Stock Section 3.1(a) Surviving LLC Section 2.1(b) Tail Policy Section 6.10(b) Tax Certificate Section 6.16(a) Terminable Breach Section 8.1(b)(iii) Top Company Customers Section 4.27 Top Parent Customers Section 5.24 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 6.11 US Holdings Preamble 2023 Bonus Section 6.9(d) 2023 Bonus Participant Section 6.9(d) 2023 Parent AGM Section 2.7(b)

Appears in 2 contracts

Sources: Merger Agreement (Ritchie Bros Auctioneers Inc), Merger Agreement (IAA, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.4(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Affiliate 9.10 Company Affiliate 9.10(aAlternative Acquisition Agreement 6.4(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.4(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(bDigital Assets 4.17(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 6.8(a) Company Equity Awards 3.2(d) Company Insurance Policies 4.20 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) 2 Company Miners 4.17(d) Company Option Award 3.2(b) Company Owned Real Property 4.15(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.23 Company RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(a) Company Wallets 4.17(a) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(c) DGCL 2.1 Delaware Secretary of State Effect Annex A Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.4(a) Exchange Ratio 3.1(b)(i) Exchanged Warrant 3.3(a) Forfeited Phantom Excluded Shares 3.2(a3.1(b)(iii) FCPA 4.9(e) GAAP 4.5(b) Government Official 4.9(c) Hosting Agreement 6.22 Indemnified Liabilities 6.10(aPerson 6.9(a)(i) Indemnified Persons 6.10(aIntended Tax Treatment 6.16(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Loan Agreement 6.21 Loan Amount 6.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Consideration Value 3.2(b) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-U.S. Plan 4.10(k) OFAC Annex A Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) 9.10 Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bCapital Stock 5.2(a)(ii) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) 3 Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) 5.1 Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock 5.2(a)(ii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration Stock Plan 5.2(a)(ii)(B) Parent Stock Price 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iiiPBGC 4.10(h) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iProxy Statement 4.4(a) Registration Statement 4.8 REITs 4.8(a) Rights-of-Way 4.16 Special Committee Recitals Remedial Measures 6.1(b)(xiv) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.10

Appears in 2 contracts

Sources: Merger Agreement (GRIID Infrastructure Inc.), Merger Agreement (GRIID Infrastructure Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2022 Bonus Plan 5.6(c) Affiliate Contract 3.21 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.3(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v2.2(b)(ii) Certificate of Merger 2.2(b) 1.2 Certificates 3.3(b)(i2.2(b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Board Preamble Company Affiliate 9.10(aBoard Recommendation 3.3(b) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b5.3(c)(i) Company Common Stock 3.1(b)(i) Bylaws 3.1 Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Dividend Equivalent Right 3.2(bFinancial Advisor 3.24 Company Leased Real Property 3.14(b) Company Material Adverse Effect 4.1(aContracts 3.16(b) Company Permits 4.9 Meeting 5.4(a)(i) Company Plans 4.10(aOwned Real Property 3.14(a) Company Preferred Stock 3.2(a) Company Real Property 3.14(d) Company Registered IP 3.19(a) Company Related Parties 7.2(d) Company SEC Documents 4.5(a3.5(a) Company Series A Preferred Stock 3.1(b)(iiiSEC Financial Statements 3.5(c) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 3.3(c) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aContinuation Period 5.6(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee 5.6(a) e-mail 9.3 D&O Insurance 5.7(c) Data Partners 3.20(a) DGCL Preamble Disclosure Schedule Article 4 Dissenting Shares 2.3 Effective Time 2.2(b1.2 Event Notice Period 5.3(d)(i)(1) End Date 8.1(b)(iiFHWA 3.23 FMCSA 3.23 Indemnitee 5.7(a) Exchange Agent 3.3(aIndemnitees 5.7(a) Exchange Fund 3.3(aIntervening Event 5.3(d)(i) Forfeited Phantom Shares 3.2(aLeased Real Property Leases 3.14(b) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Preamble Merger Filings 2.2(bConsideration 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Operational Tractors and Trailers 3.23 Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Parent Related Parties 7.2(d) Parent Affiliate 9.10(bPayee 2.5 Paying Agent 2.2(a) Parent Board Recitals Parent Board Recommendation 5.3(aPayoff Letters 5.14 Payor 2.5 Proposal Notice Period 5.3(d)(ii)(2) Parent Change of Recommendation 6.4(bProxy Statement 5.4(a)(ii) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aShare Preamble Shares Preamble Surviving Corporation 1.1(a) Parent Management Systems 3.19(e) Tax Sharing Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a3.15(f) Parent Permits 5.9 Parent Plans 5.10(aTermination Fee Collection Costs 7.2(c) Parent SEC Documents 5.5(aTransactions 1.1(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Laws 3.12(f)

Appears in 2 contracts

Sources: Merger Agreement (Usa Truck Inc), Merger Agreement (Usa Truck Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement 6.3(a)(ii) Amended Offer Documents 1.1(b) Bayer Merger Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i1.4(d) Cancelled Shares 3.1(b)(vBreach Notice 8.1(f) Breakup Fee 8.2(b) Certificate of Merger 2.2(b2.2 Certificates 3.2(b) Certificates 3.3(b)(iChancery Court 9.12(b) Change of Board Recommendation 6.3(d) Class A Common Stock Recitals Class B Common Stock Recitals Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 4.1(c) Company Certificate 4.1(c) Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule 4 Company Employee 6.8(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFinancial Statements 4.7(a) Company Material Adverse Effect 4.1(aContract 4.14(a) Company Options 3.4(a) Company Permits 4.9 4.6(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Representatives 6.2 Company Restricted Shares 3.4(c) Company RSUs 3.4(b) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iiiOption Plans 3.4(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 4.23 Company Subsidiary 4.1(b) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.2 Continuing Directors 1.3(b) Creditors’ Rights 4.3(aD&O Agreement Recitals D&O Insurance 6.9(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 DGCL Recitals Dissenting Shares 3.3 Effective Time 2.2(b2.2 Exchange Act 4.5 Expiration Date 1.1(d) End Fairness Opinion 4.22 FDA 4.26(a) FDCA 4.26(a) Guarantor Preamble ▇▇▇▇▇▇▇▇ 4.22 Information Statement 6.4(c) Initial Expiration Date 8.1(b)(ii1.1(d) Exchange Agent 3.3(aInsurance Policies 4.19 Leased Real Property 4.21(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLicensed Intellectual Property 4.17(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Intellectual Property 4.17(b) Merger Recitals Preamble Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b3.1(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aNew Plans 6.8(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aNon-Required Remedy 6.5(e) Parent Permits 5.9 Parent Plans 5.10(aNYSE 1.1(e)(ii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Offer Recitals

Appears in 2 contracts

Sources: Merger Agreement (Reckitt Benckiser Group PLC), Merger Agreement (Schiff Nutrition International, Inc.)

Terms Defined Elsewhere. As used in For the purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings specified in the following tableindicated Sections of this Agreement: Act 3.20 Action 3.12 Affiliate 10.1 Affiliated 10.1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Law 3.13(a) Book-Entry Shares 3.3(b)(iApprovals 3.5 Board 10.1 Business Day 10.1 CFC 3.17(e) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iCircular 37 3.13(c) Closing 2.2(a2.1(a) Closing Date 2.2(a2.1(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aSecurity Holder 3.13(c) Compliance Laws 3.23(a) Control 10.1 Controlled 10.1 Controlling Documents 3.3 Conversion Shares 1.1 Disclosing Party 9.13(d) ESOP 10.1 Existing Articles 10.1 Existing Shareholders Agreement 10.1 FCPA 3.23(a) Financial Statements 3.16(a) Financing Terms 9.13(a) Founder Preamble Founders Preamble Fundamental Warranties 10.1 Governmental Authority 10.1 Governmental Order 10.1 Group Companies 10.1 Group Company Affiliate 9.10(a10.1 HKIAC 9.11(b) HKIAC Rules 9.11(b) Indemnifiable Loss 10.1 Indemnified Party 8.1 Indemnifying Parties 8.1 Key Employee 10.1 Key Group Companies Preamble Key Group Company Board Recitals Company Board Recommendation Recitals Company Change Preamble Knowledge of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company the Warrantors 10.1 Liabilities 3.8 Lien 10.1 Management Shareholder Preamble Management Shareholders Preamble Material Adverse Effect 4.1(a10.1 Material Contract 3.11(a) Company Permits 4.9 Company Plans 4.10(aNon-Disclosing Parties 9.13(d) Company SEC Open Source Software 10.1 Ordinary Shares 10.1 Permit 3.13(b) Person 10.1 PFIC 3.17(e) PRC 10.1 Preferred Shares 10.1 Prohibited Person 10.1 Proprietary Assets 10.1 Public Official 10.1 Registered Intellectual Property 10.1 Related Party 3.18 Related Party Contract 3.18 Representatives 3.23(a) Restated Articles 10.1 RMB 10.1 SAFE 10.1 SAFE Rules and Regulations 3.13(c) Series A-1 Preferred Shares 10.1 Series A-2 Preferred Shares 10.1 Series A-3 Preferred Shares 10.1 Series A-4 Preferred Shares 10.1 Series A-5 Preferred Shares 10.1 Series A-6 Preferred Shares 10.1 Series A-7 Preferred Shares 10.1 Series B-1 Preferred Shares 10.1 Series B-2 Preferred Shares 10.1 Series C-1 Preferred Shares 10.1 Series C-2 Preferred Shares 10.1 Series C-3 Closing Consideration Fair Value 1.1 Series C-3 Preferred Shares Recitals Shareholders 10.1 Statement Date 3.16(a) Subscription Shares 1.1 Subsidiary 10.1 Tax 10.1 Taxation 10.1 Taxes 10.1 Tencent Preamble Third Party Claim 8.5 Transaction Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC 10.1 Undertakings to Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable in Concert 10.1 Warrantor 3 Warrantors 3 Warranty Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a8.1(a)

Appears in 2 contracts

Sources: Series C 3 Preferred Share Subscription Agreement (MOGU Inc.), Series C 3 Preferred Share Subscription Agreement (Meili Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Book-Entry Shares 3.3(b)(i3.3(b)(i)(B) Cancelled Shares 3.1(b)(vCap Amount 6.10(d) Cash Portion 3.1(b)(i)(A) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.3(b)(i)(A) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Certificate of Designations 4.2(a) Company Change of Recommendation 6.3(b6.3(c) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Employee Benefit Plans 6.9(a)(ii) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14 Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Owned Real Property 4.15(a) Company Permits 4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company Reserve Report 4.17(a)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b)(i) Company Tax Certificate 6.19(a)(ii) Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act Designated Stockholders Recitals Designated Stockholder Voting Agreements Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDischarge 6.18(b) e-mail 9.3 9.3(c) Effective Time 2.2(b) Election Deadline 3.4(b) Election Form 3.4(a) Election Period 3.4(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i)(B) First Company Director 2.6(c) GAAP 4.5(b) HSR Act 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Integrated Mergers Recitals Joint Proxy Statement 4.4 4.4(b)(i) Letter of Transmittal 3.3(b)(i3.3(b)(i)(B) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLLC Sub Recitals LLC Sub Merger 2.7 LLC Sub Merger Agreement 2.7 Mailing Date 3.4(a) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Mixed Consideration 3.1(b)(i)(A) Mixed Exchange Ratio 3.1(b)(i)(A) Parent 2005 Stock Plan 5.2(a)(ii)(D) Parent 2014 Stock Plan 5.2(a)(ii)(A) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Certificates of Designations 5.2(a)(ii)(B) Parent Change of Recommendation 6.4(b6.4(c) Parent Charter Amendment Recommendation 5.3(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineers 5.17(a)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Intellectual Property 5.14 Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15(a) Parent Material Real Property Lease 5.15(b) Parent Owned Real Property 5.15(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent Preferred Stock 5.2(a)(ii) Parent Reserve Report 5.17(a)(i) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iTax Certificate 6.19(a)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPost-Closing Proxy Statement 2.6(c) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Restricted Stock 3.2(a) Rights-of-Way 4.16 Second Company Director 2.6(d) Share Consideration 3.1(b)(i)(B) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a8.1(b)(iii)(B)

Appears in 2 contracts

Sources: Merger Agreement (WildHorse Resource Development Corp), Merger Agreement (Chesapeake Energy Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Term Section $ or Dollar 1.03 € or Euro 1.03 Acceptable Confidentiality Agreement as referenced in the following table: 5.03(b)(i) Acceptance Time 2.01(b) Accountants Statement 2.08(c)(2) Adverse Recommendation Change 5.03(d)(i) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.03(d)(ii) BookAnti-Entry Takeover Measure 3.26 Antitrust Investigation 7.01(c) Asset Sale 2.04(a)(v) Asset Sale Documentation 2.07(b) Asset Sale Threshold 2.04(a)(v) Buyer Preamble Buyer Directors 2.05(a) Buyer Note 2.08(c)(ii) Buyer Shares 3.3(b)(i2.07(a)(vii) Cancelled Shares 3.1(b)(vCall Option 2.08(a) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Chosen Courts 9.07 Closing 2.2(a2.01(b) Closing Date 2.2(a2.01(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDisclosure Documents 3.10(a) Company Common Stock 3.1(b)(iFinancial Advisor 3.22 Company Leased Real Property 3.15(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aOwned Real Property 3.15(a) Company Permits 4.9 3.13(b) Company Plans 4.10(aPlan List 3.18(a) Company Real Property Leases 3.15(b) Company Recommendation 3.02(b) Company SEC Documents 4.5(a3.07(a) Company Series A Preferred Stock 3.1(b)(iiiSecurities 3.05(c) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Securities 3.06(b) Company Series C Preferred Stock 3.1(b)(iiiThird Party 1.01 Compensation Committee 2.03(h) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.02(b) Creditors’ Rights 4.3(acontrol 1.01 Conversion Resolutions 2.04(a)(iv) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights 1.01 Discharge Resolution 2.04(a)(ii) e-mail 9.3 Effective Time 2.2(bDomain Names 1.01 Effect 1.01 EGM 2.04(a) EGM Materials 2.04(b) Electronic Delivery 9.09 Employment Practices 3.19(b) End Date 8.1(b)(ii8.01(b)(i) Exchange Agent 3.3(aEquity Award Adjustment Ratio 2.03(b) Exchange Fund 3.3(aExpiration Time 2.01(d) Forfeited Phantom Shares 3.2(aGovernance Resolutions 2.04(a)(iii) GAAP 4.5(bIFRS Accounts 3.08(d) IIA 3.16(o) Indemnification Agreements 6.01(a) Indemnified Liabilities 6.10(aPerson 6.01(a) Indemnified Persons 6.10(aTerm Section Independent Directors 2.05(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Expiration Time 2.01(d) Leverage Covenants 6.1(a)(xivInstitution 3.16(n) Maryland Courts 9.7(bInterim Israel Equity Tax Ruling 5.05(e) Maryland Department 2.2(bIsrael Equity Tax Ruling 5.05(a) Israel Tax Rulings 5.05(c) Legal Restraints ▇▇▇. I ¶ C Liability 3.12(a) Liquidation 2.05(b) Liquidator 2.04(a)(vi) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Contracts 3.21(a) Minimum Condition ▇▇▇. I ¶ A Minority Exit Offering Period 2.01(f) New Plans 6.02(d) Non-Competition Agreement Recitals Merger Filings 2.2(bOFAC 1.01 Offer Recitals Offer Commencement Date 2.01(a) Merger Sub Preamble Merger Sub Sole Member Offer Conditions 2.01(a) Offer Consideration Recitals MGCL 2.1 Operating Partnership 2.1 Offer Documents 2.01(h) Old Plans 6.02(d) Option Closing 2.08(b) Option Closing Date 2.08(b) Option Exercise Notice 2.08(b) Option Shares 2.08(a) Ordinary Shares 2.08(a) Parent Preamble Parent Additional Dividend Amount 6.19(bNote 2.08(c)(iii) Parent Affiliate 9.10(bPartnership Election 2.07(a)(v) Parent Board Patents 1.01 Post-Offer Reorganization 2.07(a) Pre-Closing Period 5.01 Premium Cap 6.01(b) Pre-Wired Asset Sale Resolutions 2.04(a)(vi) Pre-Wired Asset Sale Ruling 5.05(c) Schedule 14D-9 2.02(b) Schedule TO 2.01(h) Shares Recitals Parent Board Recommendation 5.3(aSubsequent EGM 2.04(e) Parent Change of Recommendation 6.4(bSubsequent Offering Period 2.01(f) Parent Common Stock Issuance Tender and Support Agreements Recitals Parent Contracts 5.16(bTerminated Plan 6.02(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aTerminating Option 2.03(c) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aTerminating RSU 2.03(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Trade Register 3.03 Trade Secrets 1.01 Trademarks 1.01 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a7.06 VAT 3.17(n) WARN 3.19(e) Withholding Tax Ruling 5.05(b)

Appears in 2 contracts

Sources: Purchase Agreement (Mobileye N.V.), Purchase Agreement (Intel Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2018 Property Plan 5.1(a)(x) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternate Commitment Letter 5.13(a)(ii) Alternate Financing 5.13(a)(ii) Antitrust Counsel Only Material 5.4(b) Book-Entry Shares 3.3(b)(i2.2(b)(ii) Cancelled Shares 3.1(b)(v2.1(d) Capitalization Date 3.2(a) Cash Electing Share 2.1(a) Cash Election 2.1(a) Cash Election Consideration 2.1(a) Cash Fraction 2.1(c)(i)(A) Certificate of Merger 2.2(b1.2 Certificates 2.2(b)(i) Certificates 3.3(b)(ichange in control 5.7(c) Change of Board Recommendation 5.3(a) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Commitment Letter 4.19(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 3.1(b) Company Common Stock 3.1(b)(iCharter 3.1(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bEmployees 5.7(a) Company Equity Awards 2.4(c) Company Financial Statements 3.7(b) Company Material Adverse Effect 4.1(aContract 3.13(a)(viii) Company Permits 4.9 3.6(a) Company Plans 4.10(aPreferred Stock 3.2(a) Company Property 3.18(b) Company Related Parties 7.3(e) Company Restricted Stock Award 2.4(b) Company RSU Award 2.4(c) Company SEC Documents 4.5(a3.7(a) Company Series A Preferred Stock 3.1(b)(iiiOption 2.4(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Stockholder Approval 3.3 Company Stockholders Meeting 4.4 3.3 Company Subsidiary 3.1(a) Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aCovered Persons 5.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 5.8(c) e-mail 9.3 Debt Offer 5.14(b)(i) Debt Offer Documents 5.14(b)(i) Definitive Agreements 5.13(a) DGCL Recitals Dissenting Shares 2.3 Dividend Consideration 2.1(a) Effective Time 2.2(b1.2 Election 2.8(a) End Date 8.1(b)(iiElection Deadline 2.8(d) Exchange Agent 3.3(a2.2(a) Exchange Fund 3.3(a2.2(a) Forfeited Phantom Shares 3.2(aExisting Indemnification Agreements 5.8(a) GAAP 4.5(bFair Value 4.20(d) Indemnified Liabilities 6.10(aFairness Opinions 3.21 Financing 4.19(a) Indemnified Persons 6.10(aFinancing Representatives 5.13(b) Joint Proxy Statement 4.4 Form of Election 2.8(b) Form S-4 3.5 Fractional Share Consideration 2.1(a) Holder 2.8 Indebtedness 3.2(e) Indenture 5.14(b)(i) Information 5.2(b) Insurance Policies 3.20 Intermediate Parent Preamble Key Stockholder Recitals Leased Real Property 3.18(b) Lenders 4.19(a) Letter of Transmittal 3.3(b)(i2.2(b)(i) Leverage Covenants 6.1(a)(xivLiabilities 4.20(d) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bAmounts 4.19(d) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Mixed Consideration Share 2.1(a) Mixed Election 2.1(a) Mixed Election Consideration 2.1(a) Mixed Stock Consideration 2.1(a) New Plan 5.7(b) New TMM 4.2(b) Notice Period 5.3(f) Offering Documents 5.13(b)(ii) Old Plans 5.7(b) Outside Date 7.1(b) Owned Real Property 3.18(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws 4.1(b) Parent Change of Recommendation 6.4(bCapitalization Date 4.2(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bCharter 4.1(b) Parent Disclosure Letter Article V Financial Statements 4.8(b) Parent Equity Plan Options 4.2(b) Parent Preferred Stock 4.2(a) Parent Representatives 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aRestricted Stock Award 2.4(b) Parent Permits 5.9 Parent Plans 5.10(aRSU Award 2.4(c) Parent SEC Documents 5.5(a4.8(a) Parent Subsidiary 4.4 Payoff Amount 5.14(a) Payoff Letter 5.14(a) Present Fair Saleable Value 4.20(d) Proposed Changed Terms 5.3(f)(ii) Proxy Statement/Prospectus 3.5 Real Property Lease 3.18(b) SEC 3.7(a) Section 16 5.10 Senior Notes 5.14(b)(i) Significant Company Subsidiary 3.1(a) Significant Parent Subsidiary 4.1(a) Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Electing Share Common Merger 2.1(a) Stock Election 2.1(a) Stock Election Consideration 3.1(b)(i2.1(a) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSubject Indebtedness 5.14(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1(a) Terminable Breach 8.1(b)(iiiTermination Fee 7.3(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Trustee 5.14(b)(i) Voting Agreement Recitals

Appears in 2 contracts

Sources: Agreement and Plan of Merger (Taylor Morrison Home Corp), Merger Agreement (AV Homes, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: A&R Partnership Operating Agreement as referenced in the following table: Section 2.3(b) Acceptable Confidentiality Agreement Section 7.4(b) Acquisition Agreement Section 7.4(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Alpine OP Sub Preamble Alpine Sub Preamble Book-Entry Shares 3.3(b)(iShare Section 3.1(a)(ii) Cancelled Shares 3.1(b)(vCertificate Section 3.1(a)(ii) Certificate of Merger 2.2(bLimited Partnership Section 4.1(c) Certificates 3.3(b)(iChange in Company Recommendation Section 7.4(b)(iii) Change in Parent Recommendation Section 7.4(b)(iii) Chosen Court Section 10.9(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Section 2.2 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan Section 4.14(c) Company Affiliate 9.10(aArticles of Merger Section 2.1(a)(ii) Company Articles of Organization Section 2.3(a) Company Board Designees Section 7.21(a) Company Board of Trustees Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws Section 4.1(c) Company Common Stock 3.1(b)(iShares Recitals Company Credit Facility Amendment Section 7.19(a) Company Contracts 3.2(bDeclaration of Trust Section 4.1(c) Company DER Consideration 3.2(bDevelopment Properties Section 4.12(h) Company Director Designee 2.6 Development Property Section 4.12(h) Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee Programs Section 4.14(a) Company Material Adverse Effect 4.1(aEquity Award Consideration Section 1.1(d) Company Permits 4.9 Governing Documents Section 4.1(c) Company Plans 4.10(aJV Partners Section 4.5 Company Merger Section 2.1(a)(i) Company Merger Effective Time Section 2.1(a)(ii) Company Operating Agreement Section 2.3(a) Company Parties Preamble Company Preferred Shares Section 4.3(a) Company Privacy Requirements Section 4.22(a) Company Properties Section 4.12(a) Company Recommendation Section 4.2(b) Company SEC Documents 4.5(aReports Section 4.8(a) Company Series A Preferred Stock 3.1(b)(iiiShareholder Approval Section 4.18 Company Shareholder Meeting Section 7.1(c) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Section 4.1(b) Company Series C Preferred Stock 3.1(b)(iiiSurviving Entity Section 2.1(a)(i) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Tax Protection Agreement 6.7(bSection 6.1(w) Creditors’ Rights 4.3(aConsent Solicitations Section 7.19(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee Section 7.8(a) e-mail 9.3 Effective Time 2.2(bContribution Section 2.1(b)(i) End Date 8.1(b)(iiData Partners Section 4.22(a) Debt Offer Documents Section 7.19(b) DRULPA Section 2.1(c)(i) Encumbrances Section 4.12(b) Exchange Agent Section 3.3(a) Exchange Fund Section 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 3.1(a)(ii) GAAP 4.5(bForm S-4 Section 4.6 Fractional Share Consideration Section 3.1(a)(ii) Indemnified Liabilities 6.10(aParties Section 7.5(a) Indemnified Persons 6.10(aIndemnifying Party Section 7.5(a) Joint Proxy Statement 4.4 Inquiry Section 7.4(a) Interim Period Section 6.1 Intervening Event Notice Section 7.4(b)(v) Intervening Event Notice Period Section 7.4(b)(v) JV Ownership Interest Rights Section 4.5 Labor Agreement Section 4.15(b) Letter of Transmittal 3.3(b)(iSection 3.3(c) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLosses Section 7.19(c) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bReal Property Lease Section 4.12(a) Maximum Premium Section 7.5(c) Merger Sub Preamble Merger Sub Sole Member Recitals Consideration Section 3.1(a)(ii) Mergers Section 2.1(c)(i) MGCL 2.1 Operating Partnership 2.1 Section 3.6 MLLCA Section 2.1(a)(i) MRL Section 2.1(a)(i) Note Offers and Consent Solicitations Section 7.19(b) Notice Period Section 7.4(b)(iv) Offers to Exchange Section 7.19(b) Offers to Purchase Section 7.19(b) Order Section 4.9 Other Filings Section 7.2 Outside Date Section 9.1(b)(iv) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws Section 5.1(c) Parent Change of Recommendation 6.4(bCharter Section 5.1(c) Parent Charter Amendment Section 5.2(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bSection 5.2(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aAward Section 5.3(d) Parent Management Agreement Amendment Governing Documents Section 5.1(c) Parent JV Partners Section 5.5 Parent OP Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aOP Articles of Organization Section 5.1(c) Parent Permits 5.9 OP Governing Documents Section 5.1(c) Parent Plans 5.10(aOP Operating Agreement Section 5.1(c) Parent Parties Preamble Parent Preferred Stock Section 5.3(a) Parent Recommendation Section 5.2(b) Parent SEC Documents 5.5(aReports Section 5.8(a) Parent Stock Issuance Stockholder Approval Section 5.14 Parent Stockholder Meeting Section 7.1(c) Parent Subsidiaries Section 5.1(b) Parent Subsidiary Section 5.1(b) Parent Tax Protection Agreement Section 6.2(l) Parties Preamble Partnership Preamble Partnership Agreement Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Partnership Articles of Merger Section 2.1(c)(ii) Partnership Governing Documents Section 4.1(c) Partnership Merger Section 2.1(c)(i) Partnership Merger Certificate Section 2.1(c)(ii) Partnership Merger Consideration 3.1(b)(iSection 3.1(b)(ii) Per Share Preferred Partnership Merger Consideration 3.1(b)(iiiEffective Time Section 2.1(c)(ii) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPartnership OP Unit Recitals Partnership Surviving Entity Section 2.1(c)(i) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiPartnership Surviving Entity Unit Section 3.1(b)(ii) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiParty Preamble Permit Section 4.7 Permitted REIT Dividend Section 7.17(a) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aProxy Statement/Prospectus Section 3.3(a) Qualified REIT Subsidiary 4.1(bSection 4.11(f) Qualifying Income 8.3(i)(iSection 9.4(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRegistered Intellectual Property Section 4.21(a) Surviving Company 2.1 REIT Section 4.11(b) REIT Dividend Section 7.17(b) Release Section 7.8(c) Requested Changes Section 2.5 S▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.8(a) SDAT Section 2.1(a)(ii) Securities Laws Section 4.8(a) Security Incident Section 4.22(b) Superior Proposal Notice Section 7.4(b)(iv) Takeover Statutes Section 4.26 Tax Protection Agreement Section 4.11(l) Taxable REIT Subsidiary 4.1(bSection 4.11(f) Terminable Breach 8.1(b)(iiiTermination Payee Section 9.4(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTermination Payor Section 9.4(a) Transfer Taxes Section 7.9(c) Union Section 4.15(b)

Appears in 2 contracts

Sources: Merger Agreement (Healthpeak Properties, Inc.), Merger Agreement (Physicians Realty Trust)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acquisition Agreement as referenced in the following table: Section 5.4(a) Acquisitions Section 4.1(b)(viii) Additional Dividend Amount Section 5.10(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBankruptcy and Equitable Exceptions Section 3.1(c)(i) Book-Entry Shares 3.3(b)(iBase Amount Section 5.9(c) Cancelled Shares 3.1(b)(vBlue Sky Laws Section 3.1(c)(iii) Certificate of Merger 2.2(bSection 1.1(b) Certificates 3.3(b)(iChange in Company Recommendation Section 5.4(b)(iii) Change in Parent Recommendation Section 5.4(b)(iii) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Closing Dividend Date Section 5.10(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a368 Opinion Section 6.2(c) Company Affiliate 9.10(a368 Representation Letters Section 5.12(d) Company Board Recitals Base Amount Section 7.2(f) Company Board Recommendation Recitals Benefit Plans Section 3.1(j)(i) Company Change of Recommendation 6.3(bBook-Entry Shares Section 2.1(b) Company Capitalization Date Section 3.1(b)(i) Company Certificates Section 2.1(b) Company Common Stock Section 2.1(a) Company Deferred Stock Unit Award Section 2.4(d) Company Disclosure Letter Section 3.1 Company Employees Section 3.1(k)(ii) Company ESPP Section 2.5 Company Intellectual Property Section 3.1(q) Company Leases Section 3.1(o)(vi) Company OP Preamble Company OP GP Recitals Company Performance Stock Unit Award Section 2.4(c) Company Permitted Development Expenditures Section 3.1(o)(xv) Company Preferred Stock Section 3.1(b)(i) Company Contracts 3.2(bProperties Section 3.1(o)(i) Company DER Consideration 3.2(bProperty Section 3.1(o)(i) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bQualified DC Plan Section 5.6(c) Company Material Adverse Effect 4.1(aREIT Opinion Section 6.3(d) Company Permits 4.9 REIT Representation Letter Section 5.12(d) Company Plans 4.10(aRegistered IP Section 3.1(q) Company Expense Reimbursement Section 7.2(i) Company Expense Reimbursement Base Amount Section 7.2(i) Company Required Vote Section 3.1(n) Company Restricted Stock Unit Award Section 2.4(c) Company SEC Documents 4.5(aSection 3.1(d)(i) Company Series A Preferred Stock 3.1(b)(iiiOption Section 2.4(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.1(b) Creditors’ Rights 4.3(aCompany Termination Fee Section 7.2(f) Company Title Insurance Policies Section 3.1(o)(xi) Company Title Insurance Policy Section 3.1(o)(xi) Company Transaction Litigation Section 5.14 Continuation Period Section 5.6(a) Continuing Employees Section 5.6(a) Debt Commitment Letter Section 3.2(aa)(i) Debt Recastings Section 5.13(a)(i) Debt Refinancings Section 5.13(a)(i) Debt Repayments Section 5.13(a)(i) Debt Transaction Section 5.13(c) Debt Transaction Documents Section 5.13(c) Definitive Debt Financing Agreements Section 5.13(a)(ii) Delaware LLC Act 2.1 Delaware Secretary Section 1.1(b)(i) DESM Certificate of State 2.2(bMerger Section 1.1(b)(ii) e-mail 9.3 DGCL Section 1.1(a) DLLCA Section 1.1(a)(i) Effective Time 2.2(bSection 1.1(b) End Date 8.1(b)(iiEligible Shares Section 2.1(a) EPCRA Section 9.1 Exchange Act Section 3.1(c)(iii) Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio Recitals Fee Letter Section 3.2(aa)(i) GAAP 4.5(bFinancing Section 3.2(aa)(i) Form S-4 Section 5.1(a) Governmental Entity Section 3.1(c)(iii) HMTA Section 9.1 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(aParties Section 5.9(a) Joint Proxy Statement 4.4 Statement/Prospectus Section 5.1(a) Legal Proceeding Section 3.1(g) Lenders Section 3.2(aa)(i) Letter of Transmittal 3.3(b)(iSection 2.2(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bMaterial Parent Leases Section 3.2(o)(vii) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Leases Section 3.1(o)(vii) MDSM Articles of Merger Section 1.1(b)(ii) Merger Section 1.1(a)(i) Merger Consideration Recitals Merger Filings 2.2(bConsideration Cashout Value Section 2.4(a) Merger Sub Preamble Merger Sub Sole Member MGCL Recitals MGCL 2.1 Operating Partnership 2.1 NASDAQ Section 2.2(e) New Debt Commitment Letter Section 5.13(a)(iii) New Fee Letter Section 5.13(a)(iii) New Plans Section 5.6(a) Notice of Superior Proposal Recommendation Change Section 5.4(b)(iv) Organizational Documents Section 3.1(a)(i) Outside Date Section 7.1(c) Parties Preamble Party Preamble Parent Preamble Parent Additional Dividend Amount 6.19(b368 Opinion Section 6.3(c) Parent Affiliate 9.10(b368 Representation Letter Section 5.12(e) Parent Board Recitals Parent Board Recommendation 5.3(aBase Amount Section 7.2(g) Parent Change of Recommendation 6.4(bBenefit Plans Section 3.2(j)(i) Parent Common Capitalization Date Section 3.2(b)(i) Parent Deferred Stock Issuance Recitals Parent Contracts 5.16(bUnit Award Section 2.4(d) Parent Disclosure Letter Article V Section 3.2 Parent Equity Plan 5.2(aEmployees Section 3.2(k)(ii) Parent Management Agreement Amendment Expense Reimbursement Section 7.2(h) Parent Expense Reimbursement Base Amount Section 7.2(h) Parent Intellectual Property Section 3.2(q) Parent Leases Section 3.2(o)(vi) Parent OP Preamble Parent OP GP Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aPermitted Development Expenditures Section 3.2(o)(xv) Parent Permits 5.9 Properties Section 3.2(o)(i) Parent Plans 5.10(aProperty Section 3.2(o)(i) Parent REIT Opinion Section 6.2(d) Parent REIT Representation Letter Section 5.12(e) Parent Registered IP Section 3.2(q) Parent Required Vote Parent Restricted Stock Unit Award Section 3.2(n) Section 2.4(d) Parent SEC Documents 5.5(aSection 3.2(d)(i) Parent Stock Issuance Recitals Section 3.2(m) Parent Stock Options Section 2.4(a) Parent Stockholders Recitals .pdf 9.5 Per Share Common Meeting Section 5.1(c) Parent Termination Fee Section 7.2(g) Parent Title Insurance Policy Section 3.2(o)(xi) Parent Transaction Litigation Section 5.14 Partnership Certificate of Merger Consideration 3.1(b)(iSection 1.1(b)(iii) Per Share Preferred Partnership Merger Consideration 3.1(b)(iiiSection 1.1(a)(iii) Per Share Preferred Series B Partnership Merger Consideration 3.1(b)(iiiEffective Time Section 1.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiPayoff Letters Section 5.13(d) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiPermits Proceeding Section 3.1(r)(i) Per Share Stock Consideration 3.1(b)(iSection 8.7(b) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(bQualifying Acquisition Proposal Section 5.4(b) Qualifying Income 8.3(i)(iSection 7.2(f) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRCRA Section 9.1 REIT Requirements Section 7.2(f) Reduction Proceeds Section 5.13(a)(v) Required Information Section 5.13(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.1(d)(i) SDAT Section 1.1(b)(ii) Securities Act Section 3.1(c)(iii) Series A Parent Preferred Stock Section 3.2(b)(i) SM Surviving Corporation Section 1.1(a)(ii) Special Parent Distribution Section 4.2(b)(iv) Special Company Distribution Section 4.1(b)(iv) Subsequent Merger Section 1.1(b)(ii) Subsequent Merger Effective Time Section 1.1(b)(ii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bRecitals Surviving Partnership Recitals Takeover Statutes Section 3.1(x) Terminable Breach 8.1(b)(iiiTax Guidance Section 7.2(f) Tax Matters Agreement Section 3.1(h)(xxii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 5.14 TSCA Section 9.1 Ventas Section 3.1(h)(xxii) Ventas Opinion Section 3.1(h)(xxii) Voting Debt Section 3.1(b)(iv)

Appears in 2 contracts

Sources: Merger Agreement (Sabra Health Care REIT, Inc.), Merger Agreement (Care Capital Properties, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.4(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.4(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Affiliate 9.10 Company Affiliate 9.10(aAlternative Acquisition Agreement 6.4(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.4(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(bDigital Assets 4.17(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 6.8(a) Company Equity Awards 3.2(d) Company Insurance Policies 4.20 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Miners 4.17(d) Company Option Award 3.2(b) Company Owned Real Property 4.15(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.23 Company RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(a) Company Wallets 4.17(a) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(c) DGCL 2.1 Delaware Secretary of State Effect Annex A Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.4(a) Exchange Ratio 3.1(b)(i) Exchanged Warrant 3.3(a) Forfeited Phantom Excluded Shares 3.2(a3.1(b)(iii) FCPA 4.9(e) GAAP 4.5(b) Government Official 4.9(c) Hosting Agreement 6.22 Indemnified Liabilities 6.10(aPerson 6.9(a)(i) Indemnified Persons 6.10(aIntended Tax Treatment 6.16(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Loan Agreement 6.21 Loan Amount 6.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Consideration Value 3.2(b) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-U.S. Plan 4.10(k) OFAC Annex A Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) 9.10 Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bCapital Stock 5.2(a)(ii) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) 5.1 Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock 5.2(a)(ii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration Stock Plan 5.2(a)(ii)(B) Parent Stock Price 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iiiPBGC 4.10(h) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iProxy Statement 4.4(a) Registration Statement 4.8 REITs 4.8(a) Rights-of-Way 4.16 Special Committee Recitals Remedial Measures 6.1(b)(xiv) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.10

Appears in 2 contracts

Sources: Merger Agreement (Cleanspark, Inc.), Merger Agreement (Cleanspark, Inc.)

Terms Defined Elsewhere. As The following is a list of additional terms used in this Agreement, Agreement and a reference to the following capitalized terms are defined Section hereof in this Agreement as referenced in the following tablewhich such term is defined: Acquisition Sub Preamble Acquisition Sub Company Common Stock 2.8(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Expenses 7.3 Asterisked Information 7.3(f) Book-Entry Shares 3.3(b)(iAsterisked Items 3.27 Book Inventory 2.13(c) Cancelled Shares 3.1(b)(vBusiness Intellectual Property 3.18(b) Certificate of Merger 2.2(bCalculation Notice 2.13(d) Certificates 3.3(b)(i2.10(b) Claim Notice 8.5(a) Closing 2.2(a2.3(a) Closing Adjustment 2.13(b) Closing Consideration Adjustment Amount 2.13(g) Closing Consideration Allocation Schedule 2.9(c) Closing Date 2.2(a2.3(a) Code Recitals Closing Working Capital 2.13(a) COBRA Coverage 3.12(e) Collective Bargaining Agreement 3.17(a) Company Preamble Company Additional Dividend Amount 6.19(aAssets 3.5 Company Bylaws 2.3(c)(ii) Company Affiliate 9.10(aDisclosure Schedule Article III: Preamble Company IPO Cost Statement 2.9(d) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bRepresentative 5.2(a) Company Common Stock 3.1(b)(iWarrants 3.4(c) Company Confidentiality Agreement 5.4(d) Copyrights 3.18(a) Deductible 8.3(b)(i) Delivery Deadline 5.14 DGCL 2.1 Dispute Notice 8.5(b) Dissenting Shares 2.12 DOJ 5.5(b) Early Termination Election 7.1(c) Early Termination Override Notice 7.1(c) Effective Time 2.2 Employee Plans 3.12(a) Equityholder Indemnified Parties 8.2(b) Estimated Working Capital 2.13(b) Exchange Act 4.5(a) FCPA 3.25(a) Final Adjustment 2.13(g) Final Working Capital 2.13(f) Foreign Antitrust Authorities 5.5(a) Foreign Antitrust Laws 5.5(a) FTC 5.5(b) General Enforceability Exceptions 3.6(b) ▇▇▇▇▇ Representative Preamble In-Bound License Agreements 3.6(a)(v) Indemnified Officers 5.9(a) Indemnified Party 8.5(a) Indemnitor 8.3(a) Indemnity Cancelled Parent Shares 8.5(b) Infringes 3.18(d) Initial Calculation 2.13(c) Insurance 3.19 Intellectual Property 3.18(a) Letter of Transmittal 2.10(b) License Agreement 3.6(a)(v) Material Contracts 3.2(b3.6(a) Company DER Consideration 3.2(bMerger 2.1 Merger Certificate 2.2 Money Laundering Laws 3.25(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bMulti-Employer Plan 3.12(a) Company Material Adverse Effect 4.1(aNon-Union Employees 5.8(a) Company Permits 4.9 Company Plans 4.10(aOut-Bound License Agreements 3.6(a)(v) Company Outside Date 7.1(b) Parent Preamble Parent Indemnified Parties 8.2(a) Parent SEC Documents 4.5(a) Company Series A Preferred Patents 3.18(a) Payoff Letter 2.9(b) Physical Inventory 2.13(c) Physical Inventory Count 2.13(c) Pre-Closing Taxes 3.10(a) Real Property Leases 3.7(a) Real Property Permits 3.7(g) Record Retention Period 5.12 Representative Preamble Received Refund 8.3(e) Requested Information 5.4(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.5(a) SEC 4.5(a) Securities Act 4.5(a) Settlement Accountants 2.13(e) Software 3.18(a) Stock 3.1(b)(iiiPlan 3.4(b) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 3.3(b) Company Series C Preferred Stock 3.1(b)(iiiStockholder Consent 5.3 Survival Date 8.1 Surviving Corporation 2.1 Third Party Claim Notice 8.6(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Third Party Intellectual Property 3.18(b) Timken Agreement 6.7(b8.3(b)(iii) Creditors’ Rights 4.3(aTrade Secrets 3.18(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTrademarks 3.18(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Fee Statement 2.9(a) WARN Act Laws 3.17(d) Watermill Representative Preamble Working Capital Cancelled Parent Shares 3.2(a2.13(i) Working Capital Statement 2.13(a) Working Capital Target 2.13(a)

Appears in 2 contracts

Sources: Agreement and Plan of Merger (Carpenter Technology Corp), Merger Agreement (Carpenter Technology Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Accounting Expert 7.5(a)(iii) Accounting Principles 2.4(a) Additional Listing Application 6.14 Adjustment Amount 2.3 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.7(b) Book-Entry Shares 3.3(b)(iAntitrust Laws 6.7(b) Cancelled Shares 3.1(b)(vAsset Allocation Statement 2.6 Assignment 2.7(b)(i) Certificate of Merger 2.2(bAudited Financial Statements 4.4(a) Certificates 3.3(b)(iBalance Sheet Date 4.5(b) Board Recommendation 5.3(a) Cap 10.4(a)(iii) Capital Plan 6.1(c)(i) Capital Stock 5.2(a)(ii) Casualty Value 7.3(c) Closing 2.2(a2.7(a) Closing Adjustment Amount 2.5(a) Closing Date 2.2(a2.7(a) Code 2.6 Company Recitals Company Preamble Company Additional Dividend Amount 6.19(aContracts 4.17(b) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFacility Annex A (within “Designated Facility”) Company Independent Petroleum Engineers 4.15(a) Company Insurance Policies 4.19 Company Intellectual Property 4.12(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.13 Company Material Real Property Lease 4.13 Company Owned Real Property 4.13 Company Permits 4.7(a) Company Permits 4.9 Company Plans 4.10(aReserve Report 4.15(a) Company SEC Documents 4.5(aConfidentiality Agreements 6.6(d) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bCovered Matters 11.6 CPR 7.5(a)(v) Creditors’ Rights 4.3(a3.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCure Costs 2.3(o) Cure Period 7.1(d)(ii) Damages 10.1 De Minimis Amount 10.4(a)(i) Debt Commitment Letter 5.11(b) Deductible 10.4(a)(ii) Debt Payoff Amount 2.7(c)(i) Defensible Title 7.1(b) Downward Adjustment Excess 2.5(c)(iii) e-mail 9.3 11.2 Environmental Defect 7.2(b)(i) Environmental Defect Value 7.2(b)(iii) Environmental Expert 7.5(a)(ii) Environmental Laws 7.2(b)(ii) Escrowed Shares 2.7(c)(iii) Excluded Subsidiaries Annex A (within “Excluded Assets”) Examination Period 7.1(a) Execution Date Preamble Expert 7.5(a)(iii) Expiration Time 10.3(a) F▇▇▇▇ Water Facility Annex A (within “Designated Facility”) Final Adjustment Amount 2.5(b) Final Settlement Statement 2.5(b) Financial Statements 4.4(a) Financing 6.24(a) GAAP 2.4(a) F▇▇▇▇ Parent Recitals HSR Act 3.4 Indemnified Claims 10.2 Individual Environmental Threshold 7.2(d)(iii) Invoice 2.7(b)(xi) Measurement Date 5.2(a) Mutual Releases Recitals Non-Recourse Persons 11.13 Notice of Defective Interests 7.1(d)(i) Offering Documents 6.24(a) Officer Release Recitals Outside Date 9.1(b)(ii) .pdf 11.4 Party and Parties Preamble Payoff Letter 2.7(b)(x) Post-Effective Time 2.2(bCompany Taxes 6.15(b)(i) End Date 8.1(b)(iiPre-Effective Time Company Taxes 6.15(b)(i) Exchange Agent 3.3(aPreferred Stock 5.2(a)(ii) Exchange Fund 3.3(aPreliminary Settlement Statement 2.5(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i5.4 Purchaser Preamble Purchaser Affiliate 11.9 Purchaser Alternative Acquisition Agreement 6.3(d)(iv) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Purchaser Change of Recommendation 6.4(b6.3(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bPurchaser Confidentiality Agreement 6.6(d) Parent Purchaser Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Purchaser Indemnitees 10.2 Purchaser Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent 5.1 Purchaser SEC Documents 5.5(a) Parent Stock Issuance Purchaser’s Environmental Consultant 7.2(a) Purchaser’s Environmental Review 7.2(a) Purchaser’s Indemnified Claims 10.2 Purchaser Tax Proceeding 6.15(c)(i) RCAs Recitals Parent Stockholders Registration Rights Agreement 2.7(b)(vii) Replacement Acreage 7.1(d)(iii) Rights-of-Way 4.14 Seller Preamble Seller Affiliate 11.9 Seller Confidentiality Agreement 6.6(d) Seller Disclosure Letter Article III Seller Facility Annex A (within “Designated Facility”) Seller Indemnitees 10.1 Seller Release Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSeller Tax Proceeding 6.15(c)(i) Per Share Preferred Merger Consideration 3.1(b)(iiiSeller’s Indemnified Claim 10.1 Specified Facilities Annex A (within “Designated Facility”) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiStockholders’ Agreement 2.7(b)(vi) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiSubject Marks 6.17 Subject Securities Recitals Surface Agreements 4.17(a)(xvi) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTax Proceeding 6.15(c)(i) Terminable Breach 8.1(b)(iii9.1(b)(iii) Third Party Claim 10.6(b) Title Defect 7.1(c)(i) Title Defect Value 7.1(d)(iv) Title Expert 7.5(a)(i) Transaction Costs Payoff Amount 2.7(c)(ii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.8 Unadjusted Cash Purchase Price 2.2 Unadjusted Equity Consideration 2.2 Unadjusted Purchase Price 2.2

Appears in 2 contracts

Sources: Securities Purchase Agreement (WPX Energy, Inc.), Securities Purchase Agreement (WPX Energy, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(vi) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.17(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Class B Common Stock 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b4.16(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Notes Assumption 6.22(b) Company Performance RSUs 3.2(b)(i) Company Permits 4.9 Company Plans 4.10(a) Company Restricted Share 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii4.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii3.1(b)(iv) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Company Trust Preferred Securities 6.22(a) Company Undesignated Preferred Stock 4.2(a) Confidentiality Agreement 6.7(b6.6(b) Continuing Employee 6.8(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.9(d) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Board Recitals Merger Sub Sole Member Shareholder Recitals MGCL 2.1 MSR Purchase Agreement 4.16(a)(xiii) MSRs 4.16(a)(xiii) Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Preamble Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf pdf 9.5 Per Share Cash Consideration 3.1(b)(i) Per Share Common Merger Consideration 3.1(b)(i) Per Share Series B Preferred Merger Consideration 3.1(b)(iii) Per Share Series C Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii3.1(b)(iv) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aPlan of Merger 2.2(b) Post-Closing Plan 6.8(c) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(f)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivStock Price Performance RSU 3.2(b)(ii) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Recitals Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.10 Transactions Recitals Vesting Phantom Shares 3.2(a)TruPS Assumption 6.22(a) TruPS Discharge 6.22(a) Virginia Commission 2.2(b) Virginia Courts 9.7(b) VSCA Recitals

Appears in 2 contracts

Sources: Merger Agreement (Ellington Financial Inc.), Merger Agreement (Ellington Financial Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Balance Sheet Date 4.6(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Citi 4.22 Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vi) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.19(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designated Stockholder Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aReserve Report 4.17(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Significant Subsidiaries 4.1 Company Stockholders Meeting 4.4 Company Tax Certificate 6.20(b) Confidentiality Agreement 6.7(b) Continuing Employee 6.9(a) Converted PSU 3.2(b) Converted RSU 3.2(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Designated Stockholder Voting Agreements Recitals DGCL 2.1 Delaware Secretary of State 2.2(bDivestiture Action 6.8(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Share 3.1(b)(i) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Excluded Share 3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Integrated Mergers Recitals Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) LLC Sub Recitals LLC Sub Merger 2.8 LLC Sub Merger Agreement 2.8 Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.21(a) Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Non-Cancelled Shares 3.1(b)(iii) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Class A Common Stock Issuance Recitals Parent Class B Common Stock 5.2(a) Parent Contracts 5.16(b5.19(b) Parent Designated Stockholder Recitals Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Independent Petroleum Engineers 5.17(a) Parent Manager Recitals Intellectual Property 5.14 Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aReserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Parent Tax Certificate 6.20(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Payoff Letters 6.19 RBCCM 4.22 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Rights-of-Way 4.16 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) TPH 5.22 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 2 contracts

Sources: Merger Agreement (Parsley Energy, Inc.), Merger Agreement (Jagged Peak Energy Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.9(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(c) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 4.10(j) Company Financial Statements 4.5 Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Owned Real Property 4.15 Company Material Real Property Lease 4.15 Company Permits 4.9(a) Company Permits 4.9 Company Plans 4.10(aPreferred Stock 4.2(a) Company SEC Documents 4.5(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a)(i) Company Series A Preferred Stock 3.1(b)(iiiStockholder Consent Deadline 8.1(b)(iv) Company Series B Preferred Stock 3.1(b)(iiiPlan 4.2(a) Company Series C Preferred Stock 3.1(b)(iiiTax Certificate 6.19(b) Company Special Committee Voting Agreements Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b6.7(a)(iii) Consent Solicitation Statement/Information Statement/Prospectus 4.8(b) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) DGCL 2.1 Delaware Secretary of State Disclosure Letter Article IV Dissenting Shares 3.4 Divestiture Action 6.8(b) Effective Time 2.2(b) Eligible Share 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Excluded Share 3.1(b)(iii) GAAP 4.5(b4.5 HSR Act 4.3(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Information Statement/Prospectus Distribution Date 6.6(a) Last Balance Sheet 4.5 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(c) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(b6.4(d)(ii) Parent Charter Amendment 6.22 Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineers 5.17(a)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Owned Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a)(ii) Parent Plans 5.10(aRelated Party Transaction 5.24 Parent Reserve Reports 5.17(a)(i) Parent SEC Documents 5.5(a) Parent Stockholder Written Consent 5.3(a) Parent Stock Issuance Recitals Parent Stockholders Stock Plan 5.2(a) Parent Takeover Proposal 6.2(b)(iv) Parent Tax Certificate 6.19(b) Parent Voting Agreement Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPSUs 5.2(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Regulatory Material Adverse Effect 6.8(b) Rights-of-Way 4.16 RSUs 5.2(a) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 2 contracts

Sources: Merger Agreement (Eclipse Resources Corp), Voting Agreement (Eclipse Resources Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Appraisal Shares 3.5 Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificate Certificates 3.4(b)(i) Certificates of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Merger Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bMerger Effective Time 2.2(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Converted PSU Award 3.3(b) Converted RSU Award 3.3(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) days 9.4(e) DGCL 2.1(a) DLLCA 2.3(b) DTC 3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.4(a) Exchange Ratio 3.1(b)(i) Excluded Shares 3.1(b)(iii) Firefly Preamble Firefly 401(k) Plan 6.9(f) Firefly Alternative Acquisition Agreement 6.3(d)(iv) Firefly Board Recitals Firefly Board Recommendation 4.3(a) Firefly Capital Stock 4.2(a) Firefly Change of Recommendation 6.3(d)(vii) Firefly Common Stock Recitals Firefly Contracts 4.19(b) Firefly Designees 2.7(a) Firefly Disclosure Letter Article IV Firefly Employee 4.10(i) Firefly Equity Plan 3.3(a) Forfeited Phantom Shares 3.2(aFirefly FA 4.22 Firefly Intellectual Property 4.14(a) Firefly Marketing Contract 4.19(a)(ii) Firefly Material Adverse Effect 4.1 Firefly Material Leased Real Property 4.15 Firefly Material Real Property Lease 4.15 Firefly Owned Real Property 4.15 Firefly Permits 4.9(a) Firefly Preferred Stock 4.2(a) Firefly PSU Award 3.3(b) Firefly Related Party Transaction 4.24 Firefly Reserve Report 4.17(a) Firefly SEC Documents 4.5(a) Firefly Stockholders Meeting 4.4 Firefly Tax Certificate 6.17(b) Firefly RSU Award 3.3(a) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department LLC Sub Recitals LLC Sub Merger Recitals LLC Sub Merger Effective Time 2.2(b) made available 9.4(e) Material Company Firefly Insurance Policies 4.17 4.20 Material Parent Ohm Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Mergers Recitals Minimum Liquidity 6.26 New Plans 6.9(a) Ohm Preamble Ohm 401(k) Plan 6.9(f) Ohm Alternative Acquisition Agreement 6.4(d)(iv) Ohm Board Recitals Ohm Board Recommendation 5.3(a) Parent Ohm Capital Stock 5.2(a) Ohm Change of Recommendation 6.4(b6.4(d)(vii) Parent Ohm Common Stock Issuance Recitals Parent Ohm Contracts 5.16(b5.19(b) Parent Ohm Designees 2.7(a) Ohm Disclosure Letter Article V Parent Ohm Employee 5.10(i) Ohm Equity Plan 5.2(a5.2(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Ohm FA 5.22 Ohm Independent Petroleum Engineers 5.17(a) Ohm Intellectual Property 5.14(a) Ohm Marketing Contract 5.19(a)(ii) Ohm Material Adverse Effect 5.1(a5.1 Ohm Material Leased Real Property 5.15 Ohm Material Real Property Lease 5.15 Ohm Owned Real Property 5.15 Ohm Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aOhm Preferred Stock 5.2(a) Parent Ohm Related Party Transaction 5.24 Ohm Reserve Report 5.17(a) Ohm SEC Documents 5.5(a) Parent Ohm Stock Issuance Recitals Parent Ohm Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Ohm Tax Certificate 6.17(b) Per Share Preferred Merger Consideration 3.1(b)(iiiOutside Date 8.1(b)(ii) Per Share Preferred Series B Merger Consideration 3.1(b)(iiipdf 2.2(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPost-Effective Time Dividends 3.4(g) Registration Statement 4.8 REITs Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.16 Share Consideration 3.1(b)(i) Second Request 6.8(d) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 2.1(a) Surviving Corporation Stock 3.1(a) Surviving Entity 2.1(b) Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 2 contracts

Sources: Merger Agreement (Oasis Petroleum Inc.), Merger Agreement (Oasis Petroleum Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b2.2(a) beneficial ownership A-1 beneficially owning A-1 Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Day A-1 Cancelled Shares 3.1(b)(v3.1(b)(iii) Certificate of Merger 2.2(b2.2(a) Certificates 3.3(b)(i3.2(b)(i) Chosen Courts 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.18(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Capital Stock A-2 Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Competing Proposal A-1 Company Contracts 3.2(b) Company DER Consideration 3.2(b4.17(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEquity Awards 3.3(b) Company Equity Plan A-1 Company Expenses A-1 Company Intellectual Property A-1 Company Loan Documentation 4.15(a) Company Loan Files 4.15(a) Company Loans 4.15(a) Company Material Adverse Effect 4.1(a) Company Owned Properties 4.16 Company Performance RSU 3.3(a) Company Permits 4.9 Company Plans 4.10(aPreferred Stock A-1 Company Real Property 4.16 Company RSU Award 3.3(b) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Stockholder Approval A-2 Company Stockholders Meeting 4.4 Company Superior Proposal A-2 Company Tax Representation Letter 6.17(a) Company Termination Fee A-2 Company Warrant Agreement A-2 Company Warrants A-2 Confidentiality Agreement 6.7(b) Consent A-2 Continuing Employee 6.22(a) control A-2 Convertible Notes 5.2(a) COVID-19 A-2 COVID-19 Measures A-2 Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 D&O Insurance 6.9(d) Delaware Secretary of State 2.2(b2.2(a) e-mail 9.3 DLLCA 2.1 Effective Time 2.2(b2.2(a) Employee Benefit Plan A-3 Employment Matters 4.11(a) End Date 8.1(b)(ii) ERISA A-3 ERISA Affiliate A-3 Exchange Act A-3 Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) Exchange Ratio A-3 GAAP 4.5(b) Governmental Entity A-3 group A-3 Indebtedness A-3 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Intellectual Property A-4 Intended Tax Treatment 2.7 Investment Company Act A-4 IRS A-4 Joint Proxy Statement 4.4 knowledge A-4 Law A-4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b3.2(b)(i) Maryland Department 2.2(b2.2(a) Material Adverse Effect A-4 Material Company Insurance Policies 4.17 4.18 Material Parent Insurance Policies 5.17 5.16 Merger Recitals Merger Consideration 3.1(b)(i) Merger Filings 2.2(b2.2(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Minimum Distribution Dividend A-6 NYSE A-6 Organizational Documents A-6 other party A-6 Parent Preamble Parent Additional Dividend Amount 6.19(b6.18(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock A-6 Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals A-6 Parent Contracts 5.16(bCompeting Proposal A-6 Parent Contract 5.15(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Expenses A-6 Parent Manager Recitals Intellectual Property A-7 Parent Material Adverse Effect 5.1(a) 5.1 Parent Permits 5.9 Parent Plans Plan 5.10(a) Parent Preferred Stock A-7 Parent SEC Documents 5.5(a) Parent Series C Preferred Stock A-9 Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iStockholder Approval A-7 Parent Stockholder Meeting A-7 Parent Superior Proposal A-7 Parent Tax Representation Letter 6.17(b) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Termination Fee A-7 parties A-7 party A-9 Permitted Lien A-7 Person A-8 Prior Company Bidders 6.3(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proceeding A-8 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(k)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivRepresentatives A-8 SEC A-8 Securities Act A-8 Sexual Misconduct Allegation 4.11(e) Subsidiary A-8 Surviving Company 2.1 Takeover Law A-8 Tax A-8 Tax Returns A-9 Taxable REIT Subsidiary 4.1(b) Taxes A-8 Taxing Authority A-9 Terminable Breach 8.1(b)(iii) Transaction Agreements A-9 Transaction Litigation 6.15 6.10 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes A-9 Treasury Regulations A-9 Voting Debt A-9 WARN Act 4.11(f)

Appears in 2 contracts

Sources: Agreement and Plan of Merger (Broadmark Realty Capital Inc.), Merger Agreement (Ready Capital Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws 4.24 Antitrust Authority 6.7(b) Antitrust Laws 6.7(b) Book-Entry Shares 3.3(b)(i3.3(b)(i)(B) Cancelled Shares 3.1(b)(vCap Amount 6.9(b) Certificate of Merger 2.2(b2.4(b) Certificates 3.3(b)(i3.3(b)(i)(A) Closing 2.2(a2.4(a) Closing Date 2.2(a2.4(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.8(f) Company Affiliate 9.10(a9.10 Company Balance Sheet Date 4.6(a) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a)(iii) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i6.3(d) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 4.17 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEasement Real Property 4.14(a) Company Material Adverse Effect 4.1(aEmployee 6.8(a) Company Intellectual Property 4.15(a) Company Leased Real Property 4.14(a) Company Miners 4.18 Company Owned Real Property 4.14(a) Company Permits 4.9 4.9(a) Company Plans 4.10(a) Company Preferred Stock 4.2(a)(iii) Company Real Property 4.14(e) Company Real Property Easements 4.14(a) Company Real Property Leases 4.14(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b)(i) Competition Law Notifications 6.7(b) Confidentiality Agreement 6.7(b6.6(b) Conversion 2.3 Conversion Agreement Recitals Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.9(b) DGCL 2.1 Delaware Secretary of State 2.2(bDivestiture Action 6.7(c) e-mail 9.3 9.3(c) Effective Time 2.2(b2.4(b) Eligible Shares 3.1(a)(ii)(A) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a3.3(a)(ii) Forfeited Phantom Exchange Ratio 3.1(a)(ii)(A) Exchanges 2.2(a) Excluded Shares 3.2(a3.1(a)(v) Export Control and Economic Sanctions Laws 4.25 FCPA 4.24 Fractional Share Consideration 3.3(g) GAAP 4.5(b) HSR Act 4.4(a) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Interim Period 6.1(a) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b3.3(b)(i)(B) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.20 MBR Authority 4.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Parent Option 3.2(a)(ii) New Parent Warrant 3.2(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Affiliate 9.10 Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bBalance Sheet Date 5.6(a) Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(b5.13 Parent Disclosure Documents 5.5(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFinancial Statements 5.5(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Material Leased Real Property 5.11 Parent Material Adverse Effect 5.1(a) Real Property Lease 5.11 Parent Miners 5.18 Parent Owned Real Property 5.11 Parent Permits 5.9 Parent Plans 5.10(aPreferred Shares 5.2(a)(ii) Parent SEC Documents 5.5(aShare Capital 5.2(a)(ii) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Payoff Letter 6.18 Per Share Common Merger Consideration 3.1(b)(i3.1(a)(ii)(A) Per Share Preferred Merger Consideration 3.1(b)(iiiProxy Statement/Prospectus 4.4(b)(i) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiPURPA Requirements 4.19 Reactive Power Filing 6.7(d) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Reactive Power Tariff 4.19 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Sanctioned Country 4.25 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.9(b) Tax Receivable Agreement 4.12(j) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions TRA Waiver Recitals Vesting Phantom Shares 3.2(a)Voting Agreements Recitals

Appears in 2 contracts

Sources: Merger Agreement (Q Power LLC), Merger Agreement (Bitfarms LTD)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agency RMBS A-1 Aggregate Additional Manager Consideration Amount A-1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bbeneficial ownership A-1 beneficially owning A-1 (i) Book-Entry Shares 3.3(b)(i) Business Day A-1 Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i) CHOSEN COURTS 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.20(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Capital Stock A-1 Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Competing Proposal A-1 Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Convertible Notes A-1 Company Convertible Notes Indenture A-1 Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEquity Awards 3.2 Company Equity Plans A-2 Company Expense Reimbursement Amount 8.3(b) Company Intellectual Property A-2 Company Management Agreement A-2 Company Manager A-2 Company Material Adverse Effect 4.1(a) A-2 Company Permits 4.9 Company Plans 4.10(aPortfolio Securities 6.1(b)(iv) Company REIT Cap Amount 8.3(i)(i) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Severance Payments 6.25 Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Stockholder Approval A-2 Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Superior Proposal A-2 Company Tax Representation Letter 6.19(a) Company Termination Fee A-2 Company Transaction Expenses A-2 Company Vendor Contracts 4.15(a)(xii) Confidentiality Agreement 6.7(b) Consent A-3 control A-3 COVID-19 A-3 Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 D&O Insurance 6.9(d) Delaware Secretary of State 2.2(b) Determination Date A-3 DGCL A-3 Dispute Notice 3.1(d)(ii) Dissenting Shares 3.3(j) effect A-5 Effective Time 2.2(b) e-mail 9.3 Effective Time 2.2(b) Employee Benefit Plan A-3 End Date 8.1(b)(ii) ERISA A-3 ERISA Affiliate A-3 Exchange Agent 3.3(aAct A-3 (a) Exchange Fund 3.3(a3.3 (a) Forfeited Phantom Shares 3.2(aExchange Ratio A-3 Exchange Ratio Spreadsheet 3.1(d)(iv) Final Company Transaction Expenses Amount 3.1(d)(i) Final Parent Transaction Expenses Amount 3.1(d)(i) GAAP 4.5(b) Governmental Entity A-3 group A-4 Indebtedness A-4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Independent Valuation Firm 3.1(d)(iii) Intellectual Property A-4 Investment Company Act A-4 IRS A-4 knowledge A-4 Law A-4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Ratio A-4 Lien A-5 LLC Act 2.1 Material Adverse Effect A-5 Material Company Insurance Policies 4.17 4.16 Material Parent Insurance Policies 5.17 5.16 Maverick Merger Sub Recitals Maximum Leverage Ratio A-6 Merger Recitals Merger Filings Certificate 2.2(b) Merger Consideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 5.2(b) Minimum Distribution Dividend A-6 NYSE A-6 Organizational Documents A-6 other party A-6 Parent Preamble Parent Additional Dividend Amount 6.19(b6.20(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock A-6 Parent Change of Recommendation 6.4(b6.4(a) Parent Common Stock Issuance Recitals A-6 Parent Competing Proposal A-6 Parent Contracts 5.16(b5.15(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Expense Reimbursement Amount 8.3(c) Parent Intellectual Property A-7 Parent Management Agreement Amendment Recitals Parent Manager Recitals Preamble Parent Material Adverse Effect 5.1(a) A-7 Parent Permits 5.9 Parent Plans 5.10(aPlan A-7 Parent Preferred Stock A-7 Parent REIT Cap Amount 8.3(j)(i) Parent Restricted Stock A-7 Parent SEC Documents 5.5(a) Parent Series A Preferred Stock A-7 Parent Series B Preferred Stock A-7 Parent Series C Preferred Stock A-7 Parent Stock Issuance Recitals Parent Stockholder Approval A-7 Parent Stockholders Recitals .pdf A-7 Parent Stockholders Meeting A-7 Parent Superior Proposal A-7 Parent Tax Representation Letter 6.19(b) Parent Termination Fee A-7 Parent Transaction Expenses A-7 parties A-8 party A-8 pdf 9.5 Per Share Common Merger Additional Manager Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) A-8 Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aPermitted Liens A-8 Person A-8 Prior Company Bidders 6.3(a) Proceeding A-8 Proposed Transaction Expenses Schedule A-8 Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Receiving Party A-8 Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xiv) Representatives A-9 SEC A-9 Securities Act A-9 Subsidiary A-9 Surviving Company 2.1 Takeover Law A-9 Tax A-9 Tax Returns A-9 Taxable REIT Subsidiary 4.1(b) Taxes A-9 Taxing Authority A-9 Terminable Breach 8.1(b)(iii) Termination Agreement Recitals TPT Recitals TPT Merger Agreement Recitals TPT Termination Fee Recitals Trading Day A-9 Trading Hour A-9 Transaction Agreements A-9 Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.16

Appears in 2 contracts

Sources: Merger Agreement (Western Asset Mortgage Capital Corp), Merger Agreement (AG Mortgage Investment Trust, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Appraisal Shares 3.6 Balance Sheet Date 4.6(b) Book-Entry Shares 3.3(b)(iSecurities 3.5(b)(ii) Cancelled Shares 3.1(b)(vCertificates 3.5(b)(i) Certificate Certificates of Merger 2.2(b2.3(b) Certificates 3.3(b)(iClass A Merger Consideration 3.1(b) Class B Merger Consideration 3.1(b) Closing 2.2(a2.3(a) Closing Date 2.2(a2.3(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i6.3(d)(vii) Company Contracts 3.2(b4.20(b) Company DER Consideration 3.2(bCounsel 7.3(e) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 4.10(l) Company FA 4.23 Company Intellectual Property 4.14(a) Company Marketing Contract 4.20(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Merger Consideration 3.1(b) Company Officer’s Tax Certificate 6.18(c) Company Owned Real Property 4.16 Company Parties Preamble Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.25 Company Reserve Report 4.18(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Support Agreement Recitals Company Supporting Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Days 9.4(e) DGCL 2.1 Delaware Secretary of State 2.2(bDLLCA 2.2 DTC 3.5(b)(ii) e-mail 9.3 Effective Time 2.2(bEligible Class A Shares 3.1(b) End Date 8.1(b)(iiEligible Class B Shares 3.1(b) Eligible Heat OpCo Units 3.3(a) Eligible Shares 3.1(b) Excess Shares 3.5(h) Exchange Agent 3.3(a3.5(a) Exchange Fund 3.3(a3.5(a) Forfeited Phantom Exchange Ratio 3.1(b) Excluded Shares 3.2(a3.1(d) GAAP 4.5(b) Heat OpCo Preamble HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Initial Company Merger 2.1(a) Initial Company Merger Effective Time 2.3(b) Initial Surviving Corporation 2.1(a) Intended Tax Treatment Recitals Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i3.5(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub I Preamble Merger Sub Sole Member II Preamble Merger Sub Board Recitals MGCL 2.1 Operating Partnership 2.1 OpCo Merger 2.2 OpCo Merger Consideration 3.3(a) OpCo Merger Effective Time 2.3(b) Pacers OpCo Preamble Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Common Stock Issuance Recitals Contracts 5.18(b) Parent Contracts 5.16(bCounsel 7.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFA 5.21 Parent Marketing Contract 5.18(a)(ii) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.14 Parent Material Real Property 5.14 Parent Material Real Property Lease 5.14 Parent Officer’s Tax Certificate 6.18(c) Parent Owned Real Property 5.14 Parent Parties Preamble Parent Permits 5.9 5.9(a) Parent Plans 5.10(aPreferred Stock 5.2(a) Parent Related Party Transaction 5.23 Parent Reserve Report 5.16(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Support Agreement Recitals Parent Supporting Stockholders Recitals .pdf 9.5 Per Share Common Merger pdf 2.3(a) Post-Effective Time Distributions 3.5(g) PSU Consideration 3.1(b)(i3.4(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Rights Agreement Recitals Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.17 RSU Consideration 3.4(a) Second Request 6.8(d) Subject Courts 9.14 Subsequent Company Merger 2.1(b) Subsequent Company Merger Effective Time 2.3(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b2.1(b) Surviving OpCo 2.2 Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 2 contracts

Sources: Merger Agreement (Permian Resources Corp), Agreement and Plan of Merger (Permian Resources Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: ADS Employees Section 6.12 After Consultation Section 5.3(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Appointment Date Section 5.1 Appraisal Section 6.16 Articles of Merger Section 1.6 Audited Income Statement Section 3.26 Balance Sheet Date Section 3.8(a) Base Premium Section 6.6(c) Canceled Stock Rights Section 2.5(a) Certificates Section 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) CGCL Recitals Closing 2.2(a) Section 1.7 Closing Date 2.2(a) Section 1.7 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAffiliate Section 6.9 Company Agreements Section 3.5 Company Articles Section 1.3(b) Company Affiliate 9.10(aBenefit Plans Section 3.11(a) Company Board of Directors Recitals Company Board Recommendation Recitals Bylaws Section 1.3(b) Company Change of in Recommendation 6.3(bSection 5.4(a) Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule Article III Company Expenses Section 8.2(d) Company Contracts 3.2(bFinancial Advisor Section 3.20 Company Financial Statements Section 3.6(a) Company DER Consideration 3.2(bGoverning Documents Section 1.3(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Intellectual Property Section 3.15 Company Material Adverse Effect 4.1(aContract Section 3.13 Company Options Section 2.5(a) Company Permits 4.9 Section 3.16(b) Company Plans 4.10(aPreferred Stock Section 3.2(a) Company Recommendation Section 5.4(a) Company Rights Recitals Company Rights Agreement Recitals Company SEC Documents 4.5(aSection 3.6(a) Company Series A Preferred Stock 3.1(b)(iiiRights Section 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.3(b) Creditors’ Rights 4.3(aContinuing Directors Section 1.3(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContribution Recitals Contribution Agreement Recitals Covered Persons Section 6.6(a) e-mail 9.3 D&O Insurance Section 6.6(c) DGCL Recitals Dissenters Provisions Section 2.3(a) Dissenting Shares Section 2.3(a) Effective Time 2.2(bSection 1.6 Equity Interests Section 3.2(a) End Date 8.1(b)(iiExchange Act Section 1.1(a) Exchange Agent 3.3(aSection 1.4(a) Exchange Fund 3.3(aForm 10 Section 6.13 GAAP Section 3.6(a) Forfeited Phantom Shares Governmental Entity Section 3.5 HSR Act Section 3.5 Incorporated Open Source Materials Section 3.15(c) Indemnification Agreements Section 6.6(a) Indemnification and Tax Matters Agreement Annex I Information Statement Section 1.10(a) Initial Expiration Date Section 1.1(a) Junior Preferred Stock Section 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Media Distribution Service Agreement Recitals Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(c) Merger Exchange Fund Section 2.2(a) Minimum Condition Section 1.1(a) Monthly Unaudited Financial Information Section 6.14 Nasdaq Section 1.1(b) Noncompetition Agreement Annex I Notice of Recommendation Change Section 5.4(b) Offer Recitals Offer Consideration Recitals Offer Documents Section 1.1(c) Offer Exchange Fund Section 1.4(a) Offer to Exchange Section 1.1(a) Officer Confidentiality Agreement Annex I Outside Date Section 8.1(b)(iv) Permitted Liens Section 3.14 Post Production Services Agreement Annex I Post Signing Returns Section 6.8(a) PPB Appraisal Report Section 6.16 PPB Fair Market Value Section 6.16 PPB Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Prospectus Section 1.1(c) Public Disclosure Section 5.4(a) Purchaser Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Purchaser Agreements Section 4.5 Purchaser Common Stock Issuance Recitals Parent Contracts 5.16(bPurchaser Expenses Section 8.2(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aPurchaser Financial Statements Section 4.6 Purchaser Governing Documents Section 4.3(c) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aPurchaser Options Section 4.3(a) Parent Permits 5.9 Parent Plans 5.10(aPurchaser Preferred Stock Section 4.3(a) Parent Purchaser SEC Documents 5.5(a) Parent Section 4.6 Purchaser Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iRights Section 4.3(a) Registration Statement 4.8 REITs Section 1.1(c) Regulation M-A Section 1.1(c) Representatives Section 5.3(a) Restricted Stock Section 2.5(b) SAR Section 2.5(a) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.6(a) Schedule 14D-9 Section 1.2(a) Schedule TO Section 1.1(c) SEC Section 1.1(c) Section 16 Section 6.12 Securities Act Section 3.6(a) Shares Recitals Remedial Measures 6.1(b)(xivSignificant Subsidiaries Section 4.2 Spin-Off Recitals Support Agreement Recitals Surviving Corporation Section 1.5(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bTermination Fee Section 8.2(b) Terminable Breach 8.1(b)(iiiThird Party Section 5.3(a) Transaction Litigation 6.15 Top-Up Closing Section 2.4(c) Top-Up Exercise Event Section 2.4(b) Top-Up Exercise Notice Section 2.4(c) Top-Up Notice Date Section 2.4(c) Top-Up Notice Receipt Section 2.4(c) Top-Up Option Section 2.4(a) Top-Up Option Shares Section 2.4(a) Transactions Recitals Vesting Phantom Shares Unaudited Income Statement Section 3.26 Voting Debt Section 3.2(a)) Working Capital Reconciliation Agreement Annex I

Appears in 2 contracts

Sources: Merger Agreement (New 360), Merger Agreement (DG FastChannel, Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Appraisal Shares 3.6 Balance Sheet Date 4.6(b) Book-Entry Shares 3.3(b)(iSecurities 3.5(b)(ii) Cancelled Shares 3.1(b)(vCertificates 3.5(b)(i) Certificate Certificates of Merger 2.2(b2.3(b) Certificates 3.3(b)(iClass A Merger Consideration 3.1(b) Class B Merger Consideration 3.1(b) Closing 2.2(a2.3(a) Closing Date 2.2(a2.3(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(e) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i6.3(d)(vii) Company Contracts 3.2(b4.20(b) Company DER Consideration 3.2(bCounsel 7.3(e) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployees 4.10(l) Company FA 4.23 Company Intellectual Property 4.14(a) Company Marketing Contract 4.20(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Merger Consideration 3.1(b) Company Officer’s Tax Certificate 6.18(c) Company Owned Real Property 4.16 Company Parties Preamble Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.25 Company Reserve Report 4.18(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Support Agreement Recitals Company Supporting Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) Days 9.4(e) DGCL 2.1(a) DLLCA 2.1(b) DTC 3.5(b)(ii) e-mail 9.3 Effective Time 2.2(bEligible Class A Shares 3.1(b) End Date 8.1(b)(iiEligible Class B Shares 3.1(b) Eligible Heat OpCo Units 3.3(a) Eligible Shares 3.1(b) Excess Shares 3.5(h) Exchange Agent 3.3(a3.5(a) Exchange Fund 3.3(a3.5(a) Forfeited Phantom Exchange Ratio 3.1(b) Excluded Shares 3.2(a3.1(d) GAAP 4.5(b) Heat OpCo Preamble HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Initial Company Merger 2.1(a) Initial Company Merger Effective Time 2.3(b) Initial Surviving Corporation 2.1(a) Intended Tax Treatment Recitals Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i3.5(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.21 Material Parent Insurance Policies 5.17 5.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub I Preamble Merger Sub Sole Member II Preamble Merger Sub Board Recitals MGCL 2.1 Operating Partnership 2.1 OpCo Merger 2.2 OpCo Merger Consideration 3.3(a) OpCo Merger Effective Time 2.3(b) Pacers OpCo Preamble Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(e) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Common Stock Issuance Recitals Contracts 5.18(b) Parent Contracts 5.16(bCounsel 7.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aFA 5.21 Parent Marketing Contract 5.18(a)(ii) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.14 Parent Material Real Property 5.14 Parent Material Real Property Lease 5.14 Parent Officer’s Tax Certificate 6.18(c) Parent Owned Real Property 5.14 Parent Parties Preamble Parent Permits 5.9 5.9(a) Parent Plans 5.10(aPreferred Stock 5.2(a) Parent Related Party Transaction 5.23 Parent Reserve Report 5.16(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Support Agreement Recitals Parent Supporting Stockholders Recitals .pdf 9.5 Per Share Common Merger pdf 2.3(a) Post-Effective Time Distributions 3.5(g) PSU Consideration 3.1(b)(i3.4(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Rights Agreement Recitals Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.17 RSU Consideration 3.4(a) Second Request 6.8(d) Subject Courts 9.14 Subsequent Company Merger 2.1(b) Subsequent Company Merger Effective Time 2.3(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b2.1(b) Surviving OpCo 2.2 Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 2 contracts

Sources: Merger Agreement (Earthstone Energy Inc), Merger Agreement (Earthstone Energy Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.1(b)(i) Buyer Preamble Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.1(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company 401(k) Plans 7.9(f) Company Additional Dividend Amount 6.19(a7.18(a) Company Affiliate 9.10(a10.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Designees 2.5 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Performance Units 3.2(b) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(aPortfolio Securities 7.1(b)(iv) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Restricted Stock 3.1(b)(iii3.2(a) Company Series C Preferred Stock 3.1(b)(iiiSEC Documents 4.5(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b7.7(b) Continuing Employees 7.9(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 7.10(c) e-mail 9.3 Dispute Notice 3.1(c)(ii) Earned Unit 3.2(b) Effective Time 2.2(b) End Date 8.1(b)(ii9.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) GAAP 4.5(b) Indemnified Liabilities 6.10(a7.10(a) Indemnified Persons 6.10(a7.10(a) Joint Proxy Statement 4.4 Intended Tax Treatment 2.6 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Listing 7.20 LLC Act Recitals Maryland Courts 9.7(b10.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 MGCL Recitals Merger Recitals Merger Filings 2.2(bName Change Recitals Notice of Recommendation Change 7.3(d)(iii) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Notice Period 7.3(d)(iii) Parent Preamble Parent Additional Dividend Amount 6.19(b7.18(b) Parent Affiliate 9.10(b10.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Class A Common Stock Issuance Recitals Parent Class B Common Stock Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Manager Preamble Parent Manager Recitals Permits 6.4 Parent Manager Plans 7.9(a) Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals pdf 10.5 Per Common Share Consideration 3.1(b)(i) Per Common Share Parent Stockholders Recitals .pdf 9.5 Consideration 3.1(b)(i) Per Common Share Common Merger Parent Stock Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i9.3(f)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivReclassification Recitals Reverse Stock Split Recitals Sexual Misconduct Allegation 4.11(e) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii9.1(b)(iii) Total Parent Consideration 3.1(b)(iii) Transaction Litigation 6.15 7.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 2 contracts

Sources: Merger Agreement (Capstead Mortgage Corp), Merger Agreement (Benefit Street Partners Realty Trust, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 9% Preferred Stock Section 3.3(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Date Preamble Appraisal Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vSection 2.3 Biologic Section 3.17(a) Certificate of Merger Section 1.2 Certificates Section 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Closing Shares Section 5.13(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plan Section 4.10(a) Company Board Recitals Section 4.4(b) Company Board Recommendation Recitals Approval Section 4.4(b) Company Change of Recommendation 6.3(b) Bridge Notes Section 2.6 Company By-laws Section 4.2 Company Certificate Section 4.2 Company Common Stock 3.1(b)(iSection 2.1(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(b) Material Contract Section 4.13 Company Material Adverse Effect 4.1(aIntellectual Property Section 4.16 Company Options Section 2.4(b) Company Permits 4.9 Section 4.6 Company Plans 4.10(a) Securityholders Section 5.3 Company SEC Documents 4.5(aSecurityholder Approval Section 4.20 Company Securityholder Distribution Approval Section 4.3(e) Company Series A Preferred Stock 3.1(b)(iiiSection 2.1(a) Company Stock Option Plans Section 2.4(b) Company Stockholder Approval Section 4.20 Company Unaudited Financial Statements Section 4.7(b) Company Warrants Section 2.5 Confidentiality Agreement Section 5.4 Consideration Shares Section 5.13(a) D&O Indemnified Parties Section 5.9(a) D&O Insurance Section 6.2(g) Delaware Law Recitals Drug Section 3.17(a) Effective Time Section 1.2 Equity Rights Agreement Section 6.2(b) Equityholder Representative Section 2.9 Exchange Agent Section 2.2(a) Exchange Fund Section 2.2(a) FDA Section 3.6 FDCA Section 3.6 Filing Date Section 5.13(a) Medical Device Section 3.17(a) Merger Recitals Merger Sub Preamble Parent Preamble Parent Benefit Plan Section 3.10(a) Parent Board Section 3.4(b) Parent Board Approval Section 3.4(b) Parent By-laws Section 3.2 Parent Certificate Section 3.2 Parent Common Stock Section 2.1(a) Parent Disclosure Schedule Article III Parent Financial Advisor Section 3.20 Parent Form 10-K Section 3.2 Parent Material Contract Section 3.13 Parent Material Intellectual Property Section 3.16 Parent Options Section 3.3(a) Parent Permits Section 3.6 Parent Preferred Stock Section 3.3(a) Parent SEC Filings Section 3.7(a) Parent Warrants Section 3.3(a) Recipients Section 5.13(b) Registration Period Section 5.13(b) Registration Statement Section 5.13(a) Representatives Section 5.4 Restricted Share Section 2.4(a) Rule 144 Section 5.13(b) Section 16 Section 5.8 Series A Junior Participating Preferred Stock Section 3.3(a) Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Corporation Recitals

Appears in 2 contracts

Sources: Merger Agreement (RespireRx Pharmaceuticals Inc.), Merger Agreement (Cortex Pharmaceuticals Inc/De/)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in have the following tablemeanings set forth below: 2005 Parent Plan 5.2 401(k) Plan 6.9(d) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vBusiness Day 2.2(a) Cap Amount 6.10(d) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) 9.10 Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2 Company Change of Recommendation 6.3(b6.3(c) Company Change of Recommendation Notice 6.3(e)(v)(B) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.18(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.16(a) Company Intellectual Property 4.14 Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Owned Real Property 4.15(a) Company Plans 4.11(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2 Company Related Party Transaction 4.23 Company Reserve Report 4.16(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Stock Plan 3.2 Company Superior Proposal Notice 6.3(e)(iii)(B) Company Tax Certificate 6.18 Competition Law Notifications 6.8(b) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act DGCL 2.1 Delaware Secretary of State 2.2(bDebt Offer 6.21 Divestiture Action 6.8(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) GAAP 4.5(b) HSR Act 4.4 Holdco Recitals Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.19 Merger Recitals 2.1 Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Offer Documents 6.21 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Notice 6.4 Parent Common Stock Issuance Recitals Parent Contracts 5.16(b3.1(b)(i) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineers 5.13(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Plans 5.11(a) Parent Plans 5.10(aPreferred Stock 5.2 Parent Reserve Report 5.13(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals 5.3(a) Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Plan 5.2 Parent Tax Certificate 6.18 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.6 Replacement Plans 6.9(b) Representatives 6.7(a) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Voting Agreement Recitals

Appears in 2 contracts

Sources: Merger Agreement (Range Resources Corp), Merger Agreement (Memorial Resource Development Corp.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: 401(k) Plan Section 5.8(e) Acceptance Time Section 1.1(b) Acquisition Agreement as referenced in the following table: Section 7.3(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBalance Sheet Section 3.9(b) Benefit Plan SEC Reports Section 3.14(v) Book-Entry Shares 3.3(b)(iSection 2.2(b) Cancelled Shares 3.1(b)(vBreakup Fee Section 7.3(b) Certificate of Merger Section 1.5 Certificates Section 2.2(b) Certificates 3.3(b)(iChange of Board Recommendation Section 5.4(a) Closing 2.2(a) Section 1.5 Closing Date 2.2(a) Code Recitals Section 1.5 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Bylaws Section 3.2 Company Charter Section 3.2 Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule ARTICLE 3 Company Employees Section 5.8(b) Company Contracts 3.2(bEnterprise Value Section 7.3(b), FN 5 Company Equity Plans Section 2.4(a) Company DER Consideration 3.2(bIncentive Award Section 3.3(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bRegistered Intellectual Property Section 3.19(a) Company Material Adverse Effect 4.1(aRepresentatives Section 5.3(a) Company Permits 4.9 Rights Recitals Company Plans 4.10(aStock Options Section 2.4(a) Company Stockholder Approval Section 3.4(b) Compensation Committee Section 3.14(s) Continuing Directors Section 1.3(b) Controlled Group Member Section 3.14(a) Converted Parent Option Section 2.4(a) Current Company Employees Section 5.8(d) Current D&O Policy Section 5.9(b) DGCL Recitals Dissenting Shares Section 2.3 Distributor Registrations Section 3.8 (b) EC Merger Regulation Section 3.6 Effective Time Section 1.5 Employee Benefit Plans Section 3.14(a) Environmental Claims Section 3.18 Environmental Laws Section 3.18 Equity Award Waivers Section 2.4(d) ERISA Section 3.14(a) ESPPs Section 2.5 Exchange Act Section 1.1(a) Exchange Ratio Section 2.4(a) Expiration Date Section 1.1(d) Fair Market Value of a share of Parent Common Stock Section 2.4(a) FDA Section 3.8(b) FDCA Section 3.8(b) Financial Advisors Section 3.24 Foreign Employee Benefit Plan Section 5.3(c) Health Care Law Section 3.23 Indemnified Parties Section 5.9(a) Initial Expiration Date Section 1.1(d) Intellectual Property Section 3.19(h) IP Standard Form Contracts Section 3.19(a) Material Contracts Section 3.13(a) Material IP Contracts Section 3.19(i) Materials of Environmental Concern Section 3.18 Material Real Property Section 3.16(a) Material Real Property Leases Section 3.16(c) Merger Recitals Merger Consideration Section 2.1(a) Minimum Condition Section 1.1(b) Notice of Adverse Recommendation Section 5.4(d)(C)(I) Notice Period Section 5.4(d)(C)(I) NYSE Section 1.1(e) Offer Recitals Offer Documents Section 1.1(h) Offer Price Recitals Offer to Purchase Section 1.1(c) Parent Preamble Parent Benefit Plans Section 5.8(b) Parent Common Stock Section 2.4(a) Parent Representatives Section 5.3(a) Paying Agent Section 2.2(a) Permits Section 3.8(b) Preferred Stock Section 3.3(a) Principal Stockholders Recitals Promissory Note Section 1.8(d) Proprietary Product Section 3.19(f) Proxy Statement Section 1.6(a) Purchaser Preamble Purchaser Common Stock Section 2.1(c) Qualified Plan Section 3.14(e) Real Property Section 3.16(a) Recent SEC Documents 4.5(aReports ARTICLE 3 Registered Intellectual Property Section 3.19(a) Company Requisite SEC Reports Section 3.9(a) Restricted Stock Units Section 2.4(c) Rights Agreement Recitals Schedule 14D-9 Section 1.2(a) Schedule TO Section 1.1(h) SEC Section 1.1(e) SEC Required Contracts Section 3.13(a) Section 16 Section 5.12 Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Fund 3.3(aShares Recitals Short Form Threshold Section 1.7 Special Meeting Section 1.6(b) Forfeited Phantom Subsidiaries Governance Documents Section 3.2 Support Agreements Recitals Surviving Corporation Section 1.4(a) Termination Date Section 7.1(b) Top-Up Closing Section 1.8(c) Top-Up Exercise Notice Section 1.8(c) Top-Up Notice Receipt Section 1.8(c) Top-Up Option Section 1.8(a) Top-Up Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aSection 1.8(a)

Appears in 2 contracts

Sources: Merger Agreement (Advanced Medical Optics Inc), Merger Agreement (Abbott Laboratories)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Accounting Firm Section 7.14(h) Agreement Preamble Amendment to the Company Management Agreement Amazon 401(k) Plan Section 7.16(d) Amazon Bermuda Preamble Amazon Bermuda Shares Section 5.2(a) Amazon Board Recommendation Recitals Articles Amazon Capitalization Date Section 5.2(a) Amazon Change of Merger 2.2(bRecommendation Section 6.5(a) Book-Entry Amazon Claims Section 7.22 Amazon Disclosure Letter Article V Amazon Financial Statements Section 5.4(b) Amazon Indemnified Parties Section 7.14(a) Amazon Permits Section 5.6(a) Amazon Released Parties Section 7.21 Amazon Relevant Persons Section 7.22 Amazon SEC Documents Section 5.4(a) Amazon Shareholders Recitals Amazon Shares 3.3(b)(iSection 5.2(a) Cancelled Shares 3.1(b)(vAmazon Switzerland Recitals Available Financing Section 7.13(a) Certificate of Merger 2.2(bBenefits Continuation Period Section 7.16(a) Certificates 3.3(b)(iCash Consideration Section 1.1(c)(i)(A) CFIUS Notice Section 7.3(a) Closing 2.2(aSection 1.1(a) Closing Date 2.2(aSection 1.1(a) Code Consideration Section 1.1(c)(i) Continuing Employee Section 7.16(a) Contribution-in-Kind Agreement Section 2.2 D&O Insurance Section 7.5 Danube Preamble Danube 401(k) Plan Section 7.16(d) Danube Benefit Plan Section 4.8(a) Danube Board of Directors Recitals Company Preamble Company Additional Dividend Amount 6.19(aDanube Closing Statement Section 1.1(b) Company Affiliate 9.10(aDanube Director Appointment Section 7.11(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDanube Directors Section 7.11(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Danube Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDanube Financial Statements Section 4.4(a) Company Danube Foreign Benefit Plan Section 4.8(h) Danube Leased Real Property Section 4.16(b) Danube Material Adverse Effect 4.1(aContracts Section 4.17(a) Company Danube Owned Real Property Section 4.16(a) Danube Permits 4.9 Company Plans 4.10(aSection 4.6(b) Company SEC Documents 4.5(aDanube Shares Section 4.2(a) Company Series A Preferred Stock 3.1(b)(iiiDanube UK DB Plan Section 4.8(h) Company Series B Preferred Stock 3.1(b)(iiiDeductible Section 7.14(c) Company Series C Preferred Stock 3.1(b)(iiiDesignated Sellers Section 10.15 Dispute Section 7.14(h) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDOJ Section 7.3(b) Creditors’ Rights 4.3(aDPA Section 7.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bEstimated Leakage Section 1.1(b) e-mail 9.3 Effective Time 2.2(bExtended Outside Date Section 9.1(c) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFood Laws Section 4.19 FTC Section 7.3(b) GAAP 4.5(bSection 5.4(b) Gavilon Agreement Section 7.14(a) Glencore Name and Marks Section 7.23 IFRS Section 4.4(a) Indemnified Liabilities 6.10(aParties Section 7.5 Indemnity Notice Section 7.15(d)(i)(B) Indemnified Persons 6.10(aInitial Outside Date Section 9.1(c) Joint Integration Management Committee Section 7.2(b) Interested Party Transactions Section 7.20 Labor Agreement Section 4.13(a) Lock-Up Agreement Recitals Marketing Documentation Section 7.13(a) Multiemployer Plan Section 4.8(d) New Plans Section 7.16(c) OFAC Section 4.21(b)(i) Old Plans Section 7.16(c) Parties Preamble Party Preamble Payoff Indebtedness Section 1.1(c)(iii)(F) Payoff Letters Section 1.1(c)(iii)(F) Payoff Letter Ancillaries Section 1.1(c)(iii)(F) PBGC Section 4.8(e) Pension Plan Section 4.8(d) Permitted Redactions Section 7.3(b) Prohibited Party Section 4.21(b)(ii) Prorated Bonuses Section 7.16(d) Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 6.6(a) Leverage Covenants 6.1(a)(xivRegistration Rights Agreement Recitals Regulatory Termination Fee Section 9.2(b) Maryland Courts 9.7(bRemedial Actions Section 7.3(c) Maryland Department 2.2(bReplacement Financing Section 7.12(e) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Required Assignment Recitals Merger Filings 2.2(bRestricted Danube Shares Section 4.2(a) Merger Sub R&W Insurer Section 7.25 Sanctioned Country Section 4.21(b)(ii) Sanctions Section 4.21(b)(i) Seller Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Seller B Preamble Parent Additional Dividend Amount 6.19(bSeller C Preamble Seller Claims Section 7.21 Seller G Preamble Seller Indemnity Percentage Section 7.14(b) Parent Affiliate 9.10(bSeller Parties Section 10.15 Seller Released Parties Section 7.22 Seller Relevant Persons Section 7.21 Seller Taxes Section 7.14(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Sellers Preamble Sellers Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom III Seller T Preamble Share Consideration 3.2(aSection 1.1(c)(i)(B) Qualified REIT Subsidiary 4.1(bShareholder Agreements Recitals Shareholder’s Agreement Recitals Specified Termination Section 9.2(d) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSurvival Expiration Date Section 7.15(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bInterested Party Transactions Section 7.20 Swiss Redomestication Recitals Tax Matter Section 7.15(e)(i)(A) Terminable Breach 8.1(b)(iiiTermination Fee Section 9.2(c) Transaction Litigation 6.15 Trade Controls Section 4.21(b)(i) Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.15(c) WARN Act Section 4.13(c)

Appears in 2 contracts

Sources: Business Combination Agreement (Bungeltd), Business Combination Agreement (Bungeltd)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 2022 Bonus Section 6.9(e) 2022 Bonus Plan Section 6.9(e) 2023 Bonus Plan Section 6.9(f) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws Section 4.29 Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificates 3.4(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Section 3.3(e) Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(d) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Class B Holders Recitals Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 4.10(i) Company Equity Plan 3.3(a) Company FA Section 4.23 Company Indemnified Parties Section 6.20(f) Company Intellectual Property 4.14(a) Company Leased Real Property 4.15 Company Marketing Contract 4.19(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Merger Recitals Company Merger Effective Time 2.2(b) Company Owned Real Property 4.15 Company PBRSU Award 3.3(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Proxy Statement 4.4 Company Real Property Lease 4.15 Company Related Party Transaction 4.25 Company Reserve Report 4.17(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Support Agreement Recitals Company Support Agreement Failure Section 6.5(a) Company TRSU Award 3.3(a) Compensatory Issuance Section 3.1(c) Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employee 6.9(a) Converted Parent TRSU Award 3.3(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) days 9.4(e) Debt Offer Section 6.21(a) Director TRSU Award 3.3(a) DLLCA 2.1 Delaware Secretary of State 2.2(bDTC 3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.3(a3.4(a) Forfeited Phantom Excluded Benefits 6.9(a) Excluded Shares 3.2(a3.1(b)(iii) Export Control and Economic Sanctions Laws Section 4.30 FCPA Section 4.29 GAAP 4.5(b) Holdings GP Section 4.2(c) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Intended U.S. Tax Treatment Recitals Involuntary Termination Section 6.9(f) IRRA Recitals JSTX Recitals Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Offer Documents Section 6.21(a) Outside Date Section 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(d) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Circular 4.8 Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bSection 5.19(b) Parent Disclosure Letter Article V Parent Employee 5.10(l) Parent Equity Plan 5.2(a5.2(b) Parent Management Agreement Amendment Recitals FAs Section 5.23 Parent Manager Recitals Intellectual Property 5.14(a) Parent Leased Real Property 5.15 Parent Marketing Contract Section 5.19(a)(ii) Parent Material Adverse Effect 5.1(a5.1 Parent Owned Real Property 5.15 Parent Parties Recitals Parent Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Shares 5.2(a) Parent SEC Real Property Lease 5.15 Parent Related Party Transaction Section 5.25 Parent Reporting Documents 5.5(a) Parent Stock Reserve Report 5.17(a) Parent Share Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iShareholder Meeting 4.8 Parent Shares Section 5.2(a) Per Share Preferred Merger Consideration 3.1(b)(iiiParticipant’s Separation Date 6.9(f) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParticipating Employee 6.9(f) Per Share Preferred Series C Merger Consideration 3.1(b)(iiipdf 2.2(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPre-Closing Restructuring Transactions Section 6.25 Post-Effective Time Dividends 3.4(g) Registration Statement 4.8 REITs Required Amount Section 5.29 Rights-of-Way 4.16 Rocky Creek Recitals Remedial Measures 6.1(b)(xivSecond Request 6.8(d) Share Consideration 3.1(b)(i) Separated Participant 6.9(f) Subsidiary Interests Section 4.2(e) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bSurviving Corporation Stock 3.1(a) Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11 TRSU Consideration Section 3.3(b) VSCA 2.1

Appears in 2 contracts

Sources: Merger Agreement (Ranger Oil Corp), Merger Agreement (Ranger Oil Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Aggregate Cash Consideration Section 2.1(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Section 1.3 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger Section 2.2(b) Borrower Section 4.25(a) Cash Consideration Section 2.1(a) Cash Electing Share Section 2.1(a) Cash Election Section 2.1(a) Cash Election Amount Section 2.1(b) Cash Fraction Section 2.1(b)(i) CERCLA Section 3.8 Certificates 3.3(b)(iSection 2.2(b) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 COBRA Section 3.10(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Capitalization Date Section 3.2(a) Company Cash Awards Section 2.3(g) Company Change of Recommendation 6.3(bSection 5.3(c) Company Common Stock 3.1(b)(iRecitals Company D&O Insurance Section 6.4 Company Deferred Awards Section 2.3(f) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bEquity Awards Section 2.3(h) Company Expenses Section 8.2(c)(i) Company Foreign Plan Section 3.10(d) Company Indemnified Parties Section 6.4 Company Leased Real Property Section 3.17(b) Company Material Adverse Effect 4.1(aContracts Section 3.20(a) Company Owned Real Property Section 3.17(a) Company Permits 4.9 Section 3.7(b) Company Plans 4.10(aPermitted Lien Section 3.17(a) Company Preferred Shares Section 3.2(a) Company PSU Award Section 2.3(e) Company Restricted Stock Award Section 2.3(c) Company RSU Award Section 2.3(d) Company SEC Documents 4.5(aSection 3.4(a) Company Series A Preferred Stock 3.1(b)(iiiShares Recitals Company Specified Termination Fee Section 8.2(b)(iv) Company Series B Preferred Stock 3.1(b)(iiiAppreciation Right Section 2.3(b) Company Series C Preferred Stock 3.1(b)(iiiOption Section 2.3(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bTermination Fee Section 8.2(b)(ii) Creditors’ Rights 4.3(aDebt Commitment Letters Section 4.25(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bDebt Financing Section 4.25(a) e-mail 9.3 DOJ Section 6.2(b) Effective Time 2.2(bSection 1.3 Election Section 2.9(a) End Date 8.1(b)(iiElection Deadline Section 2.9(d) Enforceability Exceptions Section 3.3(a) Environmental Laws Section 3.8 Environmental Liability Section 3.8 Environmental Permits Section 3.8 Excess Shares Section 2.7(c) Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 2.1(a) Existing Parent Holder Section 2.7(c) First Succession Date Section 6.10(a) Form 10 Section 3.13(b) Form of Election Section 2.9(b) Form S-4 Section 3.13 Fractional Share Consideration Section 2.7(b) FTC Section 6.2(b) GAAP 4.5(bSection 3.4(b) Hazardous Substance Section 3.8 Holder Section 2.9 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Parties Section 6.4 Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iStatement/Prospectus Section 3.13(a) Leverage Covenants 6.1(a)(xivLenders Section 4.25(a) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Plans Section 6.11(c) Old Plans Section 6.11(c) Outside Date Section 8.1(c) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board of Directors Recitals Parent Board Recommendation 5.3(aRecitals Parent Capitalization Date Section 4.2(a) Parent Cash Award Section 2.3(g) Parent Change of Recommendation 6.4(bSection 5.4(c) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) D&O Insurance Section 6.4 Parent Disclosure Letter Article V IV Parent DSU Award Section 2.4(d) Parent Equity Plan 5.2(aAwards Section 2.4(e) Parent Management Agreement Amendment Recitals Euro-Denominated Shares Section 4.2(a) Parent Manager Recitals Expenses Section 8.2(b)(i) Parent Foreign Plan Section 4.10(d) Parent Indemnified Parties Section 6.4 Parent Leased Real Property Section 4.17(b) Parent Material Adverse Effect 5.1(aContracts Section 4.20(a) Parent Memorandum and Articles of Association Section 4.1(a) Parent Owned Real Property Section 4.17(a) Parent Permits 5.9 Section 4.7(b) Parent Plans 5.10(aPermitted Lien Section 4.17(a) Parent Predecessor Entity Section 4.4(a) Parent Preferred Shares Section 4.2(a) Parent PSU Award Section 2.4(c) Parent RSU Award Section 2.3(d) Parent SEC Documents 5.5(aSection 4.4(a) Parent Stock Issuance Recitals Share Appreciation Right Section 2.3(b) Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iOption Section 2.3(a) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Shares Section 4.2(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParent Specified Termination Fee Section 8.2(c)(iv) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiParent Termination Fee Section 8.2(c)(ii) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiParties Preamble Party Preamble Person Section 5.3(g) Per Share Stock Consideration 3.1(b)(iRCRA Section 3.8 Release Section 3.8 Removal, Remedial or Response Section 3.8 Revolver Financing Section 6.16(d) Phantom ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.5(a) Second Succession Date Section 6.10(a) Share Consideration 3.2(aSection 2.1(a) Qualified REIT Subsidiary 4.1(bShare Electing Share Section 2.1(a) Qualifying Income 8.3(i)(iShare Election Section 2.1(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSpin Off Section 3.13(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Corporation Section 1.1 Transactions Recitals Vesting Phantom Shares 3.2(a)Transfer Agent Section 2.7(c) WBCL Recitals WLLCL Recitals

Appears in 2 contracts

Sources: Merger Agreement (TYCO INTERNATIONAL PLC), Merger Agreement (Johnson Controls Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2023 Bonus Plan 5.6(c) Affiliate Contract 3.21 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals 5.3(b) Articles of Merger 2.2(b) 1.2 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b2.2(b)(ii) Certificates 3.3(b)(i2.2(b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plan 3.11(a) Company Board Recitals Preamble Company Board Recommendation Recitals Company Change of Recommendation 6.3(b3.3(b) Company Common Stock 3.1(b)(iBoard Recommendation Change 5.3(d)(i) Company Contracts 3.2(b) Bylaws 3.1 Company DER Consideration 3.2(b) Company Director Designee 2.6 Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Dividend Equivalent Right 3.2(bFinancial Advisor 3.24 Company Leased Real Property 3.14(b) Company Material Adverse Effect 4.1(aContracts 3.16(c) Company Permits 4.9 Meeting 5.4(a)(i) Company Plans 4.10(aOwned Real Property 3.14(a) Company Preferred Stock 3.2(a) Company Real Property 3.14(d) Company Registered IP 3.19(a) Company Related Parties 7.2(e) Company SEC Documents 4.5(a3.5(a) Company Series A Preferred Stock 3.1(b)(iiiSEC Financial Statements 3.5(c) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 3.3(c) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.2(b) Creditors’ Rights 4.3(aContinuation Period 5.6(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employee 5.6(a) e-mail 9.3 D&O Insurance 5.7(c) Data Partners 3.20(a) Debt Financing 4.5 Debt Financing Commitment Letter 4.5 Disclosure Schedule Article 4 Effective Time 2.2(b1.2 Event Notice Period 5.3(e)(i)(1) End Date 8.1(b)(iiFBCA Preamble FHWA 3.23 Financing Indemnified Parties 5.14(c) Exchange Agent 3.3(aFinancing Purposes 4.5(c) Exchange Fund 3.3(aFMCSA 3.23 Indemnitee 5.7(a) Forfeited Phantom Shares 3.2(aIndemnitees 5.7(a) GAAP 4.5(bIntervening Event 5.3(e)(i) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bLeased Real Property Leases 3.14(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Consideration 2.1(a) No-Shop Period Start Date 5.3(a) Operational Tractors and Trailers 3.23(a) Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Parent Related Parties 7.2(e) Parent Affiliate 9.10(bPayee 2.4 Paying Agent 2.2(a) Parent Board Recitals Parent Board Recommendation Payoff Letters 5.15 Payor 2.4 Proposal Notice Period 5.3(e)(ii)(2) Proxy Statement 5.4(a)(ii) Reference Date 3.2(a) Replacement Debt Financing 5.14(d) Representatives 5.3(a) Parent Change of Recommendation 6.4(bS▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivPreamble Shares Preamble Spare Trailers 3.23(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 1.1(a) Terminable Breach 8.1(b)(iiiSystems 3.19(e) Transaction Litigation 6.15 Tax Sharing Agreement 3.15(f) Termination Fee Collection Costs 7.2(d) Termination Fee Payee 7.2(d) Termination Fee Payor 7.2(d) Transactions Recitals Vesting Phantom Shares 3.2(a)1.1(a) WARN Laws 3.12(i) Article 9 General Provisions

Appears in 2 contracts

Sources: Merger Agreement (Patriot Transportation Holding, Inc.), Merger Agreement (Patriot Transportation Holding, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: ACT Section 4.5(e)(i) Adverse Recommendation Change Section 6.3(e) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bSection 1.3 Base Premium Section 7.4(c) Book-Entry Shares 3.3(b)(iBasket Section 10.1(b)(i) Cancelled Shares 3.1(b)(vBoard Designees Section 7.11(a) Cap Section 10.1(b)(iii) Certificate of Merger 2.2(bSection 1.3 Charter Restrictions Section 7.5 Claim Response Section 10.5(d) Certificates 3.3(b)(i▇▇▇▇▇▇▇▇ Chance Section 11.14(a) CLNY Investor Section 7.10(e) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 COBRA Section 3.11(g) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plans Section 3.11(b) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDesignees Section 7.11(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bEquity Interests Section 3.2(a) Company Financial Statements Section 3.6 Company Investor Preamble Company Investor Equity Holders Article III Company Investor Indemnitees Section 10.2(a) Company Leased Properties Section 3.18(a) Company Leased Property Section 3.18(a) Company Material Adverse Effect 4.1(aContract Section 3.13(b) Company New Securitization Section 6.1(a) Company Operating Partnership Preamble Company Owned Properties Section 3.18(a) Company Owned Property Section 3.18(a) Company Permits 4.9 Company Plans 4.10(aSection 3.17(b) Company SEC Documents 4.5(aPermitted Acquisition Section 6.1(b)(vi) Company Series A Preferred Stock 3.1(b)(iiiPermitted Liens Section 3.18(b) Company Series B Preferred Stock 3.1(b)(iiiShares Section 2.1(b) Company Series C Preferred Stock 3.1(b)(iiiProperties Section 3.18(a) Company Special Committee Property Section 3.18(a) Company Qualified Plan Section 3.11(f) Company Related Party Agreements Section 3.21 Company Reorganization Recitals Company Reorganization Step Plan Recitals Company Shares Recitals Company Stockholders Preamble Company Unitholders Preamble Company Voting Debt Section 3.2(a) Competing Acquisition Agreement Section 6.3(a) Competing Proposal Section 6.3(i) Contribution Agreement Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(aCovered Persons Section 7.4(a) Delaware LLC Secretary Section 1.3 Designated Recipients Section 2.1(a) DLLCA Recitals Exchange Act 2.1 Delaware Secretary of State 2.2(bSection 3.5 Excluded Business Recitals Excluded Business Separation Agreement Section 8.2(f) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFractional Share Consideration Section 2.1(a) GAAP 4.5(bSection 3.6 Governmental Entity Section 3.5 Indemnification Agreements Section 7.4(a) Indemnification Shares Section 10.3(e) Indemnified Liabilities 6.10(aParty Section 10.5(a) Indemnified Persons 6.10(aIndemnifying Party Section 10.5(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Company Investor Share Count Recitals Interim Period Section 6.1(a) Leverage Covenants 6.1(a)(xivLegal Proceeding Section 3.10 Lock-Up Section 7.12 Manager Recitals Manager Contribution Recitals Manager Contribution Oversight Committee Section 7.11(b) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(a) Merger Consideration Allocation Section 2.1(a) Merger Effective Time Section 1.3 Merger Oversight Committee Section 7.11(c) Merger Sub Preamble Merger Sub Sole Member MGCL Recitals MGCL 2.1 Operating Partnership 2.1 Mortgage Section 5.25(a) Mortgage Loan Section 5.25(a) Mortgage Loans Section 5.25(a) Mortgaged Property Section 5.25(a) Non-Released Matters Section 10.6 Other Company Subsidiary Section 3.1(b) Other Parent Subsidiary Section 5.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(bBenefit Plan Section 5.11(b) Parent Board of Trustees Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Recitals Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(bDesignees Section 7.11(a) Parent Disclosure Letter Article V Parent Equity Plan Awards Section 5.2(a) Parent Management Agreement Amendment Recitals Equity Interests Section 5.2(a) Parent Manager Recitals Financial Statements Section 5.6(a) Parent Indemnitees Section 10.1(a) Parent Leased Properties Section 5.18(a) Parent Leased Property Section 5.18(a) Parent Material Adverse Effect 5.1(aContract Section 5.13(b) Parent New Securitization Section 6.2(a) Parent Operating Partnership Preamble Parent Owned Properties Section 5.18(a) Parent Owned Property Section 5.18(a) Parent Permits 5.9 Section 5.17(b) Parent Plans 5.10(aPermitted Acquisition Section 6.2(b)(vi) Parent Permitted Liens Section 5.18(b) Parent Preferred Stock Section 5.2(a) Parent Properties Section 5.18(a) Parent Property Section 5.18(a) Parent Qualified Plan Section 5.11(f) Parent Related Party Agreements Section 5.23 Parent SEC Documents 5.5(aSection 5.6(a) Parent Stock Issuance Recitals Subsidiaries Section 5.1(b) Parent Stockholders Recitals .pdf 9.5 Subsidiary Section 5.1(b) Parent Voting Debt Section 5.2(a) Parties Preamble Party Preamble Per Share Common Merger Consideration 3.1(b)(iClaim Threshold Section 10.1(b)(ii) Per Share Preferred Merger Consideration 3.1(b)(iiiPrivileged Communications Section 11.14(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement Section 5.5 Qualified REIT Subsidiary 4.1(bSection 3.1(e) Qualifying Income 8.3(i)(iSection 9.2(f)(i) Registration Statement 4.8 REITs Rights Agreement Section 5.2(a) REIT Recitals Remedial Measures 6.1(b)(xivReleased Claims Section 10.6 Releasee Section 10.6 Releasees Section 10.6 Releasor Section 10.6 Releasors Section 10.6 Relevant Matters Section 11.14(a) Response Period Section 10.5(d) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 5.6(a) SDAT Section 1.3 SEC Section 3.13(a)(i) Securities Act Section 5.6(a) Security Holder Litigation Section 7.8 Share Issuance Recitals Skadden Section 11.14(a) Special Committee Recitals, Recitals Subject Materials Section 10.5(c) Superior Proposal Section 6.3(j) Surviving Company 2.1 Operating Partnership Agreement Section 1.4(c) Takeover Statutes Section 3.26 Tax Counsel Section 7.10(e) Taxable REIT Subsidiary 4.1(bSection 3.1(e) Terminable Breach 8.1(b)(iiiThird Party Claim Section 10.5(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.10(c) WARN Act Section 3.11(a)(vi)

Appears in 2 contracts

Sources: Merger Agreement (Starwood Waypoint Residential Trust), Merger Agreement (Colony Capital, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acceptable Confidentiality Agreement as referenced in the following table: Section 7.4(a)(i) Acquisition Agreement Section 7.4(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(iShare Section 3.1(a)(i) Cancelled Shares 3.1(b)(vCapitalization Reference Date Section 4.3(a) Certificate Section 3.1(a)(i) Certificate of Merger 2.2(bLimited Partnership Section 4.1(c) Certificates 3.3(b)(iChange in Company Recommendation Section 7.4(a)(iii) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Section 2.2 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aArticles of Merger Section 2.1(a)(ii) Company Board Recitals Company Board Recommendation Common Shares Recitals Company Change of Recommendation 6.3(bCounsel Section 7.15(a) Company Common Stock 3.1(b)(iDesignated Director Section 2.4(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(bEmployee Programs Section 4.14(a) Company Material Adverse Effect 4.1(aEquity Award Section 4.3(c) Company Permits 4.9 Equity Awards Section 4.3(c) Company Plans 4.10(aGoverning Documents Section 4.1(c) Company Merger Section 2.1(a)(i) Company Merger Certificate Section 2.1(a)(ii) Company Merger Effective Time Section 2.1(a)(ii) Company Parties Preamble Company Preferred Shares Section 4.3(a) Company Properties Section 4.12(a) Company Recommendation Section 4.2(b) Company SEC Documents 4.5(aReports Section 4.8(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.18 Company Stockholder Meeting Section 7.1(c) Company Series B Preferred Stock 3.1(b)(iiiSubsidiaries Section 4.1(b) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Section 4.1(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Tax Protection Agreement 6.7(bSection 6.1(v) Creditors’ Rights 4.3(aContinuing Employee Section 7.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employees Section 7.8(a) e-mail 9.3 Effective Time 2.2(bDLLCA Section 2.1(a)(i) End Drop Dead Date 8.1(b)(iiSection 9.1(b)(iii) DRULPA Section 2.1(b)(i) DSOS Section 2.1(a)(ii) Encumbrances Section 4.12(a) Exchange Agent 3.3(aSection 3.4(a) Exchange Fund 3.3(aSection 3.4(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 3.1(a)(i) GAAP 4.5(bForm S-4 Section 4.6 Fractional Share Consideration Section 3.1(a)(i) HCERA Section 4.14(j) Health Plan Section 4.14(j) Indemnified Liabilities 6.10(aParties Section 7.5(a) Indemnified Persons 6.10(aIndemnifying Party Section 7.5(a) Joint Proxy Statement 4.4 Initial Press Release Section 7.7 Intended Tax Treatment Recitals Interim Period Section 6.1 Intervening Event Notice Period Section 7.4(a)(v) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xivSection 3.4(c) Maryland Courts 9.7(bCourt Section 10.7(b) Maryland Department 2.2(bMaximum Premium Section 7.5(c) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Recitals Certificate Section 5.1(d) Merger Sub Governing Documents Section 5.1(d) Merger Sub LLC Agreement Section 5.1(d) Mergers Section 2.1(b)(i) MGCL 2.1 Operating Partnership 2.1 Section 2.1(a)(i) Notice Period Section 7.4(a)(iv) Other Filings Section 7.2 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(aBylaws Section 5.1(d) Parent Change of Recommendation 6.4(bCharter Section 5.1(d) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bCounsel Section 7.15(a) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(aEmployee Program Section 7.8(c) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aEquity Award Section 5.3(c) Parent Permits 5.9 Equity Awards Section 5.3(c) Parent Plans 5.10(aGoverning Documents Section 5.1(d) Parent Parties Preamble Parent Properties Section 5.11(a) Parent SEC Documents 5.5(aReports Section 5.7(a) Parent Stock Issuance Subsidiaries Section 5.1(b) Parent Subsidiary Section 5.1(b) Parent-Approved Transaction Section 7.18 Parties Preamble Partnership Agreement Section 4.1(c) Partnership Governing Documents Section 4.1(c) Partnership Merger Section 2.1(b)(i) Partnership Merger Certificate Section 2.1(b)(ii) Partnership Merger Effective Time Section 2.1(b)(ii) Partnership OP Unit Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParty Preamble Permit Section 4.7 PPACA Section 4.14(j) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aProxy Statement/Prospectus Section 3.4(a) Qualified REIT Subsidiary 4.1(bSection 4.11(f) Qualifying Income 8.3(i)(iSection 9.4(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRegistered Intellectual Property Section 4.21(a) Surviving Company 2.1 REIT Section 4.11(b) REIT Dividend Section 7.17(b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.8(a) SDAT Section 2.1(a)(ii) Securities Laws Section 4.8(a) Stifel Section 4.16 Superior Proposal Notice Section 7.4(a)(iv) Takeover Statutes Section 4.25 Tax Protection Agreement Section 4.11(m) Taxable REIT Subsidiary 4.1(bSection 4.11(f) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.9(b)

Appears in 2 contracts

Sources: Merger Agreement (CatchMark Timber Trust, Inc.), Merger Agreement (Potlatchdeltic Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Additional Buyer SEC Documents Section 4.11(a) Agreement Preamble Amendment to the Company Management Alternative Proposal Section 5.3 Alternative Transaction Section 5.3 A&R Certificate of Incorporation Recitals A&R Operating Agreement Recitals Articles of Merger 2.2(bAvailable Buyer Funding Section 5.7(a) BookBack-Entry Shares 3.3(b)(iStop Share Transfer Section 6.3(e) Cancelled Shares 3.1(b)(vBalance Sheet Date Section 3.6(c) Certificate of Merger 2.2(bBOC Common Units Section 2.1(b) Certificates 3.3(b)(iBusiness Combination Section 4.8(a) Business Plan Section 3.20 Buyer Preamble Buyer A&R By-laws Recitals Buyer Board Recommendation Section 5.6(f) Buyer D&O Indemnified Persons Section 5.9(a) Buyer Financial Statements Section 4.11(b) Buyer Governmental Approval Section 4.3 Buyer Impairment Effect Section 4.3 Buyer Material Contracts Section 4.21(a) Buyer Post-Closing Representation Section 8.20(a) Buyer Related Party Section 4.17 Buyer SEC Documents Section 4.11(a) Buyer Special Meeting Section 5.6(c) Buyer Stockholder Approval Matters Section 5.6(c) Clearance Date Section 5.6(f) Closing 2.2(a) Section 2.5 Closing Date 2.2(a) Code Recitals Section 2.5 Company Preamble Company Additional Dividend Amount 6.19(aAffiliate Arrangement Section 3.19 Company D&O Indemnified Persons Section 5.9(a) Company Affiliate 9.10(aGovernmental Approval Section 3.3 Compensation Consultant Section 5.15(b) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Schedules ARTICLE III D&O Indemnified Persons 6.10(aSection 5.9(a) Joint Effective Date Preamble Employee Confidential Information Agreements Section 3.14(h) Equity Incentive Plan Section 5.15(a) Equityholder Support Agreement Recitals Existing Equityholder Post-Closing Representation Section 8.20(b) Financial Statements Section 3.6(a) Form 10-K/A Section 4.11(c) Governmental Approvals Section 4.3 Hazardous Substance Section 3.16 HSR Act Section 3.3 Intended Tax Treatment Section 5.11(b) Key Employee Section 3.14(c) Lock-Up Agreement Recitals Minimum Available Buyer Funding Amount Section 5.7(a) Non-Recourse Parties Section 8.14 Outside Closing Date Section 7.1(c) PIPE Investment Section 5.8(a) PIPE Investors Section 5.8(a) Pending Applications Section 3.11 Prospectus Section 8.13 Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 5.6(c) Leverage Covenants 6.1(a)(xivPubCo Preamble Related Claim Section 8.15(a) Maryland Remedies Exception Section 3.2 Required Buyer Stockholder Approval Section 6.1(b) Schedules ARTICLE III Specified Courts 9.7(bSection 8.15(a) Maryland Department 2.2(bSponsor Recitals Sponsor I Recitals Sponsor II Recitals Sponsor Support Agreement Recitals Stockholders’ Agreement Recitals Subscription Agreements Section 5.8(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Support Agreements Recitals Merger Filings 2.2(bTax Receivable Agreement Recitals Trust Account Section 4.8(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bTrustee Section 4.8(a) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWaiving Parties Section 8.20(a)

Appears in 1 contract

Sources: Equity Purchase Agreement (Yellowstone Acquisition Co)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: 401(k) Termination Date Section 7.7(c) Acceptance Time Section 1.1(f) ACV Section 4.19(a) Adjusted Option Section 3.4(b) Adjusted RSU Section 3.3(d) Agreement as referenced in the following table: Agreement Annex C, Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Counsel Only Material Section 7.2(b) Arrangements Section 7.13 Base Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.2(b)(ii) Cancelled Shares 3.1(b)(vSection 3.1(b) Cash Consideration Section 1.1(a) Certificate of Merger 2.2(bSection 2.3 Certificates Section 3.2(b)(i) Certificates 3.3(b)(iChange of Recommendation Section 6.3(a) Class A Common Stock Recitals Class B Common Stock Recitals Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Annex C, Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement Section 6.3(a) Company Affiliate 9.10(aBenefit Plan Section 4.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Compensation Committee Section 7.13 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeases Section 4.16 Company Permits Section 4.9(b) Company Material Adverse Effect 4.1(aPreferred Stock Section 4.2(a) Company Permits 4.9 Company Plans 4.10(aRegistered Intellectual Property Section 4.14(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bContinuing Employees Section 7.7(a) Creditors’ Rights 4.3(aConverted Shares Section 3.1(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCurrent ESPP Offering Periods Section 3.3(e) e-mail 9.3 DGCL Recitals Dissenting Shares Section 3.3(a) DOJ Section 7.2(b) Effective Time 2.2(b) End Date 8.1(b)(iiSection 2.3 Enforceability Limitations Section 4.3(c) Exchange Agent 3.3(aSection 3.2(a) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) Financing Section 7.14 Financing Entities Annex A-5 Focus Partner Section 4.19(c) Form S-4 Section 1.1(g)(ii) Fractional Share Consideration Section 3.1(a) FTC Section 7.2(b) GAAP Section 4.5(b) ▇▇▇▇▇▇▇ ▇▇▇▇▇ Section 4.22 HIPAA Annex A-6 Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aIntervening Event Section 6.3(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIP Contracts Section 4.14(h) Material Company Insurance Policies 4.17 Contract Section 4.17(a) Material Parent Insurance Policies 5.17 Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Reseller Section 4.19(c) Material Reseller Agreement Section 4.19(c) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Section 1.1(a)(i) New Plans Section 7.7(b) OFAC Section 4.9(e) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Consideration Section 1.1(a) Offer Documents Section 1.1(g)(i)(A) Offer to Purchase Section 1.1(a) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Parent Annex C, Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bCapitalization Date Section 5.2(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bSection 1.1(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aGoverning Documents Section 5.1 Parent Permits Section 5.9(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock Section 5.2(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParties Preamble Party Preamble Purchaser Annex C, Preamble Purchaser Shares Section 3.1(c) Per Share Preferred Merger Consideration 3.1(b)(iiiRestricted Parties Section 4.9(g) Per Share Preferred Series B Merger Consideration 3.1(b)(iii▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiSchedule 14D-9 Section 1.2(b) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiSchedule TO Section 1.1(g)(i)(A) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 1.1(a) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bSurviving Company Stock Section 3.1(b) Terminable Breach 8.1(b)(iiiTender and Support Agreements Recitals Termination Fee Section 9.2(b)(i) Transaction Litigation 6.15 Tier 1 Partner Section 4.19(c) Transactions Recitals Vesting Phantom Shares 3.2(awillful breach Section 9.2(a) This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of March 20, 2018, is entered into by and among ▇▇▇▇▇▇▇▇▇▇.▇▇▇, inc., a Delaware corporation (“Parent”), Malbec Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and each of the persons set forth on Schedule A hereto (each, a “Stockholder”). All terms used but not otherwise defined in this Agreement shall have the respective meanings ascribed to such terms in the Merger Agreement (as defined below).

Appears in 1 contract

Sources: Merger Agreement (Salesforce Com Inc)

Terms Defined Elsewhere. As The following is a list of additional terms used in this Agreement, Agreement and a reference to the following capitalized terms are defined Section hereof in this Agreement as referenced in the following tablewhich such term is defined: 2004 and 2005 Statement of Net Sales 3.13(a) 2004 and 2005 S-X Business Financials 3.13(b) Accounting Practices 2.6(b) Acquired Assets 2.2 Action 3.7 Agreement Preamble Amendment to the Company Management Agreement Assumed Contracts 2.2(a)(iii) Assumed Liabilities 2.4(a) Assumed Union Contract 5.18(a) BAS 3.12 Buncher 5.9 Buncher Parking Lease 5.9 Business Recitals Articles of Merger 2.2(bBusiness Employees 5.18(a) Book-Entry Shares 3.3(b)(iBuyer Preamble Buyer Certificate 6.2(d) Cancelled Shares 3.1(b)(vBuyer Disclosure Letter Article IV (Intro) Certificate of Merger 2.2(bBuyer Indemnified Parties 8.2(a) Certificates 3.3(b)(iBuyer’s Health and Welfare Plans 5.18(f)(i) Buyer’s Pension Plans 5.18(g) Buyer Retiree Health Plan 5.18(c)(ii) Buyer’s Savings Plans 5.18(h)(i) Buyer Third Party Consents 5.15(b) Calculation Notice 2.6(e) Closing 2.2(a7.1 Closing Date 7.1 Closing Date Interest Rate 2.6(h) Closing Date 2.2(aWorking Capital 2.6(a) Code Recitals Collateral Source 8.3(c) College Inn Co-Pack Agreement 5.6 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iCertificate 6.1(d) Company Contracts 3.2(b2.2(a)(iii) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIII (Intro) Company Material Adverse Effect 4.1(aHealth and Welfare Plans 5.18(f)(i) Company Permits 4.9 Company Plans 4.10(aIndemnified Parties 8.2(b) Company SEC Documents 4.5(aPension Plans 5.18(g) Company Series A Preferred Stock 3.1(b)(iiiThird Party Consents 5.15(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.26 Contracts 2.2(a)(iii) Creditors’ Rights 4.3(aCo-Pack Agreements 5.6 Cost Neutral Basis 2.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCredit Agreement 4.3 Critical Dividable Contracts 2.8(a) e-mail 9.3 Effective Time 2.2(bDCB Recital Deed 6.1(h)(iii) End Date 8.1(b)(iiEasement Agreement 5.17(b) Exchange Agent 3.3(aEmployee Retention Agreements 3.8 Employee Services Agreement 5.13 Energy Supply Agreement 5.12 Environmental Investigation 5.4 Equipment 2.2(a)(i) Exchange Fund 3.3(aEstimated Working Capital 2.6(c) Forfeited Phantom Shares 3.2(aExcluded Assets 2.3 Excluded Liabilities 2.4(b) GAAP 4.5(bFacilities License 5.10 Financial Statements 3.13(a) First Option to Purchase 3.4(a) Form Working Capital Statement 2.6(a) FSS Recitals Heinz IP Consent 5.15(d) Indemnified Liabilities 6.10(aParty 8.2(c) Indemnified Persons 6.10(aIndemnifying Party 8.2(c) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Calculation 2.6(d) Leverage Covenants 6.1(a)(xivIntellectual Property 2.2(a)(ii) Maryland Courts 9.7(bInterim S-X Business Financials 5.32(a) Maryland Department 2.2(bInventory 2.2(a)(vii) Leased Real Property 2.2(a)(v) Liens 3.3 Losses 8.2(a) Losses Threshold 8.3(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Contracts 3.8 May 1, 2005 Statement of Net Assets 3.13(a) Mendota Co-Occupancy Agreement 5.7 Mendota Lease Agreement 5.7 Mendota Sublease Agreement 5.7 Multiemployer Plan 3.15(a) Names 5.21 Nature’s Goodness Recitals Merger Filings 2.2(bOther Dividable Contracts 2.8(c) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Owned Real Property 2.2(a)(iv) Parking Sublease 5.9 PBGC 5.18(g)(ii)(B) Post Closing Dividable Contracts 2.8(c) PT 5.29 Purchase Price 2.5 Real Estate Leases 3.5 Rebate Contracts 5.24 Rebate Statement 5.24 Regulation S-X 3.13(b) Retained Pittsburgh Real Property 2.3(f) R&D Equipment Room Lease 5.11 R&D Lease & Facility Sharing Agreement 5.11 SEC 3.13(b) Settlement Accountants 2.6(f) Severance Plans 5.18(f)(v) Shared Del Monte IP Agreement 5.8 Shared IP Agreements 5.8 Shared TreeHouse IP Agreement 5.8 Statement of Net Assets 3.13(a) Statement of Net Sales 3.13(a) Survival Date 8.1 Surveys 6.1(h)(ii) S-X Business Financials 5.32(a) Terminal Island Co-Pack Agreement 5.6 TIF Agreement 2.4(a)(xiv) Title Commitments 6.1(h)(i) Trademark License Agreement 5.8 Transferred Employees 5.18(a) Transferred Union Employee 5.18(a) Transferred Mendota Union Employees 5.18(c)(i) Transition Services Agreement 5.5 Union Pension Fund 5.18(g)(ii) WARN 5.18(b) WARN Act Laws 5.18(b) Working Capital 2.6(a) Working Capital Adjustment Amount 6.19(b2.6(g) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWorking Capital Target 2.6(a)

Appears in 1 contract

Sources: Asset Purchase Agreement (Del Monte Foods Co)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2022 Bonus Plan 5.8(c) Affiliate Contract 3.20 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.3(a) Applicable Courts 9.15(b) Book-Entry Shares 3.3(b)(i2.2(b)(ii) Cancelled Shares 3.1(b)(vCash-Settled PSU 2.4(a) Cash-Settled RSU 2.4(b) Certificate of Merger 2.2(b1.2 Certificates 2.2(b)(i) Certificates 3.3(b)(iClass B Common Stock 3.2(a) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1(b) Code Recitals Collective Labor Agreement 3.12(a) Commitment Letters 4.5(a) Company Preamble Company Additional Dividend Amount 6.19(aAwards 2.4(c) Company Affiliate 9.10(aBenefit Plan 3.11(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b3.3(b) Company Common Stock 3.1(b)(iBoard Recommendation Change 5.3(c) Company Contracts 3.2(b) Bylaws 3.1 Company DER Consideration 3.2(b) Company Director Designee 2.6 Charter 3.1 Company Disclosure Letter Schedule Article IV 3 Company Dividend Equivalent Right 3.2(bLeased Real Property 3.14(b) Company Material Adverse Effect 4.1(aContracts 3.16(b) Company Permits 4.9 Meeting 5.4(a)(i) Company Plans 4.10(aOwned Real Property 3.14(a) Company Preferred Stock 3.2(a) Company Real Property 3.14(c) Company Registered IP 3.19(a) Company Related Parties 7.2(e) Company SEC Documents 3.5(a) Company SEC Financial Statements 3.5(c) Company Stockholder Approval 3.3(c) Confidentiality Agreement 5.2(b) Continuation Period 5.8(a) Continuing Employee 5.8(a) D&O Insurance 5.9(c) Debt Financing 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiDebt Financing Commitment Letter 4.5(a) Company Series B Preferred Stock 3.1(b)(iiiDebt Offer 5.16(b) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Disclosure Schedule Article 4 Dissenting Shares 2.3 Effective Time 2.2(b1.2 Equity Commitment Letter 4.5(a) End Date 8.1(b)(iiEquity Financing 4.5(a) Exchange Agent 3.3(aEvent Notice Period 5.3(d)(i)(1) Exchange Fund 3.3(aFDI Approval 5.7(a) Forfeited Phantom Shares 3.2(aFinancing 4.5(a) GAAP 4.5(bFinancing Action 5.6(a) Indemnified Liabilities 6.10(aFinancing Purposes 4.5(a) Indemnified Persons 6.10(aFinancing Source Related Parties 7.2(g) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iGuarantors Recitals Guaranty Recitals Indemnitee 5.9(a) Leverage Covenants 6.1(a)(xivIndemnitees 5.9(a) Maryland Courts 9.7(bIntervening Event 5.3(d)(i) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 2.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article 4 Parent Related Parties 7.2(e) Parent Affiliate 9.10(bSubsidiaries 4.3(a) Parent Board Subsidiary 4.3(a) Payee 2.5 Paying Agent 2.2(a) Payoff Letters 5.16(g) Payor 2.5 Proposal Notice Period 5.3(d)(ii)(2) Proxy Statement 5.4(a)(ii) Replacement Debt Financing 5.6(d) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5(a) Share Recitals Parent Board Recommendation 5.3(aShares Recitals Share-Settled PSUs 2.4(c) Parent Change Share-Settled RSUs 2.4(c) Solvent 4.8 Surviving Corporation 1.1(a) Systems 3.19(e) Tax Sharing Agreement 3.15(f) Termination Fee Collection Costs 7.2(d) Trade Control Laws 3.17(a) Transactions 1.1(a) Trustee 5.16(c) Unsecured Notes Definition of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Unsecured Notes Indenture Unsecured Notes Trustee Definition of Unsecured Notes Indenture

Appears in 1 contract

Sources: Merger Agreement (Tenneco Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 2016 Stub Period Section 6.11(e)(ii) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAllergan Medical Section 8.2(a) Book-Entry Shares 3.3(b)(iSection 2.2(b) Cancelled Shares 3.1(b)(vCash Cap Number Section 2.8(a) Cash Consideration Section 2.1(a) Cash Electing Share Section 2.1(a) Cash Election Section 2.1(a) Cash Election Number Section 2.8(b) Cash Minimum Number Section 2.8(a) CERCLA Section 3.8 Certificate of Merger Section 1.3 Certificates Section 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 COBRA Section 3.9(b) Code Recitals Common Stock Merger Consideration Section 2.1(a) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Capitalization Date Section 3.2(a) Company Change of Recommendation 6.3(bSection 5.3(c) Company Common Stock 3.1(b)(iRecitals Company D&O Insurance Section 6.4 Company Deferred Awards Section 2.3(e) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bEquity Awards Section 2.3(f) Company Expenses Section 8.2(c)(i) Company Foreign Plan Section 3.9(e) Company Healthcare Laws Section 3.13(b) Company Indemnified Parties Section 6.4 Company Intervening Event Termination Fee Section 8.2(b)(ix) Company Leased Real Property Section 3.17(b) Company Material Adverse Effect 4.1(aContracts Section 3.20(a) Company No Vote Fee Section 8.2(b)(ii) Company Owned Real Property Section 3.17(a) Company Permits 4.9 Section 3.7(c) Company Plans 4.10(aPermitted Lien Section 3.17(a) Company Preferred Shares Section 3.2(a) Company PSU Award Section 2.3(d) Company Regulatory Agency Section 3.13(a) Company Regulatory Permits Section 3.13(a) Company Restricted Shares Section 3.9(f) Company RSU Award Section 2.3(c) Company SEC Documents 4.5(aSection 3.4(a) Company Series A Preferred Shares Recitals Company Stock 3.1(b)(iiiOption Section 2.3(a) Company Series B Preferred Stock 3.1(b)(iiiTermination Fee Section 8.2(b)(iii) Company Series C Preferred Stock 3.1(b)(iiiTSRU Award Section 2.3(b) Company Special Committee Continuation Period Section 6.11(a)(i) DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDissenting Shares Section 2.6 DOJ Section 6.2(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 1.3 Election Section 2.7(a) End Date 8.1(b)(iiElection Deadline Section 2.7(d) Environmental Laws Section 3.8 Environmental Liability Section 3.8 Environmental Permits Section 3.8 Excess Shares Section 2.5(c) Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 2.1(a) Existing Parent Holder Section 2.5(c) FDCA Section 3.13(a) Form of Election Section 2.7(b) Form S-4 Section 3.12 Fractional Share Consideration Section 2.5(b) FTC Section 6.2(b) GAAP 4.5(bSection 3.4(b) Guaranteed Obligations Section 9.14 Hazardous Substance Section 3.8 Holder Section 2.7 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(aParties Section 6.4 Integration Transactions Section 6.13(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iStatement/Prospectus Section 3.12 Mailing Date Section 5.5(c) Leverage Covenants 6.1(a)(xivMaximum Cash Amount Section 2.8(a) Maryland Courts 9.7(bMeeting Date Section 5.5(c) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 2.1(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Minimum Cash Amount Section 2.8(a) New Plans Section 6.11(b)(ii) Old Plans Section 6.11(b)(ii) Outside Date Section 8.1(c) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board of Directors Recitals Parent Board Recommendation 5.3(aRecitals Parent Capitalization Date Section 4.2(a) Parent Change of Recommendation 6.4(bSection 5.4(c) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) D&O Insurance Section 6.4 Parent Disclosure Letter Article V IV Parent Equity Plan 5.2(aEuro-Denominated Shares Section 4.2(a) Parent Management Agreement Amendment Recitals Expenses Section 8.2(b)(i) Parent Manager Recitals Foreign Plan Section 4.9(e) Parent Healthcare Laws Section 4.13(b) Parent Indemnified Parties Section 6.4 Parent Intervening Event Termination Fee Section 8.2(c)(vii) Parent Leased Real Property Section 4.17(b) Parent Material Adverse Effect 5.1(aContracts Section 4.20(a) Parent Memorandum and Articles of Association Section 4.1(a) Parent No Vote Fee Section 8.2(c)(ii) Parent Owned Real Property Section 4.17(a) Parent Permits 5.9 Section 4.7(c) Parent Plans 5.10(aPermitted Lien Section 4.17(a) Parent Predecessor Entity Section 4.4(a) Parent Preferred Shares Section 4.2(a) Parent PSU Award Section 2.3(d) Parent Regulatory Agency Section 4.13(a) Parent Regulatory Permits Section 4.13(a) Parent RSU Award Section 2.3(c) Parent SEC Documents 5.5(aSection 4.4(a) Parent Shares Section 4.2(a) Parent Stock Issuance Recitals Option Section 2.3(a) Parent Stockholders Recitals .pdf 9.5 Termination Fee Section 8.2(c)(iii) Parent TSRU Award Section 2.3(b) Parties Preamble Party Preamble Pending Parent Transaction Matters Article IV Per Share Common Cash Amount Section 2.1(a) Person Section 5.3(g) PHSA Section 3.13(a) Post-Closing Benefit Plan Section 6.11(b)(iv) Preferred Stock Merger Consideration 3.1(b)(iSection 2.1(b) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Release Section 3.8 Removal, Remedial or Response Section 3.8 S▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.5 Share Consideration 3.2(aSection 2.1(a) Qualified REIT Subsidiary 4.1(bShare Electing Share Section 2.1(a) Qualifying Income 8.3(i)(iShare Election Section 2.1(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivShare Split Ratio Section 2.5(c) Shortfall Number Section 2.8(d) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Corporation Section 1.1 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Agent Section 2.5(c)

Appears in 1 contract

Sources: Merger Agreement (Allergan PLC)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Aggregate Consideration 5.12(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 6.15(b) Alternative Financing Commitment Letter 6.15(b) Ancillary Documents 9.17 Antitrust Counsel Only Material 6.4(c) Book-Entry Shares 3.3(b)(i3.2(b)(iii) Cancelled Shares 3.1(b)(v3.1(c) Capitalization Date 4.2(a) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i3.2(b)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 4.1(b) Company Common Stock 3.1(b)(iCharter 4.1(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 4 Company Dividend Equivalent Right 3.2(bEmployee 6.7(a) Company Financial Statements 4.7(b) Company Leased Real Property 4.18(b) Company Material Adverse Effect 4.1(aContract 4.13(a)(x) Company Notice Period 6.3(f) Company Owned Real Property 4.18(a) Company Permits 4.9 4.6(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Property 4.18(b) Company Real Property Lease 4.18(b) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iiiSubsidiary 4.1(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.2(b) Creditors’ Rights 4.3(aConsent Solicitation 6.14(c)(ii) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCovered Persons 6.8(a) e-mail 9.3 D&O Insurance 6.8(c) Debt Financing 5.12(a) Debt Offer 6.14(c)(i) Debt Offer Documents 6.14(c)(i) Debt Offers 6.14(c)(i) Deferred Settlement Date 3.4(b) Definitive Financing Agreements 6.15(a) Dissenting Shares 3.3 Effective Time 2.2(b2.2 Effects 9.6 Enforceability Exceptions 4.3 Equity Commitment Letter Recitals Equity Financing 5.12(a) End Date 8.1(b)(ii) Exchange Agent 3.3(aEvaluation Material 6.2(b) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bExcluded Information 6.14(a) Indemnified Liabilities 6.10(aExisting Indemnification Agreements 6.8(a) Indemnified Persons 6.10(aExpense Cap 8.3(d) Joint Proxy Statement 4.4 Expiration Time 1.1(d)(i) Fairness Opinion 4.22 Financing 5.12(a) Financing Letters 5.12(a) Insurance Policies 4.21 Investor Recitals Investors Recitals Letter of Transmittal 3.3(b)(i3.2(b)(ii) Leverage Covenants 6.1(a)(xivLimited Guarantee 5.12(f) Maryland Courts 9.7(bMaximum Liability Amount 8.3(f) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Plan 6.7(b) Offering Documents 6.14(a) Old Plans 6.7(b) Option Consideration 3.4(a) Outside Date 8.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(bPaying Agent 3.2(a) Parent Affiliate 9.10(b▇▇▇▇▇▇ Letter 6.14(e) Parent Board Recitals Parent Board Recommendation 5.3(aProject 4.18(d) Parent Change of Recommendation 6.4(bRedemption 6.14(c)(iii) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bRelease 3.4(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aRepresentatives 6.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aRequired ▇▇▇▇▇▇ ▇.▇▇(▇) Parent Permits 5.9 Parent Plans 5.10(a▇▇▇ Consideration 3.4(b) Parent SEC Documents 5.5(a4.7(a) Parent Stock Issuance Recitals Parent Section 16 6.10 Significant Company Subsidiary 4.1(a) Solvent 5.10 Specified Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSurviving Corporation 2.1(a) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Tender and Support Agreement Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTrustee 6.14(c)(ii)

Appears in 1 contract

Sources: Merger Agreement (New Home Co Inc.)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Additional Consents 8.8(f) Agreement Preamble Amendment to the Company Management Agreement Alternative Financing 8.19(b) Alternative Transaction Structure 2.9 Applicable Date ARTICLE V Audited Financial Statements 8.22(a) Bankruptcy and Equity Exception 5.2(a) BGI Recitals Articles CEO Designee 2.8(a) Certificates of Merger 2.2(b2.3 Charter 2.4 Charter Amendment Effective Time 1.2 Chosen Courts 11.4(b) Book-Entry Shares 3.3(b)(iClosing 2.2 Closing Date 2.2 Continuing Remainco Designee 2.8(d) Cancelled Shares 3.1(b)(vContinuing RMT Partner Designee 2.8(e) Costs 8.15(a) D&O Insurance 8.15(b) Delayed RMT 2.9 Detriment 8.8(e)(i) DGCL 2.1(a) DLLCA 2.1(b) Exchange Agent 4.2 Exchange Fund 4.2 Exchange Offer Recitals Financing 8.19(a) Financing Agreements 8.19(a) First Certificate of Merger 2.2(b2.3 First Effective Time 2.3 First Merger Recitals First Merger Sub Preamble First Merger Surviving Corporation 2.1(a) Certificates 3.3(b)(iInbound RMT Partner Intellectual Property Licenses 7.13(a) Closing 2.2(aInbound Spinco Intellectual Property Licenses 6.14(a) Closing Indemnified Parties 8.15(a) Infringe 6.14(c) Initial Spin Recitals Latest Spinco P&L 6.5(a) Leased RMT Partner Real Property 7.16(b) Leased Spinco Real Property 6.17(b) Lien Releases 8.18(d) Merger Recitals Merger Consideration 3.1(a) Merger Subs Preamble Operating Agreement 2.5 Original Date 2.2(a8.5(b) Code Recitals Company Outside Date 10.2(a) Owned RMT Partner Real Property 7.16(a) Owned Spinco Real Property 6.17(a) Party or Parties Preamble Company Additional Dividend Amount 6.19(aPayoff Letters 8.18(d) Company Affiliate 9.10(aPBCL 1.2 Permanent Financing 8.19(a) Company Permanent Financing Agreements 8.19(a) Proxy Statement 8.4(a) Remainco Preamble Remainco Board Recitals Company Remainco Designees 2.8(a) Remainco Detriment 8.8(e)(ii) Remainco Marks 8.20(a) Remainco Reports ARTICLE V Requisite Regulatory Approvals 9.1(d) RMT Partner Preamble RMT Partner Alternative Acquisition Agreement 8.3(d)(i)(D) RMT Partner Board Recommendation Recitals Company RMT Partner Change of Recommendation 6.3(b8.3(d)(i)(D) Company Common Stock 3.1(b)(iRMT Partner Charter Amendment 1.1 RMT Partner Designees 2.8(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company RMT Partner Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bARTICLE VII RMT Partner Insurance Policies 7.14 RMT Partner Leases 7.16(b) Company RMT Partner Material Adverse Effect 4.1(aContracts 7.10(a) Company Permits 4.9 Company RMT Partner Product 7.18(a) RMT Partner Real Property 7.16(c) RMT Partner Reports ARTICLE VII RMT Partner Shareholders Meeting 8.5(a) RMT Partner Stock Plans 4.10(a7.2(a) Company SEC Documents 4.5(aRMT Partner Termination Fee 10.5(b)(i) Company Series A Preferred Stock 3.1(b)(iiiRMT Partner Transaction Litigation 8.18(a) Company Series B Preferred Stock 3.1(b)(iiiSanctioned Jurisdiction 6.9(b) Company Series C Preferred Stock 3.1(b)(iiiSanctioned Person 6.9(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Second Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter 2.3 Second Certificate of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)2.3

Appears in 1 contract

Sources: RMT Transaction Agreement (Berry Global Group, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vCash Equivalent Merger Consideration 3.2(c) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plans 6.9(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Note Offers and Consent Solicitations 6.17(b) Company Owned Real Property 4.15(a) Company Performance Unit Awards 3.2(c) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Reports 4.17(a)(i) Company Restricted Stock Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Confidentiality Agreement 6.7(b) Consent Solicitations 6.17(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Debt Offer Documents 6.17(b) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.8(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) Existing Credit Facility 6.17(a) GAAP 4.5(b) G▇▇▇▇▇▇ S▇▇▇▇ 5.14 HSR Act 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 4.4(b) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Offers to Exchange 6.17(b) Offers to Purchase 6.17(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Affiliate 9.10 Parent Affiliate 9.10(bAlternative Transaction Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a5.3(a)(iii) Parent Capital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Closing Price 3.3(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a)(ii) Parent Plans 5.10(aRestricted Stock Award 3.2(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPlans 5.2(a)(ii)(B) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Regulatory Material Adverse Effect 6.8(b) Rights-of-Way 4.16 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Sources: Merger Agreement (Conocophillips)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Section 1.2 Closing 2.2(a) Section 1.2 Closing Date 2.2(a) Section 1.2 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plan Section 4.10(a) Company Board Recitals Section 4.4(b) Company Board Recommendation Recitals Approval Section 4.4(b) Company Change of Recommendation 6.3(b) By-laws Section 4.2 Company Certificate Section 4.2 Company Common Stock 3.1(b)(iSection 2.1(d) Company Contracts 3.2(bConverted Warrant Section 2.6 Company Deferred Compensation Plan Section 4.10(g) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(bFinancial Advisor Section 4.21 Company Material Contract Section 4.13 Company Material Intellectual Property Section 4.16 Company Minimum Cash Balance Section 5.15(b) Company Material Adverse Effect 4.1(aOptions Section 2.5 Company Recommendation Section 5.4(b) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) S-1 Section 4.2 Company Series A Preferred Stock 3.1(b)(iiiSection 2.1(a) Company Series B Preferred Stock 3.1(b)(iiiSection 2.1(b) Company Series C Preferred Stock 3.1(b)(iiiSection 2.1(c) Company Special Committee Stock Option Plans Section 2.5 Company Stockholder Approval Section 4.21 Company Stockholders’ Meeting Section 5.4(b) Company Termination Fee Section 7.2(c) Company Unaudited Financial Statements Section 4.7(b) Company Voting Agreement Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Warrants Section 2.6 Confidentiality Agreement 6.7(bSection 5.5 Continuing Employees Section 5.11(c) Creditors’ Rights 4.3(aDamages Section 8.2 D&O Insurance Section 5.12 (b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Law Recitals Effective Time 2.2(b) End Date 8.1(b)(ii) Section 1.2 Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) FDA Section 3.6 FDCA Section 3.6 Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iStatement/Prospectus Section 5.3(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 3.10(c) Outside Date Section 7.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(bBenefit Plan Section 3.10(a) Parent Board Recitals Section 3.4(b) Parent Board Recommendation 5.3(aApproval Section 3.4(b) Parent Change of Recommendation 6.4(b) By-Laws Section 3.2 Parent Certificate Section 3.2 Parent Common Stock Issuance Recitals Section 2.1(a) Parent Contracts 5.16(bDeferred Compensation Plan Section 3.10(g) Parent Disclosure Letter Schedule Article V III Parent Equity Plan 5.2(aFinancial Advisor Section 3.20 Parent Form 10-K Section 3.2 Parent Material Contract Section 3.13 Parent Material Intellectual Property Section 3.16 Parent Minimum Cash Balance Section 5.15(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aOptions Section 3.3(a) Parent Permits 5.9 Section 3.6 Parent Plans 5.10(aPreferred Stock Section 3.3(a) Parent Recommendation Section 5.4(a) Parent SEC Documents 5.5(aFilings Section 3.7(a) Parent Stock Issuance Plans Section 3.3(b) Parent Stockholder Approval Section 3.21 Parent Stockholders’ Meeting Section 5.4(a) Parent Termination Fee Section 7.2(b) Parent Voting Agreement Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iReasonable Interpretation Section 3.10(g) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 5.3(a) Representatives Section 5.5 Retention Bonus Plan Payment Section 2.4 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.7(d) Section 16 Section 5.11(b) Stockholder Representative Preamble Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Corporation Recitals

Appears in 1 contract

Sources: Merger Agreement (Corgentech Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Adjusted RSU Award Section 3.5(d) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Transaction Structure Section 2.8 Approvals Section 7.2(a) Base Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.3(a)(i) Cancelled Shares 3.1(b)(vSection 3.3(a)(ii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.3(a)(i)(A) Cash Election Section 3.3(a)(i)(A) Cash Election Number Section 3.4(a)(ii)(A) Cash Election Shares Section 3.3(a)(i)(A) Certificate Section 3.3(a)(i) Certificate of Merger 2.2(bConversion Section 2.3(b) Certificates 3.3(b)(iChange of Recommendation Section 6.3(b) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 Closing Effective Time Section 2.3(c) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement Section 6.3(b) Company Affiliate 9.10(a) Base Indenture Section 1.1 Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeases Section 4.16(b) Company Material Adverse Effect 4.1(aNotes Section 7.14(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(b) Creditors’ Rights 4.3(aCompany Tax Certificate Section 7.16(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCompany Tax Counsel Section 8.3(e) e-mail 9.3 Continuing Employees Section 7.7(a) Conversion Effective Time 2.2(bSection 2.3(b) End Date 8.1(b)(iiCopyrights Section 1.1 COVID-19 Measures Section 1.1 Credit Facility Terminations Section 7.14(a) Current ESPP Offering Period Section 3.5(a) Debt Commitment Letter Section 5.12(a) Dell Section 1.1 DGCL Section 2.1(a) DGCL 262 Section 3.3(b) Director Award Section 3.5(c) Dissenting Shares Section 3.3(b) DLLCA Section 2.1(b) DOJ Section 7.2(e) Election Section 3.4(b)(i) Election Deadline Section 3.4(b)(iv) Election Period Section 3.4(b)(iii) Enforceability Limitations Section 4.3(b) Exchange Agent 3.3(aSection 3.4(c) Exchange Fund 3.3(aSection 3.4(d) Forfeited Phantom Exchange Ratio Section 3.3(a)(i) Excluded Shares 3.2(aSection 3.3(a)(iv) Financing Section 5.12(a) Financing Entities Section 1.1 First Certificate of Merger Section 2.3(a) First Merger Section 2.1(a) Form of Election Section 3.4(b)(ii) Form S-4 Section 4.21 Fractional Share Cash Amount Section 3.3(d) ▇▇▇ ▇▇▇▇▇▇▇ 7.2(e) GAAP Section 4.5(b) Indemnified Liabilities 6.10(a▇▇▇▇▇▇▇ ▇▇▇▇▇ Section 4.22 HIPAA Section 1.1 Holdco Preamble Holdco Board of Directors Recitals Holdco Common Stock Section 3.1(a)(ii) Holdco Stockholders Recitals Holdco Surviving Company Section 2.1(c) Holder Section 3.4(b) Indemnified Persons 6.10(aParties Section 7.4(a) Joint Proxy Statement 4.4 Initial Effective Time Section 2.3(a) Integration Committee Section 7.1(c) Integration Plan Section 7.1(c) Intended Tax Treatment Section 2.7 Intervening Event Section 6.3(e) IP Contracts Section 4.14(h) ▇.▇. ▇▇▇▇▇▇ Section 4.22 Last Effective Time Section 2.3(d) Letter of Transmittal 3.3(b)(iSection 3.4(e) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLLC Conversion Section 2.1(b) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Parent Insurance Policies 5.17 Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Reseller Section 4.19(c) Material Reseller Agreement Section 4.19(c) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Maximum Cash Share Number Section 3.4(a)(i) Merger Recitals Merger Filings 2.2(bConsideration Section 3.3(a)(i) Merger Sub 1 Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 2 Preamble Merger Sub 3 Preamble New Plans Section 7.7(b) Non-Election Shares Section 3.3(a)(i)(C) No-Shop Period Start Date Section 6.3(a) OFAC Section 4.9(e) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aGoverning Documents Section 5.1 Parent Merger Subs Preamble Parent Permits Section 5.9(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock Section 5.2(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iTax Certificate Section 7.16(b) Parties Preamble Party Preamble Patents Section 1.1 Payoff Letter Section 7.14(a) Per Share Preferred Cash Consideration Section 3.3(a)(i) Proposed Dissenting Shares Section 3.3(b) Proxy Statement Section 4.4(a) Regulatory Actions Section 7.2(c) Relevant Matters Section 10.9(a) Restricted Parties Section 4.9(g) Revised Structure Notice Section 2.8 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Second Certificate of Merger Consideration 3.1(b)(iiiSection 2.3(c) Per Share Preferred Series B Second Merger Consideration 3.1(b)(iiiSection 2.1(c) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiShortfall Number Section 3.3(a)(ii)(B) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiSpecified Contract Section 6.1(b)(xiii) Per Share Stock Consideration 3.1(b)(iSection 3.3(a)(i)(B) Phantom Share Consideration 3.2(aStock Election Section 3.3(a)(i)(B) Qualified REIT Subsidiary 4.1(bStock Election Shares Section 3.3(a)(i)(B) Qualifying Income 8.3(i)(iThird Certificate of Merger Section 2.3(d) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivThird Merger Section 2.1(d) Trade Secrets Section 1.1 Transaction Tax Opinion Section 7.16(b) Transactions Section 2.1(d) Verona Converted LLC Section 2.1(b) Verona Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bSection 2.1(a) Terminable Breach 8.1(b)(iiiVerona Surviving LLC Section 2.1(d) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Voting Agreement Recitals

Appears in 1 contract

Sources: Agreement and Plan of Merger (Broadcom Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acceptance Time 1.1(e) Accepted Company Shares 2.3(b) Adverse Recommendation Change 5.3(a) Agreement as referenced in the following table: Introduction Alternative Acquisition Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b5.3(a) Anti-Takeover Law 3.22 Book-Entry Shares 3.3(b)(i2.5(b)(ii) Cancelled Shares 3.1(b)(vCapitalization Date 3.5(a) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i2.5(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Introduction Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bFinancial Advisor 3.20 Company Financial Statements 3.6(d) Company Material Adverse Effect 4.1(aContract 3.9(a) Company Permits 4.9 Company Plans 4.10(aRelated Parties 7.2(g) Company SEC Documents 4.5(a3.6(a) Company Series A Preferred Stock 3.1(b)(iiiShares Recitals Compensation Arrangements 3.2(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b5.2(c) Creditors’ Rights 4.3(aCopyrights Definition of “Intellectual Property Rights” D&O Insurance 5.8(b) Delaware LLC Act 2.1 Delaware Secretary DGCL Recitals Dissenting Shares 2.6 Dissenting Stockholder 2.6 DSS 5.5(d) DSS Consent 5.5(d) Effect Definition of State 2.2(b) e-mail 9.3 “Company Material Adverse Effect” Effective Time 2.2(b) 2.2 End Date 8.1(b)(ii7.1(b) Enforceability Exceptions 3.2(a) Exchange Agent 3.3(aAct Recitals Expiration Date 1.1(c) Exchange Fund 3.3(aFinal Enrollment Date 2.7(d) Forfeited Phantom Shares 3.2(aFOCI 5.5(d) GAAP 4.5(b) Indemnified Liabilities 6.10(a) HSR Condition Annex I Indemnified Persons 6.10(a5.8(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Expiration Date 1.1(c) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 3.18 Leased Real Property 3.12 Major Customer 3.23 Major OEM 3.23 Major Reseller 3.23 Major Supplier 3.23 Merger Recitals Merger Filings 2.2(bAgreement Annex I Merger Consideration 2.3(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Annex I Multiemployer Plan 3.15(c) Notice Period 5.3(c)(1) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bOffer Conditions 1.1(a) Offer Documents 1.1(f) Offer Price Recitals Offer to Purchase 1.1(a) Option Payments 2.7(b) Parent Affiliate 9.10(b) Introduction Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bBenefit Plan 5.14(c) Parent Disclosure Letter Article V 4 Parent Equity Related Parties 7.2(g) Patents Definition of “Intellectual Property Rights” Paying Agent 2.5(a) Plan 5.2(a3.15(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Pre-Closing Period 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPurchaser Introduction Real Property Leases 3.12 Regulatory Conditions Annex I Restricted Share Payments 2.7(c) Parent ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.6(a) Schedule 14D-9 1.2(a) Schedule TO 1.1(f) SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a1.1(c)(i)

Appears in 1 contract

Sources: Merger Agreement (Guidance Software, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 401(k) Plan Section 7.7(d) Acceptance Time Section 1.1(d) Acquisition Sub Preamble Aggregate Cash Amount Section 5.7(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Arrangements Section 7.10 Book-Entry Shares 3.3(b)(iSection 3.1(a) Bribery Legislation Section 4.13(a) Cancelled Shares 3.1(b)(vSection 3.1(b) Certificate of Merger 2.2(bSection 2.3(a) Certificates 3.3(b)(iSection 3.1(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBenefit Plans Section 4.11(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Recitals Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Compensation Committee Section 7.10 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDSU Award Section 3.4(d) Company Material Adverse Effect 4.1(aLeased Real Property Section 4.19(b) Company License-In Agreement Section 4.17(c) Company LTIP Award Section 7.7(d) Company Option Section 3.4(a) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company PU Award Section 3.4(c) Company RSU Award Section 3.4(b) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Shares Recitals Company Stockholders Terminating Breach Section 9.1(c) Continuing Employees Section 7.7(a) Creators Section 4.17(f) D&O Insurance Section 7.4(c) Debt Commitment Letter Section 5.7(a) Debt Financing Section 5.7(a) Debt Financing Agreements Section 7.13(b) Debt Providers Section 5.7(a) DGCL Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDissenting Shares Section 3.3(a) Creditors’ Rights 4.3(aDOJ Section 7.2(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3(a) End Date 8.1(b)(ii) Exchange Agent 3.3(aEnforceability Limitations Section 4.3(c) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) FCPA Section 4.13(a) Financing Extension Notice Section 1.1(c)(ii)(C) First Extended Outside Date Section 9.1(d) FTC Section 7.2(b) GAAP Section 4.5(b) Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aInitial Outside Date Section 9.1(d) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iMajor Customers Section 4.21 Major Suppliers Section 4.21 Material Contract Section 4.20(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Condition Section 1.1(a)(i) New Plans Section 7.7(b) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Closing Section 2.6 Offer Documents Section 1.1(e)(i)(1) Offer Price Section 1.1(a) Offer to Purchase Section 1.1(a) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Governing Documents Section 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aTerminating Breach Section 9.1(b) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Parties Preamble Party Preamble Paying Agent Section 3.2(a) Qualified REIT Subsidiary 4.1(bRegulatory Fee Section 9.2(c) Qualifying Income 8.3(i)(iRequisite Financing Section 1.1(c)(ii)(C) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRetention Program Section 7.7(f) Sarbanes Oxley Act Section 4.6 Schedule 14D-9 Section 1.2(b) Schedule TO Section 1.1(e)(i)(1) Second Extended Outside Date Section 9.1(d) Secretary of State Section 2.3(a) Stockholders Meeting Section 7.11 Surviving Company Corporation Section 2.1 Taxable REIT Subsidiary 4.1(bTermination Fee Section 9.2(b)(i) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Sources: Agreement and Plan of Merger (On Semiconductor Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Acceptable Confidentiality Agreement 6.3(c)(i) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Laws 6.8(b)(ii) Bonus Payment Date 6.9(h) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plans 6.9(f) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(e)(vi) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(e)(viii) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.20(b) Company Contracts 3.2(bDesignee 2.5(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineer 4.18(a) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.16 Company Material Real Property 4.16 Company Material Real Property Lease 4.16 Company Owned Real Property 4.16 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aPrivacy Obligations 4.15(a) Company Refinanced Indebtedness 6.1(b)(x) Company Refinancing Indebtedness 6.1(b)(x) Company Related Party Transaction 4.26 Company Reserve Report 4.18(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiTax Certificate 6.19(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(aD&O Insurance 6.10(d) Delaware LLC Act Debt Financing 6.14(b) Debt Financing Sources 6.14(b) DGCL 2.1 Delaware Secretary of State Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEarned Company Performance Shares 3.2(d)(i) Exchange Agent 3.3(a) (a) Exchange Fund 3.3(aRatio 3.1(b)(i) Forfeited Phantom Excluded Shares 3.2(a3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement Statement/Prospectus 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) LLC Sub Merger 2.7 LLC Sub Merger Agreement 2.7 Material Company Insurance Policies 4.17 4.22 Material Parent Insurance Policies 5.17 5.22 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(f) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(e)(vi) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(e)(viii) Parent Closing Price 3.3(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.20(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIndependent Petroleum Engineer 5.18(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.16 Parent Material Real Property 5.16 Parent Material Real Property Lease 5.16 Parent Owned Real Property 5.16 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aPrivacy Obligations 5.15(a) Parent Refinanced Indebtedness 6.2(b)(ix) Parent Refinancing Indebtedness 6.2(b)(ix) Parent Related Party Transaction 5.27 Parent Reserve Report 5.18(a) Parent RSU Award 3.2(c)(iii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iStock Plans 5.2(b) Per Share Preferred Merger Consideration 3.1(b)(iiiParent Tax Certificate 6.19(c) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParent Warrants 5.2(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiParticipating Employee 6.9(h) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPhase II 6.7(a)(iv) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRemedy Action 6.8(c) Reserved Shares 5.2(b) Reserved Warrants 5.2(b) Rights-of-Way 4.17 Security Incident 4.15(b) Subject Courts 9.15 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Sources: Merger Agreement (Southwestern Energy Co)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Adjusted Option Section 3.4(b) Adjusted RS Award Section 3.4(e) Adjusted RSU Award Section 3.4(d) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 7.4(c) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vSection 3.2(b)(ii) Certificate of Merger 2.2(bSection 2.3 Certificates Section 3.2(b)(i) Certificates 3.3(b)(iChange of Recommendation Section 6.3(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAcquisition Agreement Section 6.3(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aNotes Section 7.14(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(b) Creditors’ Rights 4.3(aContinuing Employees Section 7.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bConverted Shares Section 3.1(b) e-mail 9.3 Copyrights Section 1.1 Credit Facility Terminations Section 7.14(a) Current ESPP Offering Period Section 3.4(f) Debt Commitment Letter Section 5.6(a) DGCL Recitals Dissenting Shares Section 3.3(a) DOJ Section 7.2(b) Effective Time 2.2(bSection 2.3 Enforceability Limitations Section 4.3(b) End Date 8.1(b)(iiFinancing Section 5.6(a) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFinancing Entities Section 1.1 FTC Section 7.2(b) GAAP Section 4.5(b) HIPAA Section 1.1 Indemnified Liabilities 6.10(aParties Section 7.4(a) Indemnified Persons 6.10(aIndenture Section 7.14(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIntegration Committee Section 7.1(c) Leverage Covenants 6.1(a)(xivIntegration Plan Section 7.1(c) Maryland Courts 9.7(bIntervening Event Section 6.3(d) Maryland Department 2.2(bIP Contracts Section 4.14(h) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Parent Insurance Policies 5.17 Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Government Bid Section 4.17(c) Material Reseller Section 4.19(c) Material Reseller Agreement Section 4.19(c) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Shares Section 3.1(c) New Plans Section 7.7(b) OFAC Section 4.9(e) Old Plans Section 7.7(b) Outside Date Section 9.1(d) Owned Real Property Section 4.16(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Governing Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Section 5.1 Parties Preamble Party Preamble Patents Section 1.1 Paying Agent Section 3.2(a) Qualified REIT Subsidiary 4.1(bPayment Fund Section 3.2(a) Qualifying Income 8.3(i)(iPayoff Letter Section 7.14(a) Registration Proxy Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 7.12(a) Qatalyst Section 4.22 Quarterly Dividend Section 6.1(b)(ii) Relevant Matters Section 10.9(a) Remaining Shares Section 3.1(b) Restricted Parties Section 4.9(g) Sale Section 7.16(a) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bSurviving Company Stock Section 3.1(b) Terminable Breach 8.1(b)(iiiTermination Fee Section 9.2(b)(i) Transaction Litigation 6.15 Trade Secrets Section 1.1 Transactions Recitals Vesting Phantom Shares 3.2(aVoting Agreement Recitals willful breach Section 9.2(a)

Appears in 1 contract

Sources: Agreement and Plan of Merger (Ca, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Adverse Effect on Debt Financing Section 7.5(b) Adverse Recommendation Change Section 6.3(c) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Section 6.3(c) Alternative Financing Section 7.5(b) Alternative Financing Documents Section 7.5(b) Arbitrator Section 10.8(b) Base Premium Section 7.6(c) Benefit Plan Section 4.14(b) Benefit Plans Section 4.14(b) CICL Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bEquity Interests Section 4.2(b) Company Common Stock 3.1(b)(iGroup Section 9.3(f) Company Contracts Termination Fee Section 9.3(a) Consenting Warrantholder Section 3.2(b) Company DER Consideration 3.2(bCovered Persons Section 7.6(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDebt Commitment Letters Section 5.5(a) Company Material Adverse Effect 4.1(aDebt Financing Section 5.5(a) Company Permits 4.9 Company Plans 4.10(aDissenting Shareholders Section 3.5(a) Company SEC Documents 4.5(aDissenting Shares Section 3.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 2.3 Enforceability Exceptions Section 4.3 Environmental Claim Section 4.17(a) End Date 8.1(b)(iiEquity Commitment Letters Section 5.5(a) Equity Financing Section 5.5(a) Exchange Agent 3.3(a) Act Section 4.5 Exchange Fund 3.3(aSection 3.6(a) Forfeited Phantom Shares 3.2(aFinancial Statements Section 4.6(b) GAAP 4.5(bFinancing Section 5.5(a) Indemnified Liabilities 6.10(aFinancing Documents Section 5.5(a) Indemnified Persons 6.10(aGovernmental Entity Section 4.5 HKIAC Section 10.8(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iHoldCo Preamble HoldCo Group Section 9.3(f) Leverage Covenants 6.1(a)(xivHoldCo Option Section 3.3(b) Maryland Courts 9.7(bHoldCo RSU Award Section 3.3(c) Maryland Department 2.2(bHoldCo Share Plan Section 3.3(b) HoldCo Termination Fee Section 9.3(b) IFRS Section 4.6(b) Indemnification Agreements Section 7.6(a) Intervening Event Section 6.3(e) Leased Real Property Section 4.11(a) Limited Guarantee Recitals Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract Section 4.15(a) Merger Recitals Merger Filings 2.2(bConsideration Section 3.6(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Non-U.S. Benefit Plan Section 4.14(h) NYSE Section 4.2(c) Operating Partnership 2.1 Subsidiary Section 4.15(a)(xi) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iParties Preamble Parties Preamble Party Preamble Paying Agent Section 3.6(a) Per Share Preferred Merger Consideration 3.1(b)(iiiSection 3.1(a) Per Share Preferred Series B Warrant Consent Fee Section 3.2(b) Per Warrant Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Section 3.2(a) Qualified REIT Subsidiary 4.1(bPlan of Merger Section 2.3 Rules Section 10.8(b) Qualifying Income 8.3(i)(iS▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.6(a) Registration Schedule 13E-3 Section 6.4(a) SEC Section 4.5 SEC Documents Section 4.6(a) Securities Act Section 4.6(a) Share Certificates Section 3.6(b)(i) Shareholder Proxy Statement 4.8 REITs Section 4.5 Shareholder Record Date Section 6.5(a) Social Insurance Section 4.14(j) Special Committee Recitals Remedial Measures 6.1(b)(xiv) Support Agreement Recitals Surviving Company Entity Section 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTakeover Statute Section 4.23 Tax Returns Section 4.12(a) Transaction Litigation 6.15 Section 7.9 Transactions Recitals Vesting Phantom Uncertificated Shares 3.2(aSection 3.6(b)(i) Uncertificated Warrants Section 3.6(b)(i) US$ Section 1.3(c) Warrant Amendment Section 6.6 Warrant Certificates Section 3.6(b)(i) Warrantholder Consent Deadline Section 6.6(b) Warrantholder Proxy Statement Section 4.5 Warrantholder Record Date Section 6.6(a)

Appears in 1 contract

Sources: Merger Agreement (New Frontier Health Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Aspen 4.10(b) Book-Entry Shares 3.3(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.16(a) Company Adjusted Book Value Per Share 3.1(c) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 4.15 Company Manager Plans 4.10(b) Company Material Adverse Effect 4.1(a) Company Notes Assumption 6.21 Company Owned Real Property 4.15 Company Permits 4.9 Company Plans 4.10(a) Company Portfolio Securities 6.1(b)(iv) Company Preferred Stock Redemptions 6.22 Company Restricted Share 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(bCompany Warrant Purchases 6.22 Contingent Cash Purchase Price 3.1(d) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.9(d) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Gaea 4.1(a) ▇▇▇▇▇▇▇ 4.10(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Recitals MLLC Act Recitals Non-Disclosure Agreement 6.6(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(h)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivREOs 4.15 Special Committee Recitals Specified Incentive Equity Issuances 6.1(b)(ii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.14 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Sources: Merger Agreement (Ellington Financial Inc.)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings set forth in the following tablesections indicated: Action 7.10(a) Adjusted Option 3.5(a) Adjusted Restricted Shares 3.5(b) Affiliate 1.1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Proposal 7.3(g)(i) Antitrust Laws 7.1(a) Balance Sheet Date 5.9 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) 3.2 Business Day 1.1 CERCLA 1.1 Certificate 3.2 Certificate of Merger 2.2(b2.1(b) Certificates 3.3(b)(iChange in Recommendation 7.3(c) Claim 7.10(a) Closing 2.2(a) 2.2 Closing Date 2.2(a) 2.2 Code Recitals Common Shares Trust 3.3(d)(ii) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.2(b) Company Bylaws 1.1 Company Charter 1.1 Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Shares 1.1 Company Disclosure Letter Article IV 4.1 Company Dividend Equivalent Right 3.2(bEmployee Benefit Plan 5.19(a) Company Financial Advisor 1.1 Company Financial Statements 5.7(b) Company Intellectual Property 5.20 Company Leased Real Property 5.15(c) Company Material Adverse Effect 4.1(aArticle V Company Material Agreement 5.12(a) Company Meeting 5.6 Company Option 1.1 Company Owned Real Property 5.15(c) Company Permits 4.9 5.11(b) Company Plans 4.10(aPreferred Stock 5.2 Company PSU 1.1 Company Real Property 5.15(c) Company Real Property Leases 5.15(c) Company Reserve Report 5.14 Company Restricted Share 1.1 Company Risk Policies 5.7(d) Company SEC Documents 4.5(aArticle V Company Service Provider 5.10(a)(iv) Company Series A Preferred Stock 3.1(b)(iiiPlans 1.1 Company Stockholder Approval 8.1(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 1.1 CONE Midstream Companies 1.1 Confidentiality Agreement 6.7(b1.1 Continuing Employees 7.13(a) Creditors’ Rights 4.3(acontrol 1.1 controlled by 1.1 controlling 1.1 Converted PSU Shares 3.5(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bData Site 1.1 Debt Transactions 7.17(b) e-mail 9.3 Derivative Transaction 1.1 DGCL Recitals Director and Officer Indemnification Agreements 1.1 Divestiture Action 7.1(d) Effective Time 2.2(b2.1(b) End Date 8.1(b)(iiEmployee 1.1 Employee Benefit Plan 1.1 Environmental Claim 5.13(c) Environmental Law 1.1 Environmental Permit 1.1 ERISA 1.1 ERISA Affiliate 1.1 Excess Shares 3.3(d)(i) Exchange Act 1.1 Exchange Agent 3.3(a) (a) Exchange Fund 3.3(aRatio 3.1(b) Forfeited Phantom Shares 3.2(a) Existing Credit Agreement 1.1 GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)1.1

Appears in 1 contract

Sources: Merger Agreement (Noble Energy Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 6.16(b)(i) Ancillary Documents 9.17 Antitrust Counsel Only Material 6.4(b) Applicable Date Article 4 Book-Entry Shares 3.3(b)(i3.2(b)(iii) Cancelled Shares 3.1(b)(v3.1(c) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i3.2(b)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 4.1(b) Company Common Stock 3.1(b)(iCharter 4.1(b) Company Contracts 3.2(bDisclosure Schedule Article 4 Company Financial Statements 4.7(b) Confidential Information 6.2(b) Continuing Employee 6.7(a) Company DER Consideration 3.2(b401(k) Plan 6.7(e) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 4.18(b) Company Material Adverse Effect Contract 4.13(a) Company Notice Period 6.3(f) Company Owned Real Property 4.1(a) Company Permits 4.9 4.6(a) Company Plans 4.10(aReal Property Lease 4.18(b) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Shares Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Subsidiary 4.1(a) Confidentiality Agreement 6.7(b6.2(b) Creditors’ Rights 4.3(aCovered Persons 6.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.8(c) e-mail 9.3 Debt Document 6.16(b)(i) Debt Financing 5.12(a) Dissenting Shares 3.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a2.2 Effects 9.6 Enforceability Exceptions 4.3 Equity Commitment Letter Recitals Equity Financing 5.12(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bExisting Indemnification Agreements 6.8(a) Indemnified Liabilities 6.10(aExpiration Time 1.1(d)(i) Indemnified Persons 6.10(aFinancing 5.12(a) Joint Proxy Statement 4.4 Financing Letters 5.12(a) Financing Purposes 5.12(b) Independent Contractor 4.12(i) Insurance Policies 4.21 Investor Recitals Investors Recitals Letter of Transmittal 3.3(b)(i3.2(b)(ii) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Plan 6.7(e) Old Plans 6.7(e) Option Consideration 3.4(a) Outside Date 8.1(a) Parent Preamble Parent Additional Dividend Expenses 8.3(d) Paying Agent 3.2(a) Payoff Letter 6.14 PSU Consideration 3.4(c) PSU Replacement Award 3.4(c)(ii) Qualifying Termination 3.4(b)(ii) Release 3.4(b) Required Amount 6.19(b5.12(b) Parent Affiliate 9.10(bRights Agreement Conditions 6.18 RSU Consideration 3.4(b) Parent Board Recitals Parent Board Recommendation 5.3(aRSU Replacement Award 3.4(b)(ii) Parent Change of Recommendation 6.4(bSection 16 6.10 Significant Company Subsidiary 4.1(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Solvent 5.10 Specified Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSurviving Corporation 2.1(a) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Tender and Support Agreement Recitals

Appears in 1 contract

Sources: Merger Agreement (Trecora Resources)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority Section 6.9(b) Antitrust Laws Section 6.9(b) BC Registrar Section 5.4 Book-Entry entry Shares Section 3.3(b)(i) Cancelled Shares 3.1(b)(vCap Amount Section 6.10(b) Certificate of Merger 2.2(bSection 2.6(b) Certificates Section 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aSection 2.6(a) Company Board Recitals Company Board Recommendation Recitals Section 4.3(a) Company Capital Stock Section 4.2(a) Company Change of Recommendation 6.3(bSection 6.3(d) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEasement Real Property Section 4.14(a) Company Material Adverse Effect 4.1(aIntellectual Property Section 4.15 Company Leased Real Property Section 4.14(a) Company Owned Real Property Section 4.14(a) Company Permits Section 4.9 Company Plans Section 4.10(a) Company SEC Documents 4.5(aReal Property Easements Section 4.14(a) Company Series A Preferred Stock 3.1(b)(iiiReal Property Section 4.14(e) Company Series B Preferred Stock 3.1(b)(iiiRSU Consideration Section 3.2(a)(i) Company Series C Preferred Stock 3.1(b)(iiiShareholders’ Meeting Section 4.4 Company Voting Agreement Section 4.2(b) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Competition Law Notifications Section 6.9(b) Confidentiality Agreement 6.7(bSection 6.8(b) Creditors’ Rights Section 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bParent Conversion Section 2.4 Divestiture Action Section 6.9(c) e-mail 9.3 D&O Insurance Section 6.10(b) Effective Time 2.2(bSection 2.6(b) Election of Directors Section 2.10(a) Eligible Shares Section 3.1(a)(ii)(A) End Date Section 8.1(b)(ii) Exchange Agent Section 3.3(a) Exchange Fund Section 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio Section 3.1(a)(ii)(A) GAAP 4.5(b) HSR Act Section 4.4 Indemnified Liabilities Section 6.10(a) Indemnified Persons Section 6.10(a) Joint Proxy Statement 4.4 Information Circular Section 6.7 Interim Period Section 6.1(a) Letter of Transmittal Section 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bSub Board Recitals Name Change Section 2.2 New Parent Option Section 3.2(a)(ii)(A) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Parent Preamble Warrant Section 3.2(b) Non-Voting Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Common Shares Section 2.3 Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bDisclosure Documents Section 5.5(a) Parent Disclosure Letter Article V Parent Equity Plan Financial Statements Section 5.5(b) Parent Balance Sheet Date Section 5.6(a) Parent Common Shares Recitals Parent Material Leased Real Property Section 5.11 Parent Material Real Property Lease Section 5.11 Parent Owned Real Property Section 5.11 Parent Permits Section 5.9(a) Parent Share Capital Section 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Shareholders’ Meeting Section 6.6 Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iVoting Agreement Section 6.7(c) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iSection 3.1(a)(ii)(A) Registration Statement Section 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Share Amendment Section 2.3 Surviving Company Corporation Section 2.1 Taxable REIT Subsidiary 4.1(bTail Period Section 6.10(b) Terminable Breach Section 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aExpenses Section 8.3(a)

Appears in 1 contract

Sources: Business Combination Agreement

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: 280G Stockholder Approval 7.6(b) Adjustment Resolution Period 2.12(b) Adjustment Review Period 2.12(b) Agreement Preamble Amendment to the Company Management Agreement Date Preamble Allocation Schedule 6.3 Balance Sheet Date 3.6(b) Board Recitals Articles of Merger 2.2(bBooks and Records 3.16(b) Book-Entry Shares 3.3(b)(iBusiness Combination Agreement 5.8(b) Buyer Preamble Buyer Arrangements 3.8(b) Buyer Disclosure Schedule Article V Buyer Indemnified Parties 9.2(a) (a) Buyer Prepared Returns 6.2(a)(i) Buyer 401(k) Plan 7.14 Cancelled Shares 3.1(b)(v2.1(d) Certificate of Merger 2.2(b) Certificates 3.3(b)(i1.2 Charter Documents 3.1(d) Closing 2.2(a) 1.4 Closing Date 2.2(a) Code Recitals 1.4 Company Preamble Company Additional Dividend Amount 6.19(aAuthorizations 3.14 Company Board Resolutions 3.4(a) Company Affiliate 9.10(aDisclosure Schedule Article III Company Indemnitees 6.4(a) Company Board IP 3.11(a)(i) Company Owned IP 3.11(a)(ii) Company Products 3.11(a)(iii) Company Registered IP 3.11(b) Company Software 3.11(a)(iv) Company Source Code 3.11(a)(v) Company Stockholder Approval Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bStockholder Notice 6.1(a) Company Common Stock 3.1(b)(iStockholder Parties 7.9(d) Company Contracts 3.2(bVoting Debt 3.2(f) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b7.7 Contaminant 3.11(a)(vi) Creditors’ Rights 4.3(aContinuing Employee 7.22(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCovered Transaction 5.5 Current Balance Sheet 3.6(b) e-mail 9.3 D&O Indemnifiable Matters 6.4(a) D&O Indemnification Agreements 6.4(a) D&O Tail Policy 6.4(b) DCSA 7.9(b) DCSA Notification 7.9(b) DGCL 1.1 Determination Date 2.12(c) Dissenting Shares 2.8 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)1.2

Appears in 1 contract

Sources: Merger Agreement (Compass Group Diversified Holdings LLC)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Actions Section 9.4(b)(i) Agreement Preamble Amendment to the Company Management Apache Confidentiality Agreement Recitals Articles of Merger 2.2(bSection 6.2(c) Book-Entry Shares 3.3(b)(iBIPOC Section 6.17 Bonus Period Section 6.5(b) Bonus Plans Section 6.5(b) Cancelled Shares 3.1(b)(vSection 3.1(a)(ii) Certificate of Merger 2.2(bChange Section 4.1(c) Certificates 3.3(b)(iChosen Courts Section 9.4(b)(iii) Clearance Date Section 6.4(a) Closing 2.2(a) Section 2.2 Closing Date 2.2(aSection 2.2 CMG Preamble CMG Media Preamble CMG Newco 1 Preamble CMG Newco 2 Preamble CNM Preamble CNM Holdings Preamble CNM Merger Sub Preamble Commitment Letters Section 5.13(b) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement Section 6.3(e)(ii) Company Affiliate 9.10(aAdverse Recommendation Change Section 6.3(e)(i) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCommon Stock Section 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Schedule Article IV Company Dividend Equivalent Right 3.2(bEmployees Section 6.5(a) Company Indenture Officers’ Certificates Section 6.16(a) Company Internal Controls Disclosures Section 4.6 Company Material Adverse Effect 4.1(aSection 4.1(c) Company Permits 4.9 Material Contracts Section 4.19(a) Company Plans 4.10(aNote Offers and Consent Solicitations Section 6.16(a) Company Organizational Documents Section 4.1(b) Company Phantom Share Unit Award Section 3.3(c) Company PSU Award Section 3.3(b) Company Recommendation Section 4.3 Company Redemption Notice Section 6.16(b) Company Redemption Officers’ Certificates Section 6.16(b) Company Registered Intellectual Property Section 4.18(a) Company Related Parties Section 8.3(e)(i) Company Restricted Stock Award Section 3.3(a) Company RSU Award Section 3.3(b) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStation License Section 4.9(a) Company Series B Preferred Stock 3.1(b)(iiiStations Section 4.9(a) Company Series C Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3 Company Stockholders’ Meeting Section 6.4(b) Company Special Committee Supplemental Indenture Section 6.16(a) Confidentiality Agreements Section 6.2(c) Consent Solicitations Section 6.16(a) Continuation Period Section 6.5(a) Contribution Agreement Recitals Company Stockholders control See definition of Affiliate controlled by See definition of Affiliate Converted Shares Section 3.1(a)(ii) Copyrights See definition of Intellectual Property Covered Persons Section 6.9(a) D&O Insurance Section 6.9(c) Debt Commitment Letter Section 5.13(a) Debt Financing Section 5.13(a) Debt Financing Entities See definition of Debt Financing Parties Debt Financing Related Parties Section 9.14 Debt Offer Documents Section 6.16(a) Definitive Agreements Section 6.15(a)(ii) DGCL Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDisclosure Schedule Section 9.16 Dissenting Shares Section 3.1(b)(i) Creditors’ Rights 4.3(aEnforceability Exceptions Section 4.3 Enforcement Expenses Section 8.3(d) Delaware LLC Act 2.1 Delaware Secretary Environmental Laws Section 4.10(a) Excluded Information See definition of State 2.2(bRequired Information Existing Credit Facilities Termination Section 6.16(c) e-mail 9.3 Effective Time 2.2(bExtension Date Section 8.1(b) End Date 8.1(b)(iiFinancing Section 5.13(b) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFinancing Amount Section 5.13(e) GAAP 4.5(bSection 4.5(b)(ii) Indemnified Liabilities 6.10(aGuarantee Section 5.14 HSR Act Section 4.4(a)(v) Indemnified Persons 6.10(aIRS Section 4.11(a)(iv) Joint Proxy Statement 4.4 Letter Laws Section 4.8(a) Marks See definition of Transmittal 3.3(b)(iIntellectual Property Maximum Company Liability Amount Section 8.3(e)(ii) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Maximum Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bLiability Amount Section 8.3(e)(i) Merger Sub Consideration Section 3.1(a)(iii) Midco Preamble, Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 4.11(e) Offers to Purchase Section 6.16(a) Opco Preamble Outside Date Section 8.1(b) Owned Real Property Section 4.17(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Entities Preamble Parent Material Adverse Effect 5.1(aSection 5.1(b) Parent Permits 5.9 Parent Plans 5.10(aRelated Parties Section 8.3(e)(i) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Restructuring Entities Preamble Patents See definition of Intellectual Property Paying Agent Section 3.2(a) Payment Fund Section 3.2(b) Payoff Amount Section 6.16(c)(i) Petition for Declaratory Ruling Section 5.6 Post-Closing Plans Section 6.5(c) Post-Closing Transfers Section 6.2(d) Preferred Securities Commitment Letter Section 5.13(b) Preferred Securities Financing Section 5.13(b) Preferred Securities Investors Recitals Prohibited Modifications Section 6.15(b)(i)(D) Proxy Statement Section 4.14 PSG Preamble Qualified REIT Subsidiary 4.1(bPlan Section 4.11(c) Qualifying Income 8.3(i)(iTransaction Section 8.3(a)(ii) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivRedemption Section 6.16(b) Reimbursement Obligations Section 6.16(d) Renewal Application Section 6.6(d) Representatives Section 5.16 Restructuring Section 5.15 Restructuring Agreements Section 5.15 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) SG Focus Preamble SG Holders Preamble SG I Preamble ▇▇ ▇▇ Preamble SGCI Preamble Sierra Confidentiality Agreement Section 6.2(c) Sierra/Apache Arrangements Section 5.15 Specified Date Section 4.2(a) Specified Personnel Section 6.1(c) Surviving Company Section 2.1 Taxable REIT Subsidiary 4.1(bTakeover Statute Section 4.23 Teton Certificate of Merger Section 2.3 Teton Merger Recitals Teton Merger Effective Time Section 2.3 Teton Merger Sub Preamble Trade Secrets See definition of Intellectual Property Transaction Approvals Section 4.4(a) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)under common control with See definition of Affiliate

Appears in 1 contract

Sources: Merger Agreement (Tegna Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Action 10.5(a) Adverse Recommendation Change 7.3(e) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws 5.7(c) Book-Entry Shares 3.3(b)(i4.1(a)(i) Cancelled Shares 3.1(b)(v4.1(a)(ii) Certificate 4.1(a)(i) Certificate of Merger 2.2(b3.3 Certifications and Audits 5.8(f) Certificates 3.3(b)(iChosen Courts 10.5(a) Closing 2.2(a) 3.2 Closing Date 2.2(a) Code Recitals 3.2 Company Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement 7.3(e) Company Affiliate 9.10(aApprovals 5.3(b) Company Board of Directors Recitals Company Board Recommendation Recitals Bylaws 5.1(b) Company Change of Recommendation 6.3(bCertificate 5.1(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV V Company Dividend Equivalent Right 3.2(bFinancial Statements 5.4(b) Company Material Adverse Effect 4.1(aIndemnified Parties 7.9(a) Company Organizational Documents 5.1(b) Company Permits 4.9 5.7(b) Company Plans 4.10(a) Recommendation Recitals Company SEC Documents 4.5(a5.4(a) Company Series A Preferred Stock 3.1(b)(iiiSoftware 5.15(h) Company Series B Preferred Stock 3.1(b)(iiiSubsidiary Organizational Documents 5.1(b) Company Series C Preferred Stock 3.1(b)(iiiTakeover Transaction 9.3(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b7.2(b) Creditors’ Rights 4.3(aContinuing Employees 7.4(a) Defects 5.15(h) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b3.3 DGCL Recitals DGCL 262 4.1(b) e-mail 9.3 Dissenting Shares 4.1(b) Effective Time 2.2(b3.3 Environmental Covenants 5.10(e) End Date 8.1(b)(iiExpiration Time 2.1(d) Exchange Agent 3.3(aFDCA 5.8(b) Exchange Fund 3.3(aFood Laws 5.8(b) Forfeited Phantom Shares 3.2(aFrozen Fruit Asset Purchase Agreement 5.23(a) Frozen Vegetable Asset Purchase Agreement 5.23(b) GAAP 4.5(b5.4(b) Indemnified Liabilities 6.10(aHSR Act 2.1(e) Indemnified Persons 6.10(aInitial Expiration Time 2.1(d) Joint Proxy Statement 4.4 Intervening Event Recommendation Change 7.3(g) IRS 5.11(a) Letter of Transmittal 3.3(b)(i4.2(c) Leverage Covenants 6.1(a)(xivLicenses-In 5.15(b) Maryland Courts 9.7(bLicenses-Out 5.15(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 4.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Minimum Condition 2.1(b) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Closing 2.1(f) Offer Closing Date 2.1(f) Offer Commencement Date 2.1(a) Offer Conditions 2.1(b) Offer Documents 2.1(h) Offer Price Recitals Offer to Purchase 2.1(c) Outside Date 9.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(bApprovals 6.2(b) Parent Affiliate 9.10(bParties Preamble Party Preamble Payment Agent 4.2(a) Parent Board Recitals Parent Board Recommendation 5.3(aPayment Fund 4.2(b) Parent Change of Recommendation 6.4(bPayoff Letter and Payoff Letters 7.21 Premium Cap 7.9(c) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bRepresentatives 7.3(a) Parent Disclosure R&W Policy 7.22 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 5.4(a) Schedule 14D-9 2.2(b) Schedule TO 2.1(h) Signing Date Payoff Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv5.26 Stockholder List Date 2.2(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 3.1 Termination Fee 9.3(d) Terminable Breach 8.1(b)(iiiTSA 5.23(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Act 5.11(m)

Appears in 1 contract

Sources: Merger Agreement (Inventure Foods, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section 667 Recitals Agreement Preamble Amendment to the Company Management Agreement B▇▇▇▇ Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v3.1(b)(iv) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals 3.2(i) Common Exchange Ratio 3.1(b)(i) Common Merger Consideration 3.1(b)(i) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) 9.10 Company Board Recitals Definition Section Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State Department 2.2(b) e-mail 9.3 Designated Agent Recitals Designation 5.3(a) DGCL Recitals Dissenting Shares 3.2(j) Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratios 3.1(b)(ii) Exchanged Parent Preferred Stock 3.1(b)(ii) F-1 Preferred Stock 6.10 FDA Permits 4.23(b) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.2(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Loan Amount Recitals Loan Documents Recitals Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(ii) Merger Sub Preamble Merger Sub Sole Member Stockholder Recitals MGCL 2.1 Operating Partnership 2.1 Non-Disclosure Agreement 6.7(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf Pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPotential Product 4.23(c) Per Share Definition Section Preferred Exchange Ratio 3.1(b)(ii) Preferred Merger Consideration 3.1(b)(iii3.1(b)(ii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Proxy Statement 4.8 REITs 4.4 Securities Purchase Agreement Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aUnconverted Company Preferred Stock 3.1(b)(ii)

Appears in 1 contract

Sources: Agreement and Plan of Merger (Evofem Biosciences, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere other than in Section 8.3 in this Agreement, the following capitalized terms are defined in this as indicated below: Adjusted Option 2.3(a) Affiliate Letter 5.12(a) Agreement as referenced in the following table: Agreement Preamble Introduction Alternative Transaction Proposal 4.2(a) Amendment to the Company Management Registration Rights Agreement 4.5 Amendment to Stockholders’ Agreement 4.4 Benefits Continuation Period 5.11(a) Board Membership Agreement 1.7 Buyer Introduction Buyer Balance Sheet 3.2(d)(iii) Buyer Business 4.2(a) Buyer Bylaws 1.7 Buyer Charter 1.7 Buyer Disclosure Schedule 3.2 Buyer Licenses or Permits 3.2(g)(i) Buyer Material Adverse Effect 3.2(a) Buyer Options 3.2(b)(i) Buyer Organizational Documents 1.7 Buyer Plan Options 3.2(b)(i) Buyer Preferred Stock 3.2(b)(i) Buyer Recommendation Recitals Articles of Merger 2.2(bBuyer SEC Documents 3.2(d)(i) Book-Entry Shares 3.3(b)(iBuyer Stockholders Recitals Buyer Stockholders Meeting 5.1(c) Cancelled Shares 3.1(b)(vBuyer Termination Fee 7.2(c) Buyer Voting Agreements Recitals CDA 4.2(c)(i) Certificate of Merger 2.2(b) 1.3 Certificates 3.3(b)(i2.4(b) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Communications Laws 3.1(n)(i) Code Continuing Employees 5.11(a) Creditors’ Laws 3.1(c)(i) Customer Requirements 3.1(s)(iii) DGCL Recitals Company Preamble Company Additional Dividend Amount 6.19(aDissenting Shares 2.1(f) Company Affiliate 9.10(aEffective Time 1.3 Exchange Agent 2.4(a) Company Board Exchange Fund 2.4(a) Exchange Ratio 2.1(a) FCC Authorizations 6.3(h) Form S-4 3.1(e) Good Condition 3.1(s)(iii) Gross-Up Payment 3.1(i)(viii) Improvements 3.1(r) Indemnified Parties 5.5(a) Indenture 5.9 Industry Standards 3.1(s)(iii) Interested Party 4.2(a) IRUs 3.1(f)(i)(E) Lock-Up Letter 5.12(b) Maximum Premium 5.5(b) Merger Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bMerger Consideration 2.1(a) Company Merger Sub Introduction Minority Interest Disposition 4.8 NASDAQ 2.1(d) Network Facility Agreement 3.1(s)(v) Outside Date 7.1(b)(i) Post-Closing Benefits 5.11(a) Pre-Closing Benefits 5.11(a) Proxy Statement/Prospectus 3.1(e) Registration Rights Provisions 5.16 Representatives 4.2(a) Restricted Stock 2.2 Right-of-Way Agreement 3.1(s)(i) Rule 145 Affiliates 5.12(a) Seller Introduction Seller 2006 Plan 3.1(b)(i) Seller Audited Financial Statements 3.1(d)(i) Seller Balance Sheet 3.1(d)(iii) Seller Benefit Plans 3.1(i)(i) Seller Business 4.2(a) Seller Bylaws 3.1(a)(ii) Seller Charter 3.1(a)(ii) Seller Common Stock 3.1(b)(i2.1 Seller Disclosure Schedule 3.1 Seller Financial Statements 3.1(d)(i) Company Contracts 3.2(bSeller Licenses or Permits 3.1(g)(i) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Seller Material Adverse Effect 4.1(a3.1(a)(i) Company Permits 4.9 Company Plans 4.10(aSeller Material Contract 3.1(q)(i) Company Seller Notes 5.9 Seller Notes Redemption 5.9 Seller Notes Trustee 5.9 Seller Option 2.3(a) Seller Organizational Documents 3.1(a)(ii) Seller SEC Documents 4.5(a3.1(d) Company Series A Preferred Stock 3.1(b)(iiiSeller Stockholder Approval Recitals Seller Subsidiary Organizational Documents 3.1(a)(ii) Company Series B Preferred Stock 3.1(b)(iiiSeller Termination Fee 7.2(b) Company Series C Preferred Stock 3.1(b)(iiiSeller Unaudited Financial Statements 3.1(d)(i) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSubsequent Seller Financial Statements 3.1(d)(ii) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Surrender Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv2.4(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aCorporation 1.1 Voting Debt 3.1(b)(iii)

Appears in 1 contract

Sources: Merger Agreement (PAETEC Holding Corp.)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced have the meanings set forth in the following tablesections indicated: Action 7.8(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Proposal 6.3(h)(i) Antitrust Laws 4.6 Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) 3.2 Certificate 3.2 Certificate of Merger 2.2(b2.1(b) Certificates 3.3(b)(iChange in Recommendation 6.3(d) Claim 7.8(a) Claimed Amount 9.4(e)(ii) Claim Notice 9.4(e)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Commitment Letters 5.8 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b7.1(b) Company Common Stock 3.1(b)(iDisclosure Schedule 1.3(o) Company Contracts 3.2(bEmployee Benefit Plan 4.19(a) Company DER Consideration 3.2(bFinancial Statements 4.7(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIndependent Petroleum Engineers 4.14(a) Company Intellectual Property 4.20 Company Material Adverse Effect 4.1(aAgreement 4.12(a) Company Meeting 4.6 Company Operations Plan 6.1(b)(M) Company Permits 4.9 Company Plans 4.10(a4.11(b) Company SEC Documents 4.5(aRelated Party 9.4(h) Company Series A Preferred Stock 3.1(b)(iiiReserve Report 4.14(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 8.1(a) Company Series C Preferred Stock 3.1(b)(iiiTermination Fee 9.4(m) Company Special Committee Contract 4.12(a) D&O Insurance 7.8(d) Debt Commitment Letter 5.8 Debt Financing 5.8 Debt Financing Agreements 7.14(a) Debt Financing Sources 7.14(a) Debt Letters 5.8 DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bDivestiture Action 7.2(d) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b2.1(b) End Date 8.1(b)(iiElected Retained ▇▇▇▇▇▇ 9.4(e)(i) Exchange Agent 3.3(aElected Unwind ▇▇▇▇▇▇ 9.4(e)(i) Elected Unwind Termination Amount 9.4(e)(ii) Equity Commitment Letter Recitals Equity Financing 5.8 Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aFee Letter 5.8 Financing 5.8 Financing Sources 7.14(a) GAAP 4.5(bGovernmental Approval 4.6 Guarantors Recitals Guarantee Recitals Indemnification Expenses 7.8(a) Indemnified Liabilities 6.10(aParties 7.8(a) Indemnified Persons 6.10(aIntervening Event Notice Period 6.3(f)(i) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Lender 5.8 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub Preamble Merger Sub Sole Member Transactions Recitals MGCL 2.1 Operating Partnership 2.1 Outside Date 7.2(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Schedule Article V Parent Equity Plan 5.2(aRelated Party 9.4(h) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aTermination Fee 9.4(m) Parent Permits 5.9 Parent Plans 5.10(aParties Preamble Payment Agent 3.3(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Proceedings 4.16 Proxy Statement 4.6 Rights-of-Way 4.15 Significant Company Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSpecified Hedging Agreement 7.16(a) Per Share Preferred Merger Consideration 3.1(b)(iiiSubstitute Financing 7.14(b) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiSuperior Proposal 6.3(h)(ii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSuperior Proposal Notice Period 6.3(e)(i) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Recitals Unwind Reimbursement 9.4(e)(ii) Terminable Unwinding Scenario 9.4(e)(i) Voting Agreements Recitals Willful Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)9.3

Appears in 1 contract

Sources: Merger Agreement (Roan Resources, Inc.)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following capitalized terms are defined in this Agreement as referenced shall have the meaning specified in the following tableSection set forth opposite to such term: Additional Tax Liability Cap 8.19(k) Advance/▇▇▇▇▇▇▇▇ Recitals Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 8.19(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Alternative Transaction Structure 2.9 Amended RMT Partner Charter 1.1 Applicable Date ARTICLE V Bankruptcy and Equity Exception 5.2 Bylaws 2.5 Certificate of Merger 2.2(b2.3 CEO Designee 2.8(a) Certificates 3.3(b)(iCharter 2.4 Charter Amendment Effective Time 1.2 Chosen Courts 11.4(b) Closing 2.2(a) 2.2 Closing Date 2.2(a2.2 Consent Agreement Recitals Costs 8.15(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aDelayed RMT 2.9 D&O Insurance 8.15(b) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 DGCL 1.2 Effective Time 2.2(b) End Date 8.1(b)(ii2.3 Excess Tax Liability Amount 8.19(k) Exchange Agent 3.3(a) 4.2 Exchange Fund 3.3(a4.2 Exchange Offer Recitals Financial Market Deferral 8.19(k) Forfeited Phantom Shares 3.2(aFinancial Market Deferral Period 8.19(k) GAAP 4.5(bFinancing 8.19(a) Financing Agreements 8.19(a) Indemnified Liabilities 6.10(aParties 8.15(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIntellectual Property Matters Agreement 8.20(a) Material Company Insurance Policies 4.17 Spinco Owned Real Property 6.17(b) Material Parent Insurance Policies 5.17 Spinco Leased Real Property 6.17(a) Material RMT Partner Owned Real Properties 7.17(b) Material RMT Partner Leased Real Properties 7.17(a) Merger Recitals Merger Filings 2.2(b) Consideration 3.1 Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Original Date 8.5(b) Outside Date 10.2(a) Parties Preamble Party Preamble Permanent Financing Agreements 8.19(a) Proxy Statement 8.4(a) Remainco Preamble Remainco Board Recommendation 5.3(aRecitals Remainco Designees 2.8(a) Parent Remainco Reports ARTICLE V Remainco Special Election 8.19(k) Remainco Transaction Litigation 8.18(b) Requisite Regulatory Approvals 9.1(c) RMT Partner Preamble RMT Partner Additional Contract 7.10(b) RMT Partner Alternative Acquisition Agreement 8.3(d)(i) RMT Partner Board Recitals RMT Partner Change of Recommendation 6.4(b8.3(d)(i) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bRMT Partner Charter Amendment 1.1 RMT Partner Designees 2.8(a) Parent RMT Partner Disclosure Letter Article ARTICLE VII RMT Partner ERISA Affiliate 7.8(d) RMT Partner ERISA Plan 7.8(c) RMT Partner Independent Committee Recitals RMT Partner Material Contract 7.10(a) RMT Partner Multiemployer Plan 7.8(f) RMT Partner Options 7.2(a) RMT Partner Pension Plan 7.8(c) RMT Partner Performance Restricted Stock Units 7.2(a) RMT Partner Reports ARTICLE VII RMT Partner Restricted Stock Units 7.2(a) RMT Partner Series Preferred Stock 7.2(a) RMT Partner Special Election 8.19(k) RMT Partner Stockholders Meeting 8.5(a) RMT Partner Stock Plans 7.2(a) RMT Partner Termination Fee 10.5(b)(i) RMT Partner Transaction Litigation 8.18(a) RMT Partner U.S. Benefit Plans 7.8(c) Securities Filings 8.4(a) Significant Stockholder Preamble Spinco Preamble Spinco Additional Contract 6.11(b) Spinco Board Recitals Spinco Commitment Letter 8.19(a) Spinco Consideration Amount 8.19(a) Spinco Debt Securities Valuation 8.19(k) Spinco Disclosure Letter ARTICLE V Parent Equity Spinco ERISA Affiliate 6.8(d) Spinco ERISA Plan 5.2(a6.8(c) Parent Management Agreement Amendment Spinco Financial Statements 6.5(a) Spinco Financing 8.19(a) Spinco Financing Agreements 8.19(a) Spinco Lenders 8.19(a) Spinco Material Contract 6.11(a) Spinco Multiemployer Plan 6.8(f) Spinco Pension Plan 6.8(c) Spinco Termination Fee 10.5(c) Spinco Transaction Litigation 8.18(b) Spinco U.S. Benefit Plans 6.8(c) Spin-Off Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSplit Off TO 8.4(a) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 8.15(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aVoting Agreements Recitals WARN 6.8(q)

Appears in 1 contract

Sources: Merger Agreement (At&t Inc.)

Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are is defined in this the Section set forth opposite such term: Term ​ ​ Section ​ Acceptable Company Confidentiality Agreement as referenced in the following table: ​ ​ 6.02(b) ​ Acceptable Parent Confidentiality Agreement ​ ​ 7.02(b) ​ Agreement ​ ​ Preamble Amendment to the ​ Ancillary Scheme Documentation ​ ​ 3.01(b) ​ Assumed Company Management Agreement Recitals Articles of Merger 2.2(bOption ​ ​ 2.03(a) Book-Entry Shares 3.3(b)(i​ Assumed Company RSU ​ ​ 2.03(c) Cancelled Shares 3.1(b)(v​ Bankruptcy and Equity Exceptions ​ ​ 4.02(a) Certificate of Merger 2.2(b​ Benefits Continuation Period ​ ​ 8.03(a) Certificates 3.3(b)(i​ Capitalization Date ​ ​ 4.05(a) Closing 2.2(a) ​ ​ 1.02 ​ Closing Date 2.2(a​ ​ 1.02 ​ Company ​ ​ Preamble ​ Company 401(k) Code Recitals Plan ​ ​ 8.03(c) ​ Company Preamble Adverse Recommendation Change ​ ​ 6.02(a) ​ Company Additional Dividend Amount 6.19(aApproval Time ​ ​ 6.02(b) Company Affiliate 9.10(a) Company Board ​ ​ Recitals Company Board Recommendation Recitals ​ ​ 4.02(b) ​ Company Change of Recommendation 6.3(bDirectors ​ ​ 2.05(d) Company Common Stock 3.1(b)(iExchange Fund ​ ​ 2.01(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) ​ TABLE OF CONTENTS Term ​ ​ Section ​ Company Material Adverse Effect 4.1(aContract ​ ​ 4.15(a) ​ Company Material Subsidiaries ​ ​ 4.06(a) ​ Company Organizational Document ​ ​ 4.01 ​ Company Permits 4.9 ​ ​ 4.12 ​ Company Plans 4.10(aRegistered IP ​ ​ 4.19(a) ​ Company Regulatory Agency ​ ​ 4.14(a) ​ Company Regulatory Permits ​ ​ 4.14(a) ​ Company Retention Plan ​ ​ 8.03(d) ​ Company SEC Documents 4.5(a​ ​ 4.07(a) Company Series A Preferred Stock 3.1(b)(iiiTermination Payment ​ ​ 10.03(a) Company Series B Preferred Stock 3.1(b)(iii​ Conditions ​ ​ 8.06(b)(iii) Company Series C Preferred Stock 3.1(b)(iii​ Continuing Employees ​ ​ 8.03(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b​ Court Documentation ​ ​ 3.02(a)(i) Creditors’ Rights 4.3(a​ Court Sanction Hearing ​ ​ 3.02(b)(i) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b​ Depositary Custodian ​ ​ 2.01(b) e-mail 9.3 ​ EC ​ ​ 4.14(a) ​ Effective Date ​ ​ 1.03 ​ Effective Time 2.2(b​ ​ 1.03 ​ EMA ​ ​ 4.14(a) End Date 8.1(b)(ii​ ​ 10.01(b)(i) Exchange Agent 3.3(a​ ​ 2.01(b) Exchange Fund 3.3(aRatio ​ ​ 2.02(a) Forfeited Phantom Shares 3.2(a​ FDA ​ ​ 4.14(a) GAAP 4.5(b​ FDCA ​ ​ 4.14(a) ​ Foreign Antitrust Laws ​ ​ 4.03 ​ Forms of Proxy ​ ​ 3.01(b) ​ HMRC ​ ​ 4.03 ​ HMRC Clearance ​ ​ 4.03 ​ Indemnified Liabilities 6.10(aParty ​ ​ 7.03(b) Indemnified Persons 6.10(a​ Intended U.S. Tax Treatment ​ ​ 8.07(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i​ internal controls ​ ​ 4.07(f) Leverage Covenants 6.1(a)(xiv​ Leases ​ ​ 4.20 ​ Maximum Amount ​ ​ 7.03(c) Maryland Courts 9.7(b​ MHRA ​ ​ 4.14(a) Maryland Department 2.2(b​ Nasdaq ​ ​ 4.03 ​ New Company Plans ​ ​ 8.03(b) Material Company Insurance Policies 4.17 Material ​ Non-U.S. Plan ​ ​ 4.17(j) ​ Offer Document ​ ​ 8.06(b)(i) ​ Other Required Filing ​ ​ 3.01(c) ​ Panel ​ ​ 4.25 ​ Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b​ ​ Preamble ​ Parent Adverse Recommendation Change ​ ​ 8.04 ​ Parent Approval Time ​ ​ 7.02(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) ​ TABLE OF CONTENTS Term ​ ​ Section ​ Parent Board ​ ​ Recitals Parent Board Recommendation 5.3(a​ ​ 5.02(b) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aContract ​ ​ 5.14(a) Parent Option ​ ​ 2.03(a) ​ Parent Organizational Documents ​ ​ 5.01 ​ Parent Registered IP ​ ​ 5.17(a) ​ Parent Regulatory Agency ​ ​ 5.13(a) ​ Parent Regulatory Permits 5.9 ​ ​ 5.13(a) ​ Parent Plans 5.10(aRSU ​ ​ 2.03(c) Parent SEC Documents 5.5(a​ ​ 5.06(a) Parent Stock Share Issuance Recitals ​ ​ 3.01(a) ​ Parent Stockholder Meeting ​ ​ 3.01(a) ​ Parent Stockholders Recitals .pdf 9.5 ​ ​ 3.01(a) ​ Parent Termination Payment ​ ​ 10.03(b) ​ Parties ​ ​ Preamble ​ Per ADS Share Common Merger Consideration 3.1(b)(iDeliverable ​ ​ 2.01(a) Per Share Preferred Merger Consideration 3.1(b)(iii​ PHSA ​ ​ 4.14(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iii​ Proxy Statement ​ ​ 3.01(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iii​ Real Properties ​ ​ 4.20 ​ Registration Statement ​ ​ 8.06(b)(i) Per Share Preferred Series D Merger Consideration 3.1(b)(iii​ Regulation S-K ​ ​ 4.10 ​ Schedule 14D-9 ​ ​ 8.06(b)(ii) Per Share Stock Consideration 3.1(b)(i​ Scheme Document Annex ​ ​ 3.01(a) Phantom ​ Scheme Technical Defect ​ ​ 3.05(b)(i) ​ Second Request ​ ​ 8.02(c) ​ Share Consideration 3.2(a​ ​ 2.02(a) Qualified REIT Subsidiary 4.1(b​ Share Deliverable ​ ​ 2.02(a) Qualifying Income 8.3(i)(i​ Takeover Code ​ ​ Recitals ​ Technical Revision ​ ​ 3.05(b) Registration Statement 4.8 REITs ​ Transaction ​ ​ Recitals Remedial Measures 6.1(b)(xiv​ Transaction Documentation ​ ​ 3.01(d) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)​ ​ 8.08 ​ Transfer Taxes ​ ​ 11.04 ​ TABLE OF CONTENTS​ IN THE HIGH COURT OF JUSTICE BUSINESS AND PROPERTY COURTS OF ENGLAND AND WALES COMPANIES COURT (ChD) CR-2024-005324​

Appears in 1 contract

Sources: Transaction Agreement (Exscientia PLC)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agent 6.14(c)(ii) Aggregate Consideration 5.12(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 6.15(b) Alternative Financing Commitment Letter 6.15(b) Ancillary Documents 9.17 Antitrust Counsel Only Material 6.4(c) Book-Entry Shares 3.3(b)(i3.2(b)(iii) Cancelled Shares 3.1(b)(v3.1(c) Capitalization Date 4.2(a) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i3.2(b)(ii) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 4.1(b) Company Common Stock 3.1(b)(iCharter 4.1(b) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 4 Company Dividend Equivalent Right 3.2(bEmployee 6.7(a) Company Financial Statements 4.7(b) Company Leased Real Property 4.18(c) Company Material Adverse Effect 4.1(aContract 4.13(a)(x) Company Notice Period 6.3(f) Company Owned Real Property 4.18(a) Company Permits 4.9 4.6(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Property 4.18(c) Company Real Property Lease 4.18(c) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iiiSubsidiary 4.1(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.2(b) Creditors’ Rights 4.3(aCovered Persons 6.8(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.8(c) e-mail 9.3 Debt Offer 6.14(c)(i) Debt Offer Documents 6.14(c)(i) Debt Offers 6.14(c)(i) Definitive Financing Agreements 6.15(a) Dissenting Shares 3.3 Effective Time 2.2(b2.2 Effects 9.6 Enforceability Exceptions 4.3 Equity Commitment Letter Recitals Equity Financing 5.12(a) End Date 8.1(b)(ii) Exchange Agent 3.3(aEvaluation Material 6.2(b) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bExcluded Information 6.14(a) Indemnified Liabilities 6.10(aExisting Indemnification Agreements 6.8(a) Indemnified Persons 6.10(aExpense Cap 8.3(e) Joint Proxy Statement 4.4 Expiration Time 1.1(d)(i) Financing 5.12(a) Financing Letters 5.12(a) Insurance Policies 4.20 Investor Recitals Investors Recitals Land Bank Financing 5.12(a) Letter of Transmittal 3.3(b)(i3.2(b)(ii) Leverage Covenants 6.1(a)(xivLimited Guarantee 5.12(f) Maryland Courts 9.7(bMaximum Liability Amount 8.3(e) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 New Plan 6.7(b) Offering Documents 6.14(a) Old Plans 6.7(b) Option Consideration 3.5(a) Outside Date 8.1(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration Paying Agent 3.2(a) Qualified REIT Payoff Letter 6.14(e) PSU Consideration 3.4(c) Redemption 6.14(c)(iii) Release 3.4(a) Representatives 6.2(a) Required Amount 5.12(b) RSU Consideration 3.5(b) SEC 4.7(a) Section 16 6.10 Significant Company Subsidiary 4.1(b4.1(a) Qualifying Income 8.3(i)(iSolvent 5.10 Surviving Corporation 2.1(a) Registration Statement 4.8 REITs Tender and Support Agreement Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTrustee 6.14(c)(ii)

Appears in 1 contract

Sources: Merger Agreement (Landsea Homes Corp)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following terms (as capitalized terms are defined in this Agreement as referenced in below) will have the following tablemeanings when used herein: Acceptable MNPI Section 5.10(h) Action Section 5.9(b) Agreement Preamble Amendment to the Company Management Agreement Alternative Financing Section 5.10(c) Alternative Proposal Section 5.3(f) Applicable Number Section 2.3(a)(ii) Bankruptcy and Equity Exceptions Section 3.18(b) Board of Directors Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(iSection 2.2(a) Cancelled Shares 3.1(b)(vSection 2.1(a)(ii) Certificate of Merger 2.2(b) Section 1.3 Certificates 3.3(b)(i) Closing Section 2.2(a) Change of Recommendation Section 5.3(c) Chosen Court Section 8.4 Closing Section 1.2 Closing Date 2.2(aSection 1.2 Code Section 2.2(b)(iii) Code Recitals Commitment Letters Section 4.5(b) Common Stock Section 2.1(a)(i) Company Preamble Company Additional Dividend Amount 6.19(aBenefit Plans Section 3.10(a) Company Affiliate 9.10(aCounsel Section 8.17(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDamage Cap Section 7.3(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bDSU Award Section 2.3(a)(i) Company Employees Section 5.5(a) Company Foreign Plans Section 3.10(a) Company Material Contract Section 3.18(a) Company Meeting Section 5.4(b) Company Option Section 2.3(b)(i) Company Organizational Documents Section 3.1(a) Company Permits Section 3.7(b) Company PRSU Award Section 2.3(a)(ii) Company Related Parties Section 7.3(a) Company Restricted Share Award Section 2.3(a)(i) Company RSU Award Section 2.3(a)(i) Company SEC Documents Section 3.4(a) Company Stockholder Approval Section 3.17 Company Termination Fee Section 7.3(a) Confidentiality Agreement Section 5.2(b) Consent Solicitation Section 5.17(a) control Definition of Affiliates controlled by Definition of Affiliates Copyrights Definition of Intellectual Property Rights Current Representation Section 8.17(a) Debt Commitment Letters Section 4.5(a) Debt Financing Section 4.5(a) Debt Offer Section 5.17(a) Debt Offer Documents Section 5.17(a) Debt Offers Section 5.17(a) Definitive Agreements Section 5.10(a) Designated Person Section 8.17(a) DGCL Recitals Dissenting Shares Section 2.1(b) Draft CFIUS Notice Section 5.6(c) Effect Definition of Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) Section 1.3 Effects Definition of Company Material Adverse Effect End Date 8.1(b)(iiSection 7.1(b) Exchange Agent 3.3(aEquity Commitment Letter Section 4.5(b) Equity Financing Section 4.5(b) Equity Investors Section 4.5(b) ERISA Section 3.10(a) ERISA Affiliate Section 3.10(d) ESPP Section 2.3(c) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExcluded Person Section 5.3(a) GAAP Financial Advisors Section 3.21 Financing Section 4.5(b) Indemnified Liabilities 6.10(aGovernmental Entity Section 3.3(b) HSR Act Section 3.3(b) Identified MNPI Section 5.10(h) Indemnified Persons 6.10(aParty Section 5.9(b) Joint Proxy Statement 4.4 Letter Intervening Event Section 5.3(h) Intervening Event Notice Section 5.3(d) Lease Section 3.15 Leased Real Property Section 3.15 Limited Guaranty Recitals Marks Definition of Transmittal 3.3(b)(iIntellectual Property Rights Maximum Amount Section 5.9(c) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bAmounts Section 4.5(e) Merger Consideration Section 2.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 3.10(a) New Plans Section 5.5(b)(i) Old Plans Section 5.5(b)(i) Owned Company Shares Section 2.1(a)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(bApprovals Section 4.2(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bDamage Cap Section 7.3(d) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals 4 Parent Material Adverse Effect Section 4.1 Parental Regulatory Termination Fee Section 7.3(c) Parent Related Parties Section 7.3(a) Parent Termination Fee Section 7.3(b) parties Preamble party Preamble Patents Definition of Intellectual Property Rights Paying Agent Section 2.2(a) Payoff Letters Section 5.17(d) PBGC Section 3.10(e) Permits Section 3.7(b) Preferred Stock Section 3.2(a) Privacy Policies Section 3.14(e) Prohibited Modifications Section 5.10(b) Proxy Statement Section 3.12 Qualifying Transaction Section 7.3(a) Real Property Section 3.15 Recommendation Section 3.3(a) Representatives Section 5.2(a) Senior Notes Definition of Indenture Share Section 2.1(a)(i) Significant Subsidiary Section 3.1(b) Specified Approvals Section 3.3(b) Stockholder Litigation Section 5.11 Superior Proposal Section 5.3(g) Superior Proposal Notice Section 5.3(c) Surviving Corporation Section 1.1 Termination Date Section 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTrade Secrets Definition of Intellectual Property Rights Trustee Definition of Indenture under common control with Definition of Affiliates WARN Act Section 3.10(j)

Appears in 1 contract

Sources: Merger Agreement (Univar Solutions Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Acceptable MNPI 5.15 (i) Affiliate Contract 3.20 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.3 (d)(ii) Alternative Financing 5.15 (d) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v2.2 (b)(ii) Certificate of Merger 2.2(b) 1.2 Certificates 3.3(b)(i2.2 (b)(i) Closing 2.2(a) 1.2 Closing Date 2.2(a1.2 Closing Legal Impediment 6.1 (b) Code Recitals Commitment Letters 4.5 (b) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAwards 2.4 (a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b3.3 (b) Company Common Stock 3.1(b)(iBoard Recommendation Change 5.3 (d)(i) Company Bylaws 3.1 Company Charter 3.1 Company Disclosure Schedule Article III Company Material Contracts 3.2(b3.16 (b) Company DER Consideration 3.2(bMeeting 5.4 (a)(i) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bReal Property 3.14 (d) Company Material Adverse Effect 4.1(aRegistered IP 3.19 (a) Company Permits 4.9 Company Plans 4.10(aRelated Parties 7.2 (f) Company SEC Documents 4.5(a3.5 (a) Company Series A Preferred Stock 3.1(b)(iiiSEC Financial Statements 3.5 (c) Company Series B Preferred Stock 3.1(b)(iiiContinuation Period 5.6 (a) Company Series C Preferred Stock 3.1(b)(iiiContinuing Employee 5.6 (a) Company Special Committee D&O Insurance 5.7 (c) Debt Commitment Letter 0 Debt Financing 0 Definitive Agreements 5.15 (a) DGCL Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Disclosure Schedules Article IV Dissenting Shares 2.3 Effective Time 2.2(b1.2 Equity Commitment Letter 4.5 (b) End Date 8.1(b)(iiEquity Financing 4.5 (b) Exchange Agent 3.3(aEvent Notice Period 5.3 (e)(i)(1) Exchange Fund 3.3(aFCC 5.5 (a) Forfeited Phantom Shares 3.2(aFCC Rules 5.5 (a) GAAP 4.5(bFinancing 4.5 (b) Indemnified Liabilities 6.10(aFinancing Amounts 4.5 (e) Indemnified Persons 6.10(aIdentified MNPI 5.15 (i) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIndemnification Contract 5.7 (a) Leverage Covenants 6.1(a)(xivIndemnitee 5.7 (a) Maryland Courts 9.7(bIndemnitees 5.7 (a) Maryland Department 2.2(bIntervening Event 5.3 (e)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 2.1 (a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Non-Recourse Party 9.16 No-Shop Period Start Date 5.3 (a) Notified Party 5.17 Outside Date 7.1 (b) Parent Preamble Parent Additional Dividend Amount 6.19(bDisclosure Schedule Article IV Parent Related Parties 7.2 (f) Parent Affiliate 9.10(bSubsidiaries 4.3 (a) Parent Board Subsidiary 4.3 (a) Paying Agent 2.2 (a) Payoff Letter 5.14 Preferred Stock 3.2 (a) Prohibited Modifications 5.15 (a) Proposal Notice Period 5.3 (e)(ii)(2) Proxy Statement 5.4 (a)(ii) Receiving Party 5.17 Reimbursement Obligations 7.2 (f) Remedy Actions 5.5 (e) Replacement Financing 5.15 (b) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 3.5 (a) Share Recitals Parent Board Recommendation 5.3(aShares Recitals Significant Customers 3.17 Significant Suppliers 3.17 Solvent 4.7 Surviving Corporation 1.1 (a) Parent Change of Recommendation 6.4(bSystems 3.19 (e) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bTax Sharing Agreement 3.15 (a)(vii) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iiiTermination Fee Collection Costs 7.2 (e) Transaction Litigation 6.15 Claims 7.2 (f) Transactions Recitals Vesting Phantom Shares 3.2(a1.1 (a) Transition Committee 5.16 (a)

Appears in 1 contract

Sources: Merger Agreement (U.S. Silica Holdings, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Appraisal Shares 3.5 Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificate Certificates 3.4(b)(i) Certificates of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Merger Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bMerger Effective Time 2.2(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employees 6.9(a) Converted PSU Award 3.3(b) Converted RSU Award 3.3(a) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) days 9.4(e) DGCL 2.1(a) DLLCA 2.3(b) DTC 3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.4(a) Exchange Ratio 3.1(b)(i) Definition Section Excluded Shares 3.1(b)(iii) Firefly Preamble Firefly 401(k) Plan 6.9(f) Firefly Alternative Acquisition Agreement 6.3(d)(iv) Firefly Board Recitals Firefly Board Recommendation 4.3(a) Firefly Capital Stock 4.2(a) Firefly Change of Recommendation 6.3(d)(vii) Firefly Common Stock Recitals Firefly Contracts 4.19(b) Firefly Designees 2.7(a) Firefly Disclosure Letter Article IV Firefly Employee 4.10(i) Firefly Equity Plan 3.3(a) Forfeited Phantom Shares 3.2(aFirefly FA 4.22 Firefly Intellectual Property 4.14(a) Firefly Marketing Contract 4.19(a)(ii) Firefly Material Adverse Effect 4.1 Firefly Material Leased Real Property 4.15 Firefly Material Real Property Lease 4.15 Firefly Owned Real Property 4.15 Firefly Permits 4.9(a) Firefly Preferred Stock 4.2(a) Firefly PSU Award 3.3(b) Firefly Related Party Transaction 4.24 Firefly Reserve Report 4.17(a) Firefly SEC Documents 4.5(a) Firefly Stockholders Meeting 4.4 Firefly Tax Certificate 6.17(b) Firefly RSU Award 3.3(a) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department LLC Sub Recitals LLC Sub Merger Recitals LLC Sub Merger Effective Time 2.2(b) made available 9.4(e) Material Company Firefly Insurance Policies 4.17 4.20 Material Parent Ohm Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Definition Section Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Mergers Recitals Minimum Liquidity 6.26 New Plans 6.9(a) Ohm Preamble Ohm 401(k) Plan 6.9(f) Ohm Alternative Acquisition Agreement 6.4(d)(iv) Ohm Board Recitals Ohm Board Recommendation 5.3(a) Parent Ohm Capital Stock 5.2(a) Ohm Change of Recommendation 6.4(b6.4(d)(vii) Parent Ohm Common Stock Issuance Recitals Parent Ohm Contracts 5.16(b5.19(b) Parent Ohm Designees 2.7(a) Ohm Disclosure Letter Article V Parent Ohm Employee 5.10(i) Ohm Equity Plan 5.2(a5.2(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Ohm FA 5.22 Ohm Independent Petroleum Engineers 5.17(a) Ohm Intellectual Property 5.14(a) Ohm Marketing Contract 5.19(a)(ii) Ohm Material Adverse Effect 5.1(a5.1 Ohm Material Leased Real Property 5.15 Ohm Material Real Property Lease 5.15 Ohm Owned Real Property 5.15 Ohm Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aOhm Preferred Stock 5.2(a) Parent Ohm Related Party Transaction 5.24 Ohm Reserve Report 5.17(a) Ohm SEC Documents 5.5(a) Parent Ohm Stock Issuance Recitals Parent Ohm Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Ohm Tax Certificate 6.17(b) Per Share Preferred Merger Consideration 3.1(b)(iiiOutside Date 8.1(b)(ii) Per Share Preferred Series B Merger Consideration 3.1(b)(iiipdf 2.2(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPost-Effective Time Dividends 3.4(g) Registration Statement 4.8 REITs Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivRights-of-Way 4.16 Share Consideration 3.1(b)(i) Second Request 6.8(d) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation 2.1(a) Surviving Corporation Stock 3.1(a) Surviving Entity 2.1(b) Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Sources: Merger Agreement (Whiting Petroleum Corp)

Terms Defined Elsewhere. As used in For purposes of this Agreement, the following terms (as capitalized terms are defined in this Agreement as referenced in below) will have the following tablemeanings when used herein: 2019 Company Performance Share Award Section 2.3(b)(i) 2019 Vested Shares Section 2.3(b)(i)(A) 2020 Company Performance Share Award Section 2.3(b)(ii) 2020 Vested Shares Section 2.3(b)(ii)(A) ACA Section 3.11(c) Accelerated Company Restricted Share Award Section 2.3(a) Action Section 5.11(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Alternative Proposal Section 5.5(f) Antitrust Termination Fee Section 7.3(b)(ii) Articles of Merger 2.2(b) Section 1.3 Board of Directors Recitals Book-Entry Shares 3.3(b)(iSection 2.2(a) Cancelled Shares 3.1(b)(vSection 2.1(a)(ii) Cash Equity Section 4.5(b) Cedar Confidentiality Agreement Section 5.4(b) Cedar Guarantor Recitals Certificate of Merger 2.2(bSection 1.3 Certificates Section 2.2(a) Certificates 3.3(b)(iChange of Recommendation Section 5.5(c) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Code Section 2.2(b)(iii) Code Recitals Commitment Letters Section 4.5(b) Common Stock Section 2.1(a)(i) Company Preamble Company Additional Dividend Amount 6.19(aBenefit Plans Section 3.11(a) Company Affiliate 9.10(aBylaws Section 1.5 Company Damage Cap Section 7.3(c)(ii) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV 3 Company Dividend Equivalent Right 3.2(bEmployees Section 5.7(a) Company ESOP Section 5.7(g) Company Material Adverse Effect 4.1(aContract Section 3.19(a) Company Meeting Section 5.6(b) Company Performance Share Awards Section 2.3(b)(ii) Company Permits 4.9 Section 3.7(b) Company Plans 4.10(aRelated Parties Section 7.3(a) Company Restricted Share Awards Section 2.3(a) Company SEC Documents Section 3.4(a) Company Stockholder Approval Section 3.18 Company Termination Fee Section 7.3(a) Confidentiality Agreements Section 5.4(c) Conifer Confidentiality Agreement Section 5.4(b) Conifer Guarantor Recitals Credit Agreement Section 5.12(e) Debt Commitment Letter Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiDebt Financing Section 4.5(a) Company Series B Preferred Stock 3.1(b)(iiiDefinitive Agreements Section 5.12(a) Company Series C Preferred Stock 3.1(b)(iiiDissenting Shares Section 2.1(b) Company Special Committee Divestiture Actions Section 5.8(b) DLLCA Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) Section 1.3 End Date 8.1(b)(iiSection 7.1(b) Exchange Agent 3.3(aEnforceability Exceptions Section 3.19(b) Enforcement Expenses Section 7.3(c)(i) Equity Investors Recitals ERISA Section 3.11(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aExecutive Committee Employees Section 5.11(a) GAAP Existing Credit Facilities Termination Section 5.12(e) FDA Section 3.9(a) Financing Section 4.5(b) Indemnified Liabilities 6.10(aFood Authorities Section 3.9(a) FTC Section 3.9(a) Governmental Entity Section 3.3(b) Guarantee Section 4.13 HSR Act Section 3.3(b) Indemnified Persons 6.10(aParty Section 5.11(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIntellectual Property Section 3.15(a) Leverage Covenants 6.1(a)(xivIntervening Event Section 5.4(h) Maryland Courts 9.7(bIntervening Event Notice Section 5.5(d) Maryland Department 2.2(bInvestment Agreement Section 4.5(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Lease Section 3.16 Leased Real Property Section 3.16 Legal Restraint Section 6.1(b) MAE Detriment Section 5.8(b) Maximum Amount Section 5.11(c) MBCA Recitals Merger Recitals Merger Filings 2.2(bAmounts Section 4.5(d) Merger Consideration Section 2.1(a)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 3.11(a) New Plans Section 5.7(a) Old Plans Section 5.7(a) Owned Real Property Section 3.16 Parent Preamble Parent Additional Dividend Amount 6.19(bApprovals Section 4.2(b) Parent Affiliate 9.10(bDamage Cap Section 7.3(c)(ii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bDebt Financing Termination Fee Section 7.3(b)(ii) Parent Disclosure Letter Article V 4 Parent Equity Plan 5.2(aFinancing Termination Fee Section 7.3(b)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect Section 4.1 Parent Related Parties Section 7.3(a) Paying Agent Section 2.2(a) Payoff Amount Section 5.11(f) Permits Section 3.7(b) Preferred Stock Section 3.2(a) Products Section 3.9(a) Proxy Statement Section 3.13 Real Property Section 3.16 Recommendation Section 3.3(a) Reimbursement Obligations Section 5.12(e) Representatives Section 5.4(a) Share Section 2.1(a)(i) SP Right Notice Period Section 8.5(b) Specified Acquisition Section 5.8(e) Specified Approvals Section 3.3(b) Superior Proposal Section 5.4(g) Superior Proposal Notice Section 5.5(c) Surviving Corporation Section 1.1 Termination Date Section 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aTermination Right Notice Period Section 7.1(h) Parent SEC Documents 5.5(aUSDA Section 3.9(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Walnut Preamble

Appears in 1 contract

Sources: Merger Agreement (Sanderson Farms Inc)

Terms Defined Elsewhere. As For purposes of this Agreement each of the following terms (capitalized below) when used in this Agreement, Agreement will have the following capitalized terms are defined in this Agreement as referenced meaning ascribed to such term in the following tableSection set forth opposite such term: 401(k) Plan Section 6.4(c) Acceleration Date Section 3.2(a)(iii) Acceptance Time Section 1.1(a)(ii) Affiliate Transaction Section 4.24 Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(bSection 6.3(d) Book-Entry Shares 3.3(b)(iShare Section 3.4(c) Cancelled Shares 3.1(b)(vCARES Act Section 4.11(c) Certificate Section 3.4(b) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Section 2.2 Closing 2.2(a) Section 2.2 Closing Amount Recitals Closing Date 2.2(a) Section 2.2 Code Recitals Section 3.6 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Section 4.2 Company Change of Recommendation 6.3(bBonus Plan Section 6.4(d) Company Cash-Out Stock Option Section 3.2(a)(i) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEquity Plan Section 3.2(a) Company Equity Plans Section 3.2(a) Company ESPP Section 3.2(a) Company Material Adverse Effect 4.1(aContract Section 4.12(a) Company Permits 4.9 Organizational Documents Section 4.1(c) Company Plans 4.10(aReal Property Section 4.10(b) Company Registered Intellectual Property Section 4.13(a) Company RSUs Section 3.2(a)(iv) Company SEC Documents 4.5(aSection 4.6(a) Company Series A Preferred Stock 3.1(b)(iiiSecurities Section 4.3(e) Company Series B Preferred Stock 3.1(b)(iiiOptions Section 3.2(a)(iii) Company Series C Preferred Stock 3.1(b)(iiiSystems Section 4.13(j) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Compensation Action Section 6.8 Confidentiality Agreement 6.7(bSection 9.4 of Company Disclosure Letter Current Employees Section 6.4(a) Creditors’ Rights CVR Agreement Recitals CVRs Recitals DGCL Recitals Dissenting Shares Section 3.3(a) Effective Time Section 2.2 ERISA Section 4.16(d) Exchange Act Section 1.1(a)(i) Excluded Benefits Section 6.4(a) Expiration Date Section 1.1(a)(i) FCPA Section 4.19(g) FDA Section 4.19(a) FDCA Section 4.19(a) HSR Act Section 4.5 Indemnified Party Section 6.5(b) Initial Expiration Date Section 1.1(a)(i) Intentional Breach Section 8.5(a) Labor Agreements Section 4.12(a)(ii) Last Exercise Date Section 3.2(a)(iii) Maximum Amount Section 6.5(c) Measurement Date Section 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a) Merger Sub Preamble Merger Sub Sole Member Minimum Tender Condition Annex I(a) Nasdaq Section 1.1(a)(ii) OECD Convention Section 4.19(g) Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Conditions Section 1.1(a)(i) Offer Documents Section 1.1(b) Offer Price Recitals Outside Date Section 8.2(b) Parent Preamble Parent Additional Dividend Amount 6.19(bBonus Plan Section 6.4(d) Parent Affiliate 9.10(bPaying Agent Section 3.4(a) Parent Board Payment Date Section 6.4(d) PHSA Section 4.19(a) Pre-Closing Period Section 6.1(a) Privacy Policies Section 4.19(i) Prohibited Payment Section 4.19(i) Purchase Orders Section 4.12(a)(x) Purchaser Preamble Regulatory Authorizations Section 4.19(a) Regulatory Correspondence Section 4.19(a) Rights Agent Recitals Parent Board Recommendation 5.3(a▇▇▇▇▇▇▇▇-▇▇▇▇▇ Section 4.9(d) Parent Change of Recommendation 6.4(bSchedule 14D-9 Section 1.2 Schedule TO Section 1.1(b) Parent Common Stock Issuance SEC Section 1.1(a)(i) Securities Act Section 4.6(a) Share Recitals Parent Contracts 5.16(bShares Recitals Stockholder List Date Section 1.3 Stockholder Litigation Section 6.12 Surviving Corporation Section 2.1 Tender and Support Agreements Recitals Treasury Regulations Section 3.6 UK Bribery Act Section 4.3(g) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWARN Section 4.18(b)

Appears in 1 contract

Sources: Merger Agreement (Verve Therapeutics, Inc.)

Terms Defined Elsewhere. As For purposes of this Agreement, each of the following terms (as capitalized below) when used in this Agreement, Agreement will have the following capitalized terms are defined in this Agreement as referenced meaning ascribed to such term in the following tableSection set forth opposite such term: 2024 Annual Bonuses Section 7.03(c) Adverse Recommendation Change Section 6.02(b) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bDate Preamble Appraisal Shares Section 3.08(d) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(vBankruptcy, Equity and Indemnity Exception Section 4.04(a) Certificate of Merger 2.2(bSection 3.03 Certificates Section 3.09(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aBalance Sheet Section 4.06(d) Company Board Recitals Company Board Recommendation Recitals Section 4.04(b) Company Change of Recommendation 6.3(b) Bylaws Section 4.01 Company Charter Section 4.01 Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bIntellectual Property Section 4.18(b) Company Material Adverse Effect 4.1(aNotice Section 6.02(b) Company Permits 4.9 Preferred Stock Section 4.02(a) Company Plans 4.10(aRegistered Intellectual Property Section 4.18(a) Company RSU Cash Consideration Section 3.10(b) Company SEC Documents 4.5(aSection 4.06(a) Company Series A Preferred Stock 3.1(b)(iiiSecurities Section 4.02(d) Company Series B Preferred Stock 3.1(b)(iiiOption Cash Consideration Section 3.10(a) Company Series C Preferred Stock 3.1(b)(iiiSubsidiary Securities Section 4.03 Company Systems Section 3.10(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Termination Fee Section 9.03(a) Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Section 7.01 Continuation Period Section 7.03 Copyrights Section 1.01 DGCL Recitals Effective Time 2.2(bSection 3.03 ERISA Section 1.01 ESPP Offering Period Section 3.10(c) End Existing D&O Policies Section 7.04(c) Filed Company SEC Documents Article IV First Extended Outside Date 8.1(b)(iiSection 9.01(b)(i) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bHealth Care Submissions Section 4.16(a) Indemnified Liabilities 6.10(aParty Section 7.04(a) Indemnified Persons 6.10(aIntervening Event Adverse Recommendation Change Section 6.02(b) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLegal Restraints Section 8.01(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract Section 4.13(a) Maximum Amount Section 7.04(c) Measurement Date Section 4.02(a) Merger Recitals Merger Filings 2.2(bClosing Section 3.02 Merger Closing Date Section 3.02 Merger Consideration Section 3.08(c) Merger Sub Preamble Merger Sub Sole Member Offer Recitals MGCL 2.1 Operating Partnership 2.1 Offer Acceptance Time Section 2.01(a) Offer Conditions Section 2.01(a) Offer Documents Section 2.01(b) Offer Price Recitals Outside Date Section 9.01(b)(i) Parent Preamble Parent Additional Dividend Amount 6.19(bPatents Section 1.01 Paying Agent Section 3.09(a) Parent Affiliate 9.10(bPayment Date Section 7.03(c) Parent Board Recitals Parent Board Recommendation 5.3(aPayment Fund Section 3.09(a) Parent Change of Recommendation 6.4(bPre-Closing Period Section 6.01 Qualifying Company Takeover Proposal Section 6.02(a) Parent Common Stock Issuance Recitals Parent Schedule 14D-9 Section 2.02(a) Section 262 Section 3.08(d) Securities Act Section 4.06(b) Standard IP Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 4.13(a)(iii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Section 3.01 Surviving Corporation Plans Section 7.03(a) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Takeover Law Section 4.22 Tender and Support Agreements Recitals Trade Secrets Section 1.01 Trademarks Section 1.01 Transactions Recitals Vesting Phantom Shares 3.2(aTransfer Taxes Section 7.07 Voting Company Debt Section 4.02(c)

Appears in 1 contract

Sources: Merger Agreement (Morphic Holding, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 401(k) Termination Date Section 7.7(c) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAI Technology Section 4.14(f) Alternative Financing Section 7.13(g) Applicable Antitrust Laws Section 8.1(e) Approvals Section 7.2(a) Aggregate Spread Value Section 3.1(a)(i)(D) Alternative Financing Section 7.13(g) Base Amount Section 7.4(c) Book-Entry Shares 3.3(b)(iSection 3.1(a)(i)(E) Cancelled Shares 3.1(b)(vSection 3.1(a)(ii) Capitalization Date Section 4.2(a) Cash Consideration Section 3.1(a)(i)(A) Cash Election Section 3.1(a)(i)(A) Cash Election Number Section 3.2(a)(ii)(A) Cash Election Shares Section 3.1(a)(i)(A) Certificate Section 3.1(a)(i)(E) Certificate of Merger 2.2(bSection 2.3 Change of Recommendation Section 6.3(a) Certificates 3.3(b)(i) Citi Section 4.22 Closing 2.2(a) Section 2.2 Closing Date 2.2(a) Code Recitals Section 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAcquisition Agreement Section 6.3(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(iEquivalent Section 3.1(a)(i)(D) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(aLeases Section 4.16(b) Company Permits 4.9 Section 4.9(b) Company Plans 4.10(aPreferred Stock Section 4.2(a) Company RSU Stock Section 3.1(a)(i)(D) Company SEC Documents Section 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 4.3(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 7.12(c)(ii) Creditors’ Rights 4.3(aContinuing Employees Section 7.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights Section 1.1 COVID-19 Measures Section 1.1 Credit Facility Terminations Section 7.14 Current ESPP Offering Period Section 3.3(f) e-mail 9.3 Debt Commitment Letter Section 5.12(a) Definitive Agreements Section 7.13(g) DGCL Recitals DGCL 262 Section 3.1(b) Dissenting Shares Section 3.1(b) DOJ Section 7.2(f) Effective Time 2.2(bSection 2.3 Election Section 3.2(b)(i) End Date 8.1(b)(iiElection Deadline Section 3.2(b)(iv) Election Period Section 3.2(b)(iii) Enforceability Limitations Section 4.3(b) Exchange Agent 3.3(aSection 3.2(c) Exchange Fund 3.3(aSection 3.2(d) Forfeited Phantom Exchange Ratio Section 3.1(a)(i)(D) Excluded Shares 3.2(aSection 3.1(a)(iv) Financing Section 5.12(a) Financing Agent Section 7.14 Form of Election Section 3.2(b)(ii) Form S-4 Section 4.21 Fractional Share Cash Amount Section 3.1(d) FTC Section 7.2(f) GAAP Section 4.5(b) Indemnified Liabilities 6.10(a▇▇▇▇▇▇▇ ▇▇▇▇▇ Section 4.25 HIPAA Section 1.1 Holder Section 3.2(b) Indemnified Persons 6.10(aParties Section 7.4(a) Joint Proxy Information Statement 4.4 Section 4.4(a) Infringing Section 4.14(c) Integration Committee Section 7.1(c) Integration Plan Section 7.1(c) Leased Real Property Section 4.16(b) Letter of Transmittal 3.3(b)(iSection 3.2(e) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bMalicious Code Section 4.15(c) Material Company Insurance Policies 4.17 Contracts Section 4.17(a) Material Customer Section 4.19(a) Material Customer Agreement Section 4.19(a) Material Supplier Section 4.19(b) Material Supplier Agreement Section 4.19(b) Maximum Cash Share Number Section 3.2(a)(i) Maximum Parent Insurance Policies 5.17 Stock Number Section 3.2(a)(i) Merger Recitals Merger Filings 2.2(bConsideration Section 3.1(a)(i)(D) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Multiemployer Plan Section 4.10(d) New Plans Section 7.7(b) Net Option Stock Section 3.1(a)(i)(D) Non-Election Shares Section 3.1(a)(i)(C) Non-Recourse Party Section 10.14 Old Plans Section 7.7(b) -17- Outside Date Section 9.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aGoverning Documents Section 5.1 Parent Permits Section 5.9(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock Section 5.2(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Parties Preamble Party Preamble Patents Section 1.1 Payoff Letter Section 7.14 Per Share Common Merger Cash Consideration 3.1(b)(iSection 3.1(a)(i)(D) Per Share Preferred Merger Consideration 3.1(b)(iiiProhibited Modification Section 7.13(g) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiProxy Statement Section 4.4(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiRelevant Matters Section 10.9(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiReplacement Target Compensation Section 6.1(a)(2)(vi) Per Share Restricted Parties Section 4.10(f) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 4.5(a) Shortfall Number Section 3.2(a)(ii)(B) Stock Consideration 3.1(b)(iSection 3.1(a)(i)(B) Phantom Share Consideration 3.2(aStock Election Section 3.1(a)(i)(B) Qualified REIT Subsidiary 4.1(bStock Election Shares Section 3.1(a)(i)(B) Qualifying Income 8.3(i)(iSupport Agreement Recitals Trade Secrets Section 1.1 WARN Act Section 4.11(b) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aWritten Consent Delivery Time Section 7.12(a)

Appears in 1 contract

Sources: Merger Agreement (First Advantage Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bBase Amount Section 6.4(c) Book-Entry Shares 3.3(b)(iSection 2.1(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(bSection 2.1(b) Certificates 3.3(b)(iSection 2.1(a) Change of Recommendation Section 5.3(a) Closing 2.2(a) Section 1.3 Closing Date 2.2(a) Section 1.3 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aAcquisition Agreement Section 5.3(a) Company Affiliate 9.10(aBenefit Plan Section 3.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date Section 3.2(a) Company Common Stock 3.1(b)(iRecitals Company Counsel Section 5.4(a)(ii) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV ARTICLE III Company Dividend Equivalent Right 3.2(bLeases Section 3.16 Company Permits Section 3.9(b) Company Material Adverse Effect 4.1(aPreferred Stock Section 3.2(a) Company Permits 4.9 Company Plans 4.10(aRegistered Intellectual Property Section 3.14(a) Company SEC Documents 4.5(aSection 3.5(a) Company Series A Preferred Stock 3.1(b)(iiiStockholder Approval Section 3.3(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bSection 5.4(b) Creditors’ Rights 4.3(aCompany Tax Representation Letter Section 6.12(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContinuing Employees Section 6.13(a) e-mail 9.3 Contribution Section 6.14 Current ESPP Offering Periods Section 2.3(d) DGCL Recitals DLLCA Recitals Effective Time 2.2(bSection 1.4(a) End Date 8.1(b)(iiEligible Shares Section 2.1(a) Enforceability Limitations Section 3.3(d) Exchange Agent 3.3(aSection 2.2(a) Exchange Fund 3.3(aSection 2.2(a) Forfeited Phantom Shares 3.2(aFirst Certificate of Merger Section 1.4(a) First Merger Recitals First Surviving Corporation Section 1.1(a) Form S-4 Section 3.4(a) Fractional Share Consideration Section 2.1(a) fraud Section 8.2(a) GAAP 4.5(bSection 3.5(b) Governmental Order Section 3.13 Indemnified Liabilities 6.10(aParties Section 6.4(a) Indemnified Persons 6.10(aIntended Tax Treatment Recitals Interim Period Section 5.1 Intervening Event Section 5.3(d) Joint Proxy Statement 4.4 In-the-Money Company Option Section 2.3(a)(i) IP Contracts Section 3.14(i) Key Personnel Section 5.1(a) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bSection 2.2(b)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contract Section 3.17(a) Merger Consideration Section 2.1(a) Mergers Recitals Merger Filings 2.2(b) Merger Sub I Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 II Preamble Merger Subs Preamble Merger Sub Stockholder Consents Section 4.3(a) New Plans Section 6.13(b) OFAC Section 3.9(e) Old Plan Section 6.13(b) Outside Date Section 8.1(d) Parent Preamble Parent Additional Dividend Amount 6.19(b10-Q Section 5.5 Parent Capitalization Date Section 4.2(a) Parent Affiliate 9.10(bClass A Common Stock Section 2.1(a) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(bClass V Common Stock Section 4.2(a) Parent Common Stock Issuance Recitals Section 4.2(a) Parent Contracts 5.16(bCounsel Section 5.4(a)(ii) Parent Disclosure Letter Article V ARTICLE IV Parent Equity Plan 5.2(aGoverning Documents Section 4.1 Parent Permits Section 4.9(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Stock Section 4.2(a) Parent SEC Documents 5.5(aSection 4.5(a) Parent Stock Issuance Tax Representation Letter Section 6.12(b) Party or Parties Preamble person Section 5.3(a) Post-Closing Distributions Section 2.2(f) Preferred Share Purchase Rights Section 3.2(a) Privacy Requirements Section 3.15(a) Processing Section 3.15(a) Proxy Statement/Prospectus Section 3.20 Restricted Parties Section 3.9(g) ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.5(c) Second Certificate of Merger Section 1.4(b) Second Effective Time Section 1.4(b) Second Merger Recitals Parent Stockholders Recitals .pdf 9.5 Per Shareholder Rights Agreement Amendment Section 3.3(b) Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSection 2.1(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bSection 1.1(b) Terminable Breach 8.1(b)(iiiTax Representation Letters Section 6.12(b) Transaction Litigation 6.15 Termination Fee Section 8.2(b)(i) Transactions Recitals Vesting Phantom Shares 3.2(aVoting Agreements Recitals Wind-Down Matters Section 5.6 Annex II Liabilities 1. All costs or obligations to make any change of control payments, transaction bonus payments or severance payments that are (i) set forth in an individual’s employment agreements with the Company or its Subsidiaries as in effect prior to the Closing or that are otherwise granted by authorization of the Compensation Committee of the Company’s Board of Directors, or by other action by the Company or its Board of Directors prior to the Closing, [***]; provided, that such payments are actually made to each such individual by or on behalf of the Company or its Subsidiary at the Closing or become due to be paid by or on behalf of the Company or its Subsidiary at or as a result of the Closing (including because an employee does not become a Continuing Employee upon the Effective Time). 2. Any remaining rent and other obligations owed (including for periods after the Closing) under the real property lease by the Company or its Subsidiary in Pasadena (net of the $[***] initial deposit).

Appears in 1 contract

Sources: Merger Agreement (Zeo Energy Corp.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Term Section Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement 6.3(a)(ii) Amended Offer Documents 1.1(b) Bayer Merger Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i1.4(d) Cancelled Shares 3.1(b)(vBreach Notice 8.1(f) Breakup Fee 8.2(b) Certificate of Merger 2.2(b2.2 Certificates 3.2(b) Certificates 3.3(b)(iChancery Court 9.12(b) Change of Board Recommendation 6.3(d) Class A Common Stock Recitals Class B Common Stock Recitals Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals 68 Term Section Company Change of Recommendation 6.3(bBylaws 4.1(c) Company Certificate 4.1(c) Company Common Stock 3.1(b)(iRecitals Company Disclosure Schedule 4 Company Employee 6.8(a) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFinancial Statements 4.7(a) Company Material Adverse Effect 4.1(aContract 4.14(a) Company Options 3.4(a) Company Permits 4.9 4.6(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Representatives 6.2 Company Restricted Shares 3.4(c) Company RSUs 3.4(b) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iiiOption Plans 3.4(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval 4.23 Company Subsidiary 4.1(b) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b6.2 Continuing Directors 1.3(b) Creditors’ Rights 4.3(aD&O Agreement Recitals D&O Insurance 6.9(c) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 DGCL Recitals Dissenting Shares 3.3 Effective Time 2.2(b2.2 Exchange Act 4.5 Expiration Date 1.1(d) End Fairness Opinion 4.22 FDA 4.26(a) FDCA 4.26(a) Guarantor Preamble ▇▇▇▇▇▇▇▇ 4.22 Information Statement 6.4(c) Initial Expiration Date 8.1(b)(ii1.1(d) Exchange Agent 3.3(aInsurance Policies 4.19 Leased Real Property 4.21(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bLicensed Intellectual Property 4.17(a) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Intellectual Property 4.17(b) Merger Recitals Preamble Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b3.1(c) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aNew Plans 6.8(b) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aNon-Required Remedy 6.5(e) Parent Permits 5.9 Parent Plans 5.10(aNYSE 1.1(e)(ii) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Offer Recitals

Appears in 1 contract

Sources: Merger Agreement

Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are shall be defined as set forth in the Section of this Agreement as referenced in the following tableopposite such term below: 2010 Stockholders Agreement Recital 1 2020 Reclassification Recital 3 2020 Stock Purchase Recital 2 2020 Transaction Recital 4 Act 7.2 Additional Registration Counsel 6.3.3 Affidavit and Indemnity 7.5 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles 8.1 Audit Committee 1.2.1 Board Designees 1.1.5 Board Observer 1.1.5 Chairperson 1.1.4 Change Notice 3.4.3 Change of Merger 2.2(bControl Procedures 3.4 Charter Recital 3 Class C Common Stock Recital 2 Class D Common Stock Recital 2 COC Buyer 3.4.1(a) Book-Entry Shares 3.3(b)(iCOC Election Deadline 3.4.2 COC Initiating Party 3.4.1 COC Notice 3.4.1 COC Participation Election 3.4.1(b) Cancelled Shares 3.1(b)(vCOC Participation Rights 3.4.1(b)(i) Certificate of Merger 2.2(bCOC Rollover Rights 3.4.1(b)(ii) Certificates 3.3(b)(iCOC Sellers 3.4.1(a) Closing 2.2(a) Closing Date 2.2(a) Code Recitals COC Termination 3.4.3 Company Preamble Company Additional Dividend Securities 2.7.1 Compensation and Nominating Committee 1.2.1 Covered Matters 10.11 Covered Person 6.4.1 Covered Persons 5.9 Demand Initiating Investor 6.1.1 Demand Registration 6.1.1 Demand Registration Request 6.1.1 Drag Along Holders 3.3 Drag Along Initiating Sellers 3.3 Drag Along Participating Seller 3.3.1 Drag Along Sale 3.3 Drag Along Sale Notice 3.3.1 Drag Along Sale Percentage 3.3 Drag Along Sellers 3.3.1 Drag Along Transaction 3.3 Effective Time Recital 5 Escrow Agent 7.5 Exit Transaction 3.5.1 First Offer Acceptance Notice 3.1.4 First Offer Deadline 3.1.2(a) First Offer Holder 3.1.1 First Offer Notice 3.1.2(a) First Offer Purchaser 3.1.2(a) First Offer Requested Amount 6.19(a3.1.2(a) Company Affiliate 9.10(aFirst Offer Sale 3.1 First Offer Sale Notice 3.3.1 First Offer Seller 3.1 First Offer Shares 3.1.1(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bForgelight Preamble Indemnified Liabilities 5.8.1 Indemnitee 6.4.3 Indemnitees 5.8.1 Issuance 4.1 Issuer 4.1 Liberty Ventures Preamble Long-Term Plan 1.4.1 Major Televisa Competitor Schedule II Managers Preamble Midco Preamble NASDAQ 6.3.2(g) Company Common Stock 3.1(b)(iOther Stockholders Preamble Parity Shares 6.3.1(a) Company Contracts 3.2(bParticipating Buyer 4.2.2 Participation Acceptance 4.2.2 Participation Acceptance Deadline 4.2.2 Participation Notice 4.2.1 Participation Offerees 4.2.1 Participation Portion 4.2.1(a) Company DER Consideration 3.2(bParticipation Requested Amount 4.2.2 Permitted Person Schedule III Piggyback Eligible Holder 6.2.1(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bProspective Subscriber 4.2.1(a) Company Material Adverse Effect 4.1(aPurchase Agreement Recital 2 Reconciliation Compensation 5.5.3(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Reconciliation Information 5.5.3 Registration Participating Investor 6.3.3 Rollover Transaction 3.6.1 Searchlight Preamble Senior or Pari Registration Rights 6.3.6 Series A Preferred Stock 3.1(b)(iiiRecital 3 Shelf Offering 6.5 Special Meeting Notice 1.8 Stockholders Preamble Subject Securities 4.1 Subscription Agreement Recital 4 Tag Along Aggregate Amount 3.2.4 Tag Along Buyer 3.2 Tag Along Deadline 3.2.2 Tag Along Holder 3.2.1 Tag Along Initiating Sellers 3.2 Tag Along Notice 3.2.1 Tag Along Offer 3.2.2 Tag Along Participating Seller 3.2.2 Tag Along Requested Amount 3.2.2 Tag Along Sale 3.2 Tag Along Sale Percentage 3.2.1(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) eTag Along Sellers 3.2.2 Take-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Down Notice 6.5 Televisa Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Televisa Voting Limit 7.6.1 Third-Party Claim 5.8.2 Transfer Restriction Period 2.2.1 UCI Preamble

Appears in 1 contract

Sources: Stockholders Agreement (Grupo Televisa, S.A.B.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAppraisal Rights Section 2.3(a) Balance Sheet Date Section 3.14 Base Premium Section 6.5(d) Benefit Plans Section 3.11(a) Book-Entry Shares 3.3(b)(iSection 2.2(b) Cancelled Shares 3.1(b)(vCapitalization Date Section 3.2(a) Certificate of Merger Section 1.3 Certificates Section 2.2(b) Certificates 3.3(b)(iChange of Recommendation Section 5.2(a)(z) Closing 2.2(a) Section 1.2 Closing Date 2.2(aSection 1.2 Common Stock Section 3.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAgreements Section 3.13(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bDisclosure Letter Article III Company Equity Awards Section 2.4(c) Company Common Stock 3.1(b)(iEquity Plans Section 2.4(a) Company Contracts 3.2(bFinancial Advisor Section 3.20 Company IP Agreements Section 3.15(b) Company DER Consideration 3.2(bMaterial Contract Section 3.13(b) Company Director Designee 2.6 Options Section 2.4(a) Company Permits Section 3.17(b) Company SEC Documents Section 3.6(a) Company Subsidiary Section 3.1(b) Covered Persons Section 6.5(a) Customers Section 3.19(a) De-Minimis Claims Section 3.10 DGCL Recitals Dissenting Shares Section 2.3(a) Effect Section 9.5 Effective Time Section 1.3 Equity Commitment Letter Section 4.6 Equity Financing Section 4.6 Equity Interests Section 3.2(a) Equity Provider Section 4.6 Exchange Act Section 1.6(a) Exchange Fund Section 2.2(a) Filed SEC Documents Article III 31344360_15 Financial Statements Section 3.6(b) FIRPTA Certificate Section 6.14 GAAP Section 3.6(b) Governmental Entity Section 3.5 Indemnification Agreements Section 6.5(a) Legal Proceeding Section 3.10 Lower Cap Section 8.2(b)(v) Merger Recitals Merger Consideration Section 2.1(c) Notice Period Section 5.2(c) Option Consideration Section 2.4(a) Outside Date Section 8.1(a)(iii) Owned Real Property Section 3.14 Parent Preamble Parent Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bParent Expenses Section 8.2(b)(v) Company Material Adverse Effect 4.1(aPaying Agent Section 2.2(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Permitted Liens Section 3.14 Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares Section 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iSection 1.6(a) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Purchaser Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Purchaser Common Stock Issuance Section 2.1 Required Governmental Approvals Section 6.3(a) Restricted Stock Awards Section 2.4(b) Restricted Stock Units Section 2.4(b) S▇▇▇▇▇▇▇-▇▇▇▇▇ Act Section 3.6(a) SEC Section 1.6(a) Securities Act Section 3.6(a) Share Recitals Parent Contracts 5.16(bSolvent Section 4.10 Special Meeting Section 1.6(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf Specified Industry Section 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSuppliers Section 3.19(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Section 1.1(a) Terminable Breach 8.1(b)(iiiTermination Fee Section 8.2(b)(iv) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares Voting Agreement or Voting Agreements Recitals Voting Debt Section 3.2(a)

Appears in 1 contract

Sources: Merger Agreement (Presstek Inc /De/)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Affiliate A-1 Agency RMBS A-1 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) B-1 Exchange Ratio A-1 B-2 Exchange Ratio A-1 B-3 Exchange Ratio A-1 beneficial ownership A-1 beneficially owning A-1 Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Day A-1 Calculating Party A-1 Calculation Principles A-1 Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i3.2(b)(i) CHOSEN COURTS 9.7(b) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.20(a) Company Adjusted Book Value Per Share A-1 Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Capital Stock A-2 Company Change of Recommendation 6.3(b6.3(a) Company Class A Common Stock 3.1(b)(i) A-2 Company Class B Common Stock A-2 Company Competing Proposal A-2 Company Contracts 3.2(b) Company DER Consideration 3.2(b4.15(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Intellectual Property A-2 Company Manager A-2 Company Material Adverse Effect 4.1(a) A-2 Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii4.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Stockholder Approval A-3 Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Superior Proposal A-3 Company Tax Representation Letter 6.19(a) Company Termination Fee A-3 Company Transaction Expenses A-3 Confidentiality Agreement 6.7(b) Consent A-3 Continuing Director 2.6 control A-3 COVID-19 A-3 Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State D&O Insurance 6.9(d) Determination Date A-3 Dispute Notice 3.1(c)(ii) Effective Time 2.2(b) e-mail 9.3 Effective Time 2.2(b) Employee Benefit Plan A-4 End Date 8.1(b)(ii) ERISA A-4 ERISA Affiliate A-4 Exchange Act A-4 Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio A-4 Exchange Ratio Announcement 3.1(c)(iv) GAAP 4.5(b) Governmental Entity A-4 group A-4 Indebtedness A-4 Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Independent Valuation Firm 3.1(c)(iii) Intellectual Property A-5 Investment Company Act A-5 IRS A-5 Joint Proxy Statement 4.4 knowledge A-5 Law A-5 Letter of Transmittal 3.3(b)(i3.2(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b6.2(b)(xiv) Maryland Department 2.2(b) Material Adverse Effect A-5 Material Company Insurance Policies 4.17 4.16 Material Parent Insurance Policies 5.17 5.16 Maximum Leverage Ratio A-6 MD LLC Act 2.1 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Minimum Distribution Dividend A-6 Minimum Liquidity A-6 Name Change Amendment 6.27 New Management Agreement Recitals NYSE A-7 Organizational Documents A-7 other party A-7 Parent Preamble Parent Additional Dividend Amount 6.19(b6.20(b) Parent Adjusted Book Value Per Share A-7 Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Capital Stock A-8 Parent Change of Recommendation 6.4(b) Parent Charter Amendment A-8 Parent Class A Common Stock Issuance Recitals A-8 Parent Class B Common Stock A-8 Parent Class B-1 Common Stock A-8 Parent Class B-2 Common Stock A-8 Parent Class B-3 Common Stock A-8 Parent Common Stock A-8 Parent Competing Proposal A-8 Parent Contracts 5.16(b5.15(b) Parent Convertible Notes A-9 Parent Convertible Notes Indenture A-8 Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Awards 2.9 Parent Equity Plans A-9 Parent Intellectual Property A-9 Parent Management Agreement Amendment Recitals A-9 Parent Manager Recitals A-9 Parent Material Adverse Effect 5.1(a) A-9 Parent Permits 5.9 New Equity Incentive Plan 6.26 Parent Plans 5.10(a) Parent SEC Documents 5.5(aPortfolio Securities 6.2(b)(v) Parent Severance Payments 6.25 Parent Stock Issuance Recitals Parent Stockholder Approval A-9 Parent Stockholders Recitals .pdf Parent Superior Proposal A-9 Parent Tax Representation Letter 6.19(b) Parent Termination Fee A-9 Parent Transaction Expenses A-9 parties A-10 party A-10 pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPermitted Liens A-10 Person A-10 Prior Parent Bidders 6.4(a) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proceeding A-10 Proposed Book Value Schedule A-10 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Receiving Party A-11 Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xiv6.2(b)(xiv) Representatives A-11 SEC A-11 Securities Act A-11 Specified Financing 6.28 Subsidiary A-11 Surviving Company 2.1 Takeover Law A-11 Tax A-11 Tax Returns A-12 Taxable REIT Subsidiary 4.1(b) Taxes A-11 Taxing Authority A-12 Terminable Breach 8.1(b)(iii) Termination Agreement Recitals Trading Day A-12 Trading Hour A-12 Transaction Agreements A-12 Transaction Litigation 6.15 6.16 Transactions Recitals Vesting Phantom Shares 3.2(a)Transfer Taxes A-12 Treasury Regulations A-12 Voting Agreement Recitals Voting Debt A-12 Willful and Material Breach A-12

Appears in 1 contract

Sources: Merger Agreement (Terra Property Trust, Inc.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Allegiant 3.2(c) Alternative Acquisition Agreement Recitals Articles of Merger 2.2(b5.2(d) Alternative Financing 6.17(c) Base Amount 6.4(c) Bonus Plans 6.7(c) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v2.2(b)(ii) Certificate of Merger 2.2(b1.2 Certificates 2.2(b)(i) Certificates 3.3(b)(iChange of Recommendation 5.2(a) Closing 2.2(a) 1.2 Closing Date 2.2(a) Code Recitals 1.2 Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.7(d) Company Affiliate 9.10(aAcquisition Agreement 5.2(a) Company Agent 3.27(b) Company Benefit Plan 3.10(a) Company Board of Directors Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(bCapitalization Date 3.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Recitals Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(bLease 3.16(b) Company Material Adverse Effect 4.1(aOption Consideration 2.4(a) Company Permits 4.9 Company Plans 4.10(a3.9(b) Company SEC Documents 4.5(aPSU Consideration 2.4(c) Company Series A Preferred Stock 3.1(b)(iiiRelated Parties 8.3(f) Company Series B Preferred Stock 3.1(b)(iiiRSA Consideration 2.4(b) Company Series C Preferred Stock 3.1(b)(iiiStatutory Statements 3.27(d)(i) Company Special Committee Recitals Stockholder Approval 3.3(a) Company Stockholders Recitals Company Stockholders Stockholders’ Meeting 4.4 Confidentiality Agreement 6.7(b5.3(b) Creditors’ Rights 4.3(aContinuing Employees 6.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bCopyrights Annex A CoR Notice 5.2(e) e-mail 9.3 CoR Notice Period 5.2(e) Databases Annex A Debt Commitment Letter 4.10(a) Debt Financing 4.10(a) DGCL Recitals Dissenting Shares 2.3 DOJ 6.2(b) Domain Names Annex A DTC 1.16(a)(ii) DTC Payment 2.2(f) Effective Time 2.2(b1.2 Electronic Delivery 9.6 Enforceability Limitations 3.3(c) End Date 8.1(b)(iiEnvironmental Permits 3.18(a) Exchange Agent 3.3(aFCPA Annex A Fee Letter 4.10(b) Exchange Fund 3.3(aFinancing Amounts 4.10(a) Forfeited Phantom Shares 3.2(aFinancing Entities Annex A FTC 6.2(b) GAAP 4.5(b3.5(b) Indemnified Liabilities 6.10(aGuaranteed Obligations 9.15(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Guarantor Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Guarantor Material Adverse Effect 5.1(a9.15(e)(i) Parent Permits 5.9 Parent Plans 5.10(aIFRS 9.15(a) Parent SEC Documents 5.5(aIndemnified Parties 6.4(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iIndenture 6.12(b) Per Share Preferred Merger Consideration 3.1(b)(iiiInitial Outside Date 8.1(d) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiLabor Agreement 3.11(a) Per Share Preferred Series C Merger Consideration 3.1(b)(iiiLeased Real Property 3.16(b) Per Share Preferred Series D Merger Consideration 3.1(b)(iiiMaterial Contracts 3.17(a) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Material Supplier 3.19 Material Supplier Agreement 3.19

Appears in 1 contract

Sources: Merger Agreement (M.D.C. Holdings, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Common Merger Consideration 3.1(b)(i) Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b4.16(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Employee Benefit Plans 6.9(b) Company Equity Plan 3.2(a) Company Material Adverse Effect 4.1(a) Company MBS 4.17 Company Permits 4.9 Company Plans 4.10(a) Company Preferred Stock 3.1(b)(iii) Company Restricted Stock 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(a)(i) Confidentiality Agreement 6.7(b) Creditors' Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) Dispute Notice 3.1(c)(ii) e-mail 9.3 9.3(c) Effective Time 2.2(b) Eiger Holdings Recitals Eiger Partnership Recitals End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Exchange Ratio Announcement 3.1(c)(iv) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Independent Accounting or Valuation Firm 3.1(c)(iii) Joint Proxy Statement 4.4 4.4(a)(i) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 4.19 Material Parent Insurance Policies 5.17 MGCL 2.1 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b6.19(b)(ii) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Recitals Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) 5.5 Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Stock Consideration 3.1(b)(i) Per Share Pine River 6.9(a) Portfolio Securities 6.1(b)(iv) Post-Merger Employee Benefit Plans 6.9(a) Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Preferred Series E Merger Consideration 3.1(b)(i3.1(b)(iii) Phantom Share Consideration 3.2(aPrior Company Bidders 6.3(a) Prior Parent Bidders 6.4(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(h)(i) Registration Statement 4.8 4.8(a) REITs Recitals Remedial Measures 6.1(b)(xivRetention Amount 6.1(b)(ix) SEP-▇▇▇ 6.1(b)(ix) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)U.S. Treasuries 4.18 ARTICLE II THE MERGER

Appears in 1 contract

Sources: Merger Agreement (Two Harbors Investment Corp.)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Additional Preferred Shares 1.2(c) Adjustment Date 1.2(c) Adjustment Preferred Shares 1.2(c) Affiliate 8.14(a)(A) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Law 4.2(f) BookBREF-Entry Shares 3.3(b)(iMillenia 1.2(d) Cancelled Shares 3.1(b)(vBREF Liquidating Trust 1.2(d) Certificate of Merger 2.2(b) Certificates 3.3(b)(iBUSF-Millenia 1.2(d) Closing 2.2(a) 3.1 Closing Date 2.2(a3.1 Code 3.2(a)(C) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i1.2(a)(B) Company Consideration 1.2 Contracts 3.2(b4.2(k) Company DER Consideration 3.2(bContributed Interests Recitals Contributed Interests Assignment 3.2(a)(A) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bDefault 3.1(h) Company Developed Property Recitals Development Property Recitals Effective Date Preamble ERISA 8.14(a)(B) Existing Loan Recitals Existing Loan Documents Recitals Governmental Authority 8.14(a)(C) Improvements Recitals Increase in Value 1.2(b)(B) Incurred Expenses 1.2(c) Indemnified Party 7.2(a) Initial Preferred Shares 1.2(b)(A) Issued Common Shares 1.2(a)(B) Issued Preferred Shares 1.2(c) Issued Shares 1.2(c) JV Partners 1.2(d) Land Recitals Lease Recitals Lender Recitals Lien 8.14(a)(E) Liquidating Trusts 1.2(d) Loan Payoff Amount 1.2(a)(A) Lock-up Period 1.2(d) Losses 7.2(a) Knowledge 8.14(a)(D) MGCL 5.1(a) Material Adverse Effect 4.1(a8.14(a)(F) Company Permits 4.9 Company Plans 4.10(aNew Lender Recitals Operating Partnership Preamble Owner Recitals Permit Recital Person 8.14(a)(G) Company SEC Documents 4.5(a) Company Series A Permitted Exception 2.2 Personalty Recitals Preferred Stock 3.1(b)(iii1.2(b)(A) Company Series B Preferred Stock 3.1(b)(iiiProperty Recitals Property Information 8.14(a)(H) Company Series C Preferred Stock 3.1(b)(iiiREIT Recitals REIT Board 3.2(b)(C) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bREIT Disclosure Schedule 4.1 Rent Roll 4.2(l) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) eRule 3-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 14 Financials 5.2(a) Parent Management Agreement Amendment Securities Act 4.2(z) Seller Preamble Seller’s Disclosure Schedule 4.2 Survey 2.1 Tenant Deposit Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Title Affidavits 2.3 Title Commitment 2.1 Title Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aTSPF Liquidating Trust 1.2(d)

Appears in 1 contract

Sources: Contribution Agreement (Trade Street Residential, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the The following capitalized terms are defined in this Agreement as referenced herein in the following tablesections identified below: TERM SECTION TERM SECTION ---- ------- ---- ------- (a) Buyer Disclosure Schedule 8 Indemnifying Party 16.3 (a) Buyer's SEC Reports 8.5 Initial Bridge Loan 5.1 Buyer Stock Plan 8.6 Major Intellectual Properties 6.10 (b) Buyer Stockholder Merger 1 Voting Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(b) 1 Buyer Supplemental Disclosures 11.5 Merger Sub Preamble CERCLA 6.15(b) MicroStrategy Assurance Letter 13.9 Certificate 3.1 Most Recent Audited Closing 1 Balance Sheet 6.7 Closing Date 1 Most Recent Unaudited Company Preamble Balance Sheet 6.7 Company Common New Option Number 10.4(b) Stock 2.5(b) Other Escrowed Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Company Convertible Preferred Consideration 3.3 Stock 2.5(d)(i) PBGC 6.14(d)(ii) Company Disclosure Permitted Uses 5.1 Schedule 6 Pre-Merger Period 6.13(y) Company Intellectual Properties 6.10(b) Principal Buyer Stockholders Preamble Parent Additional Dividend Amount 6.19(bCompany Option 4(a) Parent Affiliate 9.10(bPrincipal Company Stockholders Preamble Company Option Plan 4(a) Parent Board Recitals Parent Board Recommendation 5.3(aRCRA 6.15(b) Parent Change of Recommendation 6.4(bCompany Plan 11.8(i)(A) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Registration Rights Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPreamble Company Property 6.15(d) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivPreamble Company Redeemable Preferred Released Shares 16.5 (b) Surviving Stock 2.5 (a) Replacement Cash Right 4(a) Company 2.1 Taxable REIT Subsidiary 4.1(bRestricted Shares 10.4(b) Terminable Breach 8.1(b)(iiiReplacement Exercise Price Company Restricted Stock Plan 10.20 Per Share 4(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Company Stockholder Replacement Option 4(a) Representative 20.3(a) Restricted Stock Award Agreement 10.4(b) Company Supplemental ▇▇▇▇ 6.15 (b) Disclosures 10.16 Second Bridge Loan 5.2 (a) Confidential Information 6.10

Appears in 1 contract

Sources: Merger Agreement (Ibasis Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 6.16(b)(i) Antitrust Counsel Only Material 6.4(d) Applicable Date Article 4 Book-Entry Shares 3.3(b)(i3.2(c)(ii) Cancelled Shares 3.1(b)(v3.1(c) Capitalization Date 4.2(a) Certificate of Merger 2.2(b) 2.2 Certificates 3.3(b)(i3.2(c)(i) Closing 2.2(a) 2.2 Closing Date 2.2(a) Code Recitals 2.2 Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.7(e) Company Affiliate 9.10(aAdvisor 4.22(a) Company Board Recitals Company Board Approval 4.3 Company Board Recommendation Recitals Company Change of Recommendation 6.3(bBylaws 4.1(b) Company Common Stock 3.1(b)(iCharter 4.1(b) Company Contracts 3.2(bDisclosure Schedule Article 4 Company Financial Statements 4.7(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 4.18(b) Company Material Adverse Effect 4.1(aContract 4.13(a) Company Notice 6.3(e) Company Notice Period 6.3(e) Company Permits 4.9 4.6(a) Company Plans 4.10(aPreferred Shares 4.2(a) Company SEC Documents 4.5(a4.7(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Common Shares Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Subsidiary 4.1(a) Confidential Information 6.2(b) Confidentiality Agreement 6.7(b6.2(b) Creditors’ Rights 4.3(aContinuing Employee 6.7(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bContracting Party 9.17 Covered Persons 6.8(a) e-mail 9.3 D&O Insurance 6.8(c) DCP Unit Consideration 3.4(c) Debt Financing 5.12(a) DGCL Recitals Dissenting Shares 3.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a2.2 Effect 9.6 Enforceability Exceptions 4.3 Equity Commitment Letter Recitals Equity Financing 5.12(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(bExisting Indemnification Agreements 6.8(a) Indemnified Liabilities 6.10(aExpiration Time 1.1(d)(i) Indemnified Persons 6.10(aFinancing 5.12(a) Joint Proxy Statement 4.4 Financing Letters 5.12(a) Financing Purposes 5.12(b) Insurance Policies 4.19 Investor Recitals Investors Recitals Internet Domain Names 9.6 Labor Agreement 4.12(c)(i) Letter of Transmittal 3.3(b)(i3.2(c)(i) Leverage Covenants 6.1(a)(xivLimited Guarantee 5.12(f) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(a) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bMinimum Condition 1.1(a)(i) Parent Affiliate 9.10(bNew Plan 6.7(d) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Non-Recourse Party 9.17

Appears in 1 contract

Sources: Merger Agreement (PHX Minerals Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Boards Recitals Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.1(b)(iii) Certificate of Merger 2.2(b) Certificates 3.3(b)(iChosen Courts 9.7(b) Closing 2.2(a) Closing Company Transaction Expenses 6.1(c) Closing Date 2.2(a) Closing Dividend Recitals Closing Dividend Calculation 6.17 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock Shares 3.1(b)(i) Company Contracts 4.17(b) Company Disclosure Schedules Article IV Company Equity Awards 3.2(b) Company DER Consideration 3.2(bInsurance Policies 4.19(a) Company Director Designee 2.6 Investment Documentation 4.7(b) Company Disclosure Letter Article IV Investments 4.7(b) Company Dividend Equivalent Right 3.2(bLoan 4.7(a) Company Loan Documentation 4.7(a) Company Loan Files 4.7(a) Company Material Adverse Effect 4.1(a) Company Note 4.7(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(aPlans 4.11(a) Company Series A Preferred Stock 3.1(b)(iiiShares 4.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Shareholders Recitals Company Stockholders Shareholders Meeting Recitals Company Stockholders Meeting 4.4 Tax Representation Letter 6.18(a) Confidentiality Agreement 6.7(b6.6(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 CVR Agreement Recitals D&O Insurance 6.8(d) Delaware Secretary of State 2.2(b) e-mail 9.3 DLLCA 2.1 Effective Time 2.2(b) End Date 8.1(b)(ii) Escrow Agent 8.4(a) Escrow Agreement 8.4(a) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) ICOFR 4.5(c) Indemnified Liabilities 6.10(a6.8(a) Indemnified Persons 6.10(a6.8(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings Certificate 2.2(b) Merger Consideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership MRL 2.1 Non-Party Affiliates 9.13 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Schedules Article V Parent Equity Plan Plans 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) 5.1 Parent Permits 5.9 Parent Plans 5.10(a) 5.8 Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iTax Representation Letter 6.18(b) Per Share Preferred Merger Consideration 3.1(b)(iiiPrior Company Bidders 6.3(a) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.9 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.4(a) Quarterly Dividend Amount 6.1(b)(i)(A) Registration Statement 4.8 REITs 4.9 REIT Recitals Remedial Measures 6.1(b)(xivRights Agent Recitals SDAT 2.2(b) Special Committee Recitals Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Termination Agreement Recitals Transaction Litigation 6.15 6.9 Transactions Recitals Vesting Phantom Shares 3.2(a)Trust Indemnitees 6.8(c) TSA 6.20

Appears in 1 contract

Sources: Merger Agreement (Ready Capital Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Base Ratio 3.1(b)(i) Book-Entry Shares 3.3(b)(i3.2(b)(i)(A)(2) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i3.2(b)(i)(A)(1) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.19(a)(ii) Company Affiliate 9.10(a) 9.10 Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b6.3(b)(v) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b4.17(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Files 4.15(a) Company Loans 4.15(a) Company Material Adverse Effect 4.1(a) Company Notes 4.15(a) Company Permits 4.9 Company Plans 4.10(aPreferred Stock 4.2(a)(ii) Company Properties 4.16(a)(ii) Company Property 4.16(a)(ii) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(a)(i) Company 2017 10-K Article IV Confidentiality Agreement 6.7(b) Convertible Notes 5.2 Creditors' Rights 4.3(a4.3(a)(ii) Delaware LLC Act 2.1 Delaware Secretary of State Dispute Notice 3.1(c)(iv) Effective Time 2.2(b) e-mail 9.3 Effective Time 2.2(b9.3(c) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Exchange Ratio Announcement 3.1(c)(vi) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Independent Accounting Firm 3.1(c)(v) Joint Proxy Statement 4.4 4.4(a)(i) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv3.2(b)(i)(B) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.18(a) MGCL 2.1 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 OP Units 5.2 Operating Partnership 2.1 Owned Properties 4.16(a)(i) Owned Property 4.16(a)(i) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Recitals Parent Change of Recommendation 6.4(b6.4(b)(v) Parent Common Stock Recitals Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.15(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a5.2(a)(ii)(C) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals 2017 10-K Article V Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iPermitted Exceptions 8.3(h)(i)(B)(1) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(aProposed Book Value Schedule 3.1(c)(iii) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(h)(i)(B)(1) Real Property Lease 4.16(a)(ii) Real Property Leases 4.16(a)(ii) Registration Statement 4.8 4.8(a) REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Sources: Merger Agreement (Owens Realty Mortgage, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 2022 Bonus 6.9(e) 2022 Bonus Plan 6.9(e) 2023 Bonus Plan 6.9(f) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAnti-Corruption Laws 4.29 Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.4(b)(ii) Cancelled Shares 3.1(b)(vCash Consideration 3.1(b)(i) Certificates 3.4(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals 3.3(e) Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(d) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Class B Holders Recitals Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 4.10(i) Company Equity Plan 3.3(a) Company FA 4.23 Company Indemnified Parties 6.20(f) Company Intellectual Property 4.14(a) Company Leased Real Property 4.15 Company Marketing Contract 4.19(a)(ii) Company Material Adverse Effect 4.1(a4.1 Company Merger Recitals Company Merger Effective Time 2.2(b) Company Owned Real Property 4.15 Company PBRSU Award 3.3(a) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Proxy Statement 4.4 Company Real Property Lease 4.15 Company Related Party Transaction 4.25 Company Reserve Report 4.17(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Support Agreement Recitals Company Support Agreement Failure 6.5(a) Company TRSU Award 3.3(a) Compensatory Issuance 3.1(c) Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Continuing Employee 6.9(a) Converted Parent TRSU Award 3.3(a) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) days 9.4(e) Debt Offer 6.21(a) Director TRSU Award 3.3(a) DLLCA 2.1 Delaware Secretary of State 2.2(bDTC 3.4(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a3.4(a) Exchange Fund 3.3(a3.4(a) Forfeited Phantom Excluded Benefits 6.9(a) Excluded Shares 3.2(a3.1(b)(iii) Export Control and Economic Sanctions Laws 4.30 FCPA 4.29 GAAP 4.5(b) Holdings GP 4.2(c) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Intended U.S. Tax Treatment Recitals Involuntary Termination 6.9(f) IRRA Recitals JSTX Recitals Letter of Transmittal 3.3(b)(i3.4(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Offer Documents 6.21(a) Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(d) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Circular 4.8 Parent Common Stock Issuance Shares Recitals Parent Contracts 5.16(b5.19(b) Parent Disclosure Letter Article V Parent Employee 5.10(l) Parent Equity Plan 5.2(a5.2(b) Parent Management Agreement Amendment Recitals FAs 5.23 Parent Manager Recitals Intellectual Property 5.14(a) Parent Leased Real Property 5.15 Parent Marketing Contract 5.19(a)(ii) Parent Material Adverse Effect 5.1(a5.1 Parent Owned Real Property 5.15 Parent Parties Recitals Parent Permits 5.9(a) Parent Permits 5.9 Parent Plans 5.10(aPreferred Shares 5.2(a) Parent SEC Real Property Lease 5.15 Parent Related Party Transaction 5.25 Parent Reporting Documents 5.5(a) Parent Stock Reserve Report 5.17(a) Parent Share Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iShareholder Meeting 4.8 Parent Shares 5.2(a) Per Share Preferred Merger Consideration 3.1(b)(iiiParticipant’s Separation Date 6.9(f) Per Share Preferred Series B Merger Consideration 3.1(b)(iiiParticipating Employee 6.9(f) Per Share Preferred Series C Merger Consideration 3.1(b)(iiipdf 2.2(a) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPre-Closing Restructuring Transactions 6.25 Post-Effective Time Dividends 3.4(g) Registration Statement 4.8 REITs Required Amount 5.29 Rights-of-Way 4.16 Rocky Creek Recitals Remedial Measures 6.1(b)(xivSecond Request 6.8(d) Share Consideration 3.1(b)(i) Separated Participant 6.9(f) Subsidiary Interests 4.2(e) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bSurviving Corporation Stock 3.1(a) Tail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11 TRSU Consideration 3.3(b) VSCA 2.1

Appears in 1 contract

Sources: Merger Agreement (Baytex Energy Corp.)

Terms Defined Elsewhere. As used In addition to the terms defined in Section 9.03, the following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Adverse Recommendation Change Section 5.02(d) Agreement Preamble Amendment to the Company Management Alternative Acquisition Agreement Recitals Articles of Merger 2.2(bArbitration Action Section 5.02(g)(i) Section 9.09(c) Bankruptcy and Equity Exception Section 3.04(a) Book-Entry Shares 3.3(b)(iSection 2.01(b) Cancelled Shares 3.1(b)(vCertificates Section 2.01(b) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Section 1.03 Closing 2.2(a) Section 1.02 Closing Date 2.2(a) Code Recitals Section 1.02 Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Recital B Company Board Recommendation Recitals Company Change of Recommendation 6.3(bSection 3.04(b) Company Common Stock 3.1(b)(iBylaws Section 3.01(b) Company Contracts 3.2(bCapital Stock Section 3.03(a) Company DER Consideration 3.2(bCharter Section 3.01(b) Company Director Designee 2.6 Company Disclosure Letter Article IV III Company Dividend Equivalent Right 3.2(b) Financial Advisor Section 3.20 Company Material Adverse Effect 4.1(aIndemnified Party Section 6.05(a) Company Permits 4.9 Section 3.12(a) Company Plans 4.10(aPreferred Stock Section 3.03(a) Company Registered IP Section 3.17(a) Company RSU Section 2.04(d) Company SEC Documents 4.5(aSection 3.06(a) Company Series A Preferred Stock 3.1(b)(iiiOption Section 2.04(a) Company Series B Preferred Stock 3.1(b)(iiiStockholder Approval Section 3.04(a) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Section 3.04(b) Company Subsidiaries Section 3.02(a) Company Termination Fee Section 8.02(b) Company Voting Debt Section 3.03(e) Confidentiality Agreement 6.7(bSection 6.02 Continuing Employee Section 6.13(a) Creditors’ Rights 4.3(aDGCL Recital A Dissenting Shares Section 2.03 Draft Financial Statements Section 3.06(b) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(bSection 1.03 Equity Commitment Letter Recital F Equity Investor Recital F Escrow Account Section 6.14 Escrow Agent Section 6.14 Escrow Agreement Recital G Escrow Deposit Section 6.14 ESPP Section 2.05 Excluded Shares Section 2.01(a) End Date 8.1(b)(iiFinancing Section 4.11(a) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bIn-the-Money Company Stock Option Section 2.04(a) Material Company Insurance Policies 4.17 Contract Section 3.15(b) Material Parent Insurance Policies 5.17 Customer Section 3.19(a) Material Lease Section 3.16(b) Material Supplier Section 3.19(b) Maximum Amount Section 6.05(b) Merger Recitals Recital A Merger Filings 2.2(bConsideration Section 2.01(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 NASDAQ Section 3.05(a) Notice Period Section 5.02(g)(i) Outside Date Section 8.01(b)(i) Owned Real Property Section 3.16(a) Parent Preamble Parent Additional Dividend Amount 6.19(bTermination Fee Section 8.02(c) Parent Affiliate 9.10(bParties Preamble Paying Agent Section 2.02(a) Parent Board Recitals Parent Board Recommendation 5.3(aPayment Fund Section 2.02(a) Parent Change of Recommendation 6.4(bPermits Section 3.12(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bPost-Closing Plans Section 6.13(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aProxy Statement Section 6.01(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aRegulatory Filings Section 6.04(b) Parent Permits 5.9 Parent Plans 5.10(aRepresentatives Section 5.02(a) Parent SEC Documents 5.5(aShares Section 2.01(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iSIAC Rules Section 9.09(b) Per Share Preferred Merger Consideration 3.1(b)(iiiSpecified Person Section 8.02(f) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSSOs Section 3.17(i) Surviving Corporation Section 1.01 Unvested RSU Section 2.04(d) Vested Company 2.1 Taxable REIT Subsidiary 4.1(bOptions Section 2.04(a) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aVested RSU Section 2.04(d)

Appears in 1 contract

Sources: Merger Agreement (Lattice Semiconductor Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Aspen 4.10(b) Book-Entry Shares 3.3(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iii) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a6.16(a) Company Adjusted Book Value Per Share 3.1(c) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bLeased Real Property 4.15 Company Manager Plans 4.10(b) Company Material Adverse Effect 4.1(a) Company Notes Assumption 6.21 Company Owned Real Property 4.15 Company Permits 4.9 Company Plans 4.10(a) Company Portfolio Securities 6.1(b)(iv) Company Preferred Stock Redemptions 6.22 Company Restricted Share 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(bCompany Warrant Purchases 6.22 Contingent Cash Purchase Price 3.1(d) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.9(d) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Gaea 4.1(a) G▇▇▇▇▇▇ 4.10(b) Hedging Contracts 4.16(a)(iv) Indemnified Liabilities 6.10(a6.9(a) Indemnified Persons 6.10(a6.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Recitals MLLC Act Recitals Non-Disclosure Agreement 6.6(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Proxy Statement 4.4 Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i8.3(h)(i) Registration Statement 4.8 REITs REIT Recitals Remedial Measures 6.1(b)(xivREOs 4.15 Special Committee Recitals Specified Incentive Equity Issuances 6.1(b)(ii) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.14 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Sources: Merger Agreement (Great Ajax Corp.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAntitrust Authority 6.8(b) Antitrust Laws 6.8(b) Applicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vCash Equivalent Merger Consideration 3.2(c) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plans 6.9(e) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Note Offers and Consent Solicitations 6.17(b) Company Owned Real Property 4.15(a) Company Performance Unit Awards 3.2(c) Company Permits 4.9 4.9(a) Company Plans 4.10(aPreferred Stock 4.2(a) Company Related Party Transaction 4.24 Company Reserve Reports 4.17(a)(i) Company Restricted Stock Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiPlan 3.2(a) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b) Confidentiality Agreement 6.7(b) Consent Solicitations 6.17(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act D&O Insurance 6.10(d) Debt Offer Documents 6.17(b) DGCL 2.1 Delaware Secretary of State Divestiture Action 6.8(b) Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b9.3(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) (a) Exchange Fund 3.3(aRatio 3.1(b)(i) Forfeited Phantom Excluded Shares 3.2(a3.1(b)(iii) Existing Credit Facility 6.17(a) GAAP 4.5(b) ▇▇▇▇▇▇▇ ▇▇▇▇▇ 5.14 HSR Act 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 4.4(b) Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 4.21 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Offers to Exchange 6.17(b) Offers to Purchase 6.17(b) Parent Preamble Parent Additional Dividend Amount 6.19(b) Affiliate 9.10 Parent Affiliate 9.10(bAlternative Transaction Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a5.3(a)(iii) Parent Capital Stock 5.2(a)(ii) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Closing Price 3.3(h) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a5.1 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a)(ii) Parent Plans 5.10(aRestricted Stock Award 3.2(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPlans 5.2(a)(ii)(B) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv4.8(a) Regulatory Material Adverse Effect 6.8(b) Rights-of-Way 4.16 Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Sources: Merger Agreement (Concho Resources Inc)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Book-Entry Shares 3.3(b)(i3.3(b)(ii) Cancelled Shares 3.1(b)(vBorrowing Base Redetermination 6.22 Cash Consideration 3.1(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.9(g) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(iRecitals Company Contracts 4.19(b) Company Contracts 3.2(bDesignated Stockholder Recitals Company Designees 2.7(a) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(b) Company Equity Plan 3.2(a) Company Executive 3.2(a) Company FA 4.22 Company Intellectual Property 4.14(a) Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15 Company Material Real Property Lease 4.15 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(aRelated Party Transaction 4.24 Company Reserve Report 4.17(a) Company RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Tax Certificate 6.18(b) Company Voting Agreement Recitals Confidentiality Agreement 6.7(b) Continuation Period 6.9(b) Continuing Employees 6.9(b) Converted RSU 3.2 Creditors’ Rights 4.3(a) Delaware LLC Act days 9.4(e) DGCL 2.1 Delaware Secretary of State 2.2(bD&O Insurance 6.10(d) DTC 3.3(b)(ii) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(iiEligible Shares 3.1(b)(i) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(bmade available 9.4(e) Material Company Insurance Policies 4.17 4.20 Material Parent Insurance Policies 5.17 5.20 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 Outside Date 8.1(b)(ii) Parent Preamble Parent Additional Dividend Amount 6.19(b401(k) Plan 6.9(g) Parent Affiliate 9.10(b9.10 Parent Alternative Acquisition Agreement 6.4(d)(iii) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vi) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.19(b) Parent Designated Stockholder Recitals Parent Designees 2.7(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals FA 5.22 Parent Manager Recitals Independent Petroleum Engineers 5.17(a) Parent Intellectual Property 5.14(a) Parent Material Adverse Effect 5.1(a5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aRelated Party Transaction 5.24 Parent Reserve Report 5.17(a) Parent SEC Documents 5.5(a) Parent Quarterly Dividend 6.2(b) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(iMeeting 4.4 Parent Tax Certificate 6.18(b) Per Share Preferred Merger Consideration 3.1(b)(iiiPost-Effective Time Dividends 3.3(g) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(ipdf 2.2(a) Registration Statement 4.8 REITs Reorganization Treatment Recitals Remedial Measures 6.1(b)(xivReplacement Financing 6.22 Rights-of-Way 4.16 Second Request 6.8(c) Share Consideration 3.1(b)(i) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)6.11

Appears in 1 contract

Sources: Merger Agreement (Bonanza Creek Energy, Inc.)

Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are defined in this Agreement as referenced has the meaning ascribed to such term in the following tableArticle or Section set forth opposite such term: Acquired Entities Preamble Adjustment Escrow Account Section 2.6(c)(iv)(C) Agreement Preamble Amendment to the Company Management Alternative Transaction Section 7.19 Antitrust Laws Section 7.2(c) Assigned IP Section 7.20(c) Binder Agreement Section 7.3 Blocker Interests Recitals Articles of Merger 2.2(bBuyer Preamble Buyer Parent Preamble Buyer Parent Guaranty Section 9.15(a) Book-Entry Shares 3.3(b)(iBuyer Tax Contest Section 7.5(b) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iClass D Preferred Agreement Section 6.7 Closing Section 2.5 Closing Date Section 2.5 Closing Item Section 2.4(a) Closing 2.2(aStatement Section 2.4(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(aEmployee Benefit Plan Section 3.15(a) Company Affiliate 9.10(a) Company Board Interests Recitals Company Board Recommendation Proprietary Rights Section 3.10(a) Continuing Employees Section 7.13 control Section 1.1 D&O Provisions Section 7.9(a) Debt Commitment Letters Section 6.7 Debt Documents Section 7.16(b) Deposit Recitals Direct Company Change of Recommendation 6.3(bInterests Recitals Dispute Notice Section 2.4(b) Company Common Stock 3.1(b)(iEnvironmental Permits Section 3.18 Escrow Agreement Section 2.6(b)(v)(D) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) eEstimated Cash Section 2.3 Estimated Closing Statement Section 2.3 Estimated Indebtedness Section 2.3 Estimated Leakage Section 2.3 Estimated Post-mail 9.3 Effective Time 2.2(bCapital Contribution Reimbursement Amount Section 2.3 Estimated Reorganization Liabilites Section 2.3 Estimated Transaction Expenses Section 2.3 Estimated Working Capital Section 2.3 Excess Amount Section 2.4(d) End Date 8.1(b)(iiFinal Cash Section 2.4(a) Exchange Agent 3.3(aFinal Indebtedness Section 2.4(a) Exchange Fund 3.3(aFinal Leakage Section 2.4(a) Forfeited Phantom Shares 3.2(aFinal Post-Effective Time Capital Contribution Reimbursement Amount Section 2.4(a) GAAP 4.5(bFinal Reorganization Liabilities Section 2.4(a) Indemnified Liabilities 6.10(aFinal Transaction Expenses Section 2.4(a) Final Working Capital Section 2.4(a) Financial Statements Section 3.5 GGC Blockers Preamble HEP ShaleApps Recitals Hillstone Asset Assignment Section 2.6(b)(v)(C) Hillstone Assigned Assets Section 7.20 Hillstone Parent Preamble Indemnified Persons 6.10(aSection 7.9(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIndirect Company Interests Recitals IP Assignment Section 2.6(b)(v)(C) Leverage Covenants 6.1(a)(xivIRS Section 3.15(a) Maryland Courts 9.7(b) Maryland Department 2.2(bK&E Section 9.12 Latest Balance Sheet Section 3.5 Material Contract Section 3.9(b) Material Company Permits Section 3.17(b) New Plans Section 7.13 NHLG Section 9.12 Non-Party Affiliate Section 7.22 Obligations Section 9.15(a) Ordinary Course of Business Section 9.6 Outside Date Section 8.1(c) Payoff Letter Section 2.6(b)(v)(G) Party and Parties Preamble Parachute Payment Waiver Section 7.14 Performance Demand Section 9.15(a) Permitted Capital Expenditures Section 3.6(s) Pre-Closing Reorganization Recitals Pre-Closing Reorganization Agreement Recitals Pre-Signing Reorganization Recitals Pre-Signing Reorganization Agreements Recitals Post-Closing Representation Section 9.12 Pre-Closing Period Section 7.1(c)(i) Preferred Investment Section 6.7 Purchased Equity Recitals Purchased Equity Assignment Section 2.6(b)(v)(B) Purchase Price Allocation Schedule Section 7.5(f) Remedial Action Section 7.2(c) Reorganization Agreements Recitals Resolution Period Section 2.4(b) Restriction Section 7.2(c) Retained Claims Amounts Section 7.12 Review Period Section 2.4(b) Rights-of-Way Section 3.7(e) R&W Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bPolicy Section 7.3 Seller Representative Preamble Selling Blocker Equityholders Preamble Seller Tax Contest Section 7.5(a) Merger Sub Sellers Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Shortfall Amount 6.19(bSection 2.4(e) Parent Affiliate 9.10(bSubstitute Financing Section 7.16(d) Parent Board Recitals Parent Board Recommendation 5.3(aTail Policy Section 7.9(b) Parent Change of Recommendation 6.4(bTarget Restriction Section 7.2(c) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bTax Contest Section 7.5(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aTransfer Taxes Section 7.5(d) Parent Management Transition Services Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aSection 2.6(b)(v)(H) Parent Permits 5.9 Parent Plans 5.10(aValuation Firm Section 2.4(b) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Waiving Parties Section 9.12

Appears in 1 contract

Sources: Equity Purchase Agreement (NGL Energy Partners LP)

Terms Defined Elsewhere. As In addition to the terms defined in Section 1.1, certain other terms are defined elsewhere in this Agreement, and, whenever such terms are used in this Agreement, they shall have their respective defined meanings, unless the following capitalized context expressly or by necessary implication otherwise requires. For convenience, the table below sets forth the sections in which such terms are defined in this Agreement as referenced in the following tabledefined: Agreement Preamble Amendment to the Company Management Agreement Recitals Articles Accredited Holder 3.2(b) Alternative Transaction 6.5(a) Audited Revenue Number 3.5 Audits 4.11(e) Cash Consideration 3.1(b)(i)(B) Cash Portion of Merger 2.2(bFinal Loss 10.6(a)(i) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b) Certificates 3.3(b)(iClaim Notice 10.4 Claims Period 10.7(b) Closing 2.2(a) 2.4 Closing Date 2.2(a) 2.4 Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a4.11(b) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article Schedule ARTICLE IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 4.13(a) Company Stockholder Approval 6.3(a) Company Stockholder Meeting 6.3(a) Confidentiality Agreement 6.8 Document Period 10.9 Documents 10.9 Effective Time 2.2 ERISA 4.14(a) ERISA Affiliate 4.14(a) Estimated Closing Date Balance Sheet 3.3(a) Facility 4.12(a) Final Losses 10.5(e) Final Balance Sheet 3.3(e) Final Working Capital 3.3(e) Honigman 11.10 Investor Questionnaire 6.4(c) July Audit 3.5(a) Leased Real Property 4.7(b) Maryland Articles 2.2 Material Parent Insurance Policies 5.17 Contracts 4.7(c) Merger Recitals Merger Filings 2.2(bConsideration 3.1(b) Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bMichigan Certificate 2.2 Negative Revenue Adjustment Cash 3.5(b)(ii)(A) Parent Affiliate 9.10(bNegative Revenue Adjustment Shares 3.5(b)(ii)(B) Parent Board Recitals Parent Board Recommendation 5.3(aNegative Working Capital Adjustment 3.3(e) Parent Change of Recommendation 6.4(bNegative Working Capital Adjustment Cash 3.3(e) Parent Common Stock Issuance Recitals Parent Contracts 5.16(bNegative Working Capital Adjustment Shares 3.3(e) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aNon-Accredited Holder 3.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(aOpen Source Materials 4.8(o) Parent Permits 5.9 Parent Personal Property Leases 4.7(a) Plans 5.10(a4.14(a) Parent SEC Documents 5.5(aPositive Revenue Adjustment Cash 3.5(b)(iii)(A) Parent Stock Issuance Recitals Parent Positive Revenue Adjustment Shares 3.5(b)(iii)(B) Positive Working Capital Adjustment 3.3(g) Post-Closing Audit 3.5(a) Potential Acquirer 6.5(b) Principal Stockholders Recitals .pdf 9.5 Per Proxy Materials 6.4(a) Purchaser Claims Period 10.7(b) Purchaser Disclosure Schedule ARTICLE V Purchaser Equity Plans 5.4(d) Purchaser Party 10.2 Purchaser Stockholder Approval 6.3(b) Real Property Leases 4.7(b) Retained Account 3.3(f)(i) Revenue Procedures 3.5(a) Revised Appendix O 3.5(b)(i)(B) Revised Per-Share Common Merger Cash Consideration 3.1(b)(i3.5(b)(i)(B) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Revised Per-Share Stock Consideration 3.1(b)(i3.5(b)(i)(B) Phantom Share RSU 5.4(f) Stock Consideration 3.2(a3.1(b)(ii)(B) Qualified REIT Subsidiary 4.1(bStock Portion of Final Loss 10.6(a)(ii) Qualifying Income 8.3(i)(iStockholder Claims Period 10.7(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivStockholder Party 10.1 Stockholders’ Agent 6.7(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bCorporation Recitals Tangible Assets 4.16(b) Terminable Breach 8.1(b)(iiiThird Party Action 10.5(a) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(aThird Party Indemnity Amount 10.5(b) Threshold Amount 10.7(e)(i) TPA Notice 10.5(a) Treasury Regulations 4.11(g) Uncollected Account 3.3(e)

Appears in 1 contract

Sources: Stock Purchase Agreement (Metastorm Inc)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following tableindicated below: Act 1.2(a) Agents 9.15 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAlternative Financing 6.11(a) BookAmended Parent By-Entry Shares 3.3(b)(iLaws 1.4(c) Cancelled Shares 3.1(b)(v) Amended Parent Certificate of Merger 2.2(bIncorporation 1.4(c) Certificates 3.3(b)(iAudited Financial Statements 4.4(a) Board Recommendation Change 6.1(d) Borrower 4.1(d)(ii) Cash Election Shares 2.1(a)(i) Closing 2.2(a) 1.3 Closing Date 2.2(a1.3 Debt Commitment Letters 4.21 Debt Financing 4.21 Dissenting Shares 2.1(c) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b1.1(b) End Date 8.1(b)(iiElection Deadline 2.3(b) Election Form 2.3(a) Election Period 2.3(b) Exchange Agent 3.3(a2.4(a) Exchange Fund 3.3(a2.4(b) Forfeited Phantom Shares 3.2(aFCC 3.22 FCC Application 6.18 FCC Approval 6.18 FCC Authorization 3.22 Financing Documents 6.11(b) GAAP 4.5(bFinancing Parties 6.11(b) Indemnified Liabilities 6.10(aGuarantor 4.1(d)(ii) Indemnified Persons 6.10(aHoldcos 4.1(d)(ii) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iIM Preamble IM Financial Statements 4.4(a) Leverage Covenants 6.1(a)(xivIM Intellectual Property 4.10(a) Maryland Courts 9.7(bIM IP Licenses 4.10(c) Maryland Department 2.2(bIM Leased Property 4.11(b) IM LLC Agreement Recitals IM Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contracts 4.8(b) IM Members Recitals IM Merger Recitals IM Merger Filings 2.2(bConsideration 2.7(a)(i) IM Merger Filing 1.2(b) IM Merger Sub Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC IM Organizational Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iIM Owned Property 4.11(a) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivIM Parties. Preamble IM Permits 4.6(a) Surviving Company 2.1 Taxable REIT IM Property 4.11(b) IM Real Property Lease 4.11(b) IM Registered Intellectual Property 4.10(b) IM Subsidiary Organizational Documents 4.1(b) Terminable Breach 8.1(b)(iiiIM Surviving LLC 1.2(a) Transaction Litigation 6.15 Transactions IM Voting Debt 4.2(c) Indemnified Party 6.12(a) Interim Financial Statements 4.4(a) Intervening Event 6.1(d) Lender Parties 9.15 Lenders 9.15 Licensed IM Intellectual Property 4.10(a) Licensed OUTD Intellectual Property 3.10(a) Line of Business 3.8(a)(iii) Lock-Up Agreement Recitals Vesting Phantom Shares 3.2(a)Mailing Date 2.3(a) Merger Subsidiaries Preamble

Appears in 1 contract

Sources: Merger Agreement (Outdoor Channel Holdings Inc)

Terms Defined Elsewhere. As used in this Agreement, Each of the following capitalized terms are defined in this Agreement as referenced has the meaning ascribed to such term in the following tableArticle or Section set forth opposite such term: ACA Section 4.15(c) Acquisition Section 7.1(b) Additional Buyer Filings Section 8.9(f) Additional Financial Information Section 8.9 Affiliated Transactions Section 4.19 Agreement Preamble Amendment to the Company Management Agreement Introduction AIV Distributions Recitals Articles of Merger 2.2(bAntitrust Laws Section 8.8(c) BookAttorney-Entry Shares 3.3(b)(iClient Communications Section 13.16(b) Cancelled Shares 3.1(b)(vAudited Financial Statements Section 4.4(a)(i) Authorized Action Section 14.1(b) BCP NEA Recitals BCP Note Recitals BCP Note Amount Recitals BCP Note Exchange Recitals BCP QualTek Recitals BCP QualTek Distributions Recitals BCP QualTek II Recitals Blocker Introduction Blocker Affiliated Transactions Section 5.9 Blocker Bring-Down Certificate Section 11.2(d) Blocker Certificate of Merger Section 2.2(b) Blocker Effective Time Section 2.2(b) Blocker Merger Recitals Blocker Merger Closing Section 2.2(a) Blocker Merger Sub Introduction Blocker Owned AIV Partnership Equity Interests Section 5.4(b) Blocker Voting and Support Agreement Recitals Buyer Introduction Buyer Balance Sheet Section 6.11(c) Buyer Bring-Down Certificate Section 11.3(d) Buyer Certificate of Merger Section 2.2(c) Buyer Contribution Amount Section 3.2(c)(i) Buyer Effective Time Section 2.2(c) Buyer Merger Recitals Buyer Merger Closing Section 2.2(a) Buyer Parties Introduction Buyer Public Securities Section 6.9 Buyer SEC Documents Section 6.8(a) Buyer Voting and Support Agreement Recitals, Recitals Buyer Warrants Section 6.3(a) Cancelled Equity Interests Section 3.1(d) CBA Section 4.9(a)(i) Certificates 3.3(b)(iof Merger Section 2.2(d) Closing Section 2.2(a) closing agreement Section 4.8(g) Closing Date Section 2.2(a) Closing Date Form 8-K Section 8.9(g) Closing Press Release Section 8.9(g) Company Introduction Company A&R LLCA Recitals Company Bring-Down Certificate Section 11.2(d) Company Certificate of Merger Section 2.2(d) Company Effective Time Section 2.2(d) Company Merger Recitals Company Merger Closing Section 2.2(a) Code Company Merger Sub Introduction Company Voting and Support Agreement Recitals Company Preamble Company Additional Dividend Amount 6.19(aCompeting Buyer Section 8.16(a) Company Affiliate 9.10(aContribution Common Units Section 3.2(c)(i) Company Board D&O Provisions Section 8.12(a) DGCL Recitals Company Board Recommendation DLLCA Recitals Company Change of Recommendation 6.3(bEarnout Notice Section 3.7(b)(ii) Company Common Stock 3.1(b)(iEarnout Period Section 3.7(c)(i) Company Contracts 3.2(bEarnout Restrictions Section 3.7(b)(iv) Company DER Consideration 3.2(bEffective Date Introduction Environmental Permits Section 4.18 Equityholder Representative Introduction Equityholders Prepared Returns Section 10.1(a) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bFinancial Statements Section 4.4(a) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Founder Shares Agreement Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) e-mail 9.3 Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(a) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(aSection 8.12(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(iInitial Financial Information Section 8.9(h) Leverage Covenants 6.1(a)(xivInsurance Policies Section 4.16 Intended Tax Treatment Section 10.1(d) Maryland Courts 9.7(bInternal Controls Section 4.4(c) Maryland Department 2.2(bInvestor Rights Agreement Recitals IRS Section 4.15(a) JOBS Act Section 8.3(b) K▇▇▇▇▇▇▇ Section 13.16(a) LLCA Amendment and Restatement Section 3.1(e) Material Company Insurance Policies 4.17 Contract Section 4.9(b) Material Parent Insurance Policies 5.17 Merger Customer Section 4.9(c) Material Leases Section 4.7(b) Material Supplier Section 4.9(d) Mergers Recitals Merger Filings 2.2(bNon-Party Affiliate Section 13.14 NPAs Recitals Outside Date Section 12.1(c) Merger Sub Preamble Merger Sub Sole Member Other Pre-PIPE Securities Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bParties Introduction Party Introduction PCAOB Financial Statements Section 8.9(h) Parent Affiliate 9.10(bPermits Section 4.17(b) Parent Board PIPE Investment Recitals Parent Board Recommendation 5.3(aPIPE Investors Recitals Pre-Closing Period Section 7.1 Pre-Closing Reorganization Recitals Pre-PIPE Investment Recitals Pre-PIPE Investors Recitals Pre-PIPE Notes Recitals Pre-PIPE Registration Rights Agreements Recitals Registration Rights Agreements Recitals Signing Form 8-K Section 8.9(b) Parent Change of Recommendation 6.4(bSigning Press Release Section 8.9(b) Parent Common Stock Issuance Subscription Agreements Recitals Parent Contracts 5.16(bSurviving Blocker Section 2.1(a) Parent Disclosure Letter Article V Parent Equity Plan 5.2(aSurviving Blocker Interests Section 3.1(a)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xivSurviving Buyer Section 2.1(b) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(bSection 2.1(c) Terminable Breach 8.1(b)(iiiTail Policy Section 8.12(b)(ii) Transaction Litigation 6.15 Transactions Tax Contest Section 10.1(f) Tax Positions Section 10.1(e) Tax Receivable Agreement Recitals Vesting Phantom Shares 3.2(aTriggering Event Section 3.7(c) Trust Amount Section 6.7 Trust Distributions Section 13.9 Unaudited Balance Sheet Section 4.4(a)(ii) Unaudited Financial Statements Section 4.4(a)(ii) Warrant Accounting Issue Section 6.3(d)

Appears in 1 contract

Sources: Business Combination Agreement (Roth CH Acquisition III Co)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: A&R Bylaws 2.5 Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bApplicable Date 4.5(a) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v3.3(b)(ii) Certificate of Merger 2.2(b) Certificates 3.3(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(aAlternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Budget 6.1(b) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Class A Common Stock 3.1(b)(i) Company Class B Common Stock 3.1(b)(i) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.18(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Equity Plan 4.2(a) Company Financial Assurances 4.16(a) Company Intellectual Property 4.14(a) Company Leased Real Property 4.15 Company Material Adverse Effect 4.1(a4.1 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Preferred Stock 4.2(a) Company Plans 4.10(a) Real Property 4.15 Company Real Property Lease 4.15 Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Company Tax Counsel 6.18 Company Tax Opinion 6.18 Confidentiality Agreement 6.7(b) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State D&O Insurance 6.10(d) DGCL Recitals Effective Time 2.2(b) Eligible Shares 3.1(b)(i) e-mail 9.3 Effective Time 2.2(b) 9.2 End Date 8.1(b)(ii) Environmental Claims 4.17(f) Environmental Permits 4.17(b) Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Exchange Ratio 3.1(b)(i) Excluded Shares 3.2(a3.1(b)(iii) FASB 410 4.16(b) Financial Assurances 4.16(a) Fraud and Bribery Laws 4.9(f) GAAP 4.5(b) HSR Act 4.4 Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 4.19 Material Parent Insurance Policies 5.17 5.19 Merger Recitals 2.1 Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Board Recitals MGCL 2.1 Operating Partnership 2.1 New Plans 6.9(a) Old Plans 6.9(c) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(bAlternative Acquisition Agreement 6.4(d)(iv) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Budget 6.2(b) Parent Capital Stock 5.2(a) Parent Change of Recommendation 6.4(b6.4(d)(vii) Parent Charter Amendment Recitals Parent Common Stock Issuance Recitals Parent Contracts 5.16(b5.18(b) Parent Disclosure Letter Article V Parent Employee 6.9(a) Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Financial Assurances 5.16(a) Parent Manager Recitals Intellectual Property 5.14(a) Parent Leased Real Property 5.15 Parent Material Adverse Effect 5.1(a5.1 Parent Owned Real Property 5.15 Parent Permits 5.9(a) Parent Permits 5.9 Preferred Stock 5.2(a) Parent Plans 5.10(aReal Property 5.15 Parent Real Property Lease 5.15 Parent RSU Award 3.2(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Tax Counsel 6.18 Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(bTail Period 6.10(d) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a6.11 Vested PSU Award 3.2(b)

Appears in 1 contract

Sources: Merger Agreement (Arch Resources, Inc.)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: A&R New PubCo Bylaws 2.17 A&R New PubCo Certificate 2.17 A&R OpCo LLCA Annex A Affiliate Annex A AgentCo 2.1 Aggregated Group Annex A Agreement Preamble Amendment to the Company Management Ancillary Documents Annex A Anti-Corruption Laws Annex A Antitrust Authority 6.7(b) Antitrust Laws 6.7(b) Applicable Date 4.5(a) beneficial ownership Annex A Board Letter Agreement Recitals Articles of Merger 2.2(b) Book-Entry Shares 3.3(b)(i3.5(b)(ii) Cancelled Shares 3.1(b)(v) Business Day Annex A C Merger Sub Preamble C Merger Sub Board Recitals Certificate of Merger 2.2(b2.8(c) Certificates 3.3(b)(i3.5(b)(i) Closing 2.2(a2.8(a) Closing Date 2.2(a2.8(a) Code Recitals Annex A Company Preamble Company Additional Dividend Amount 6.19(a401(k) Plan 6.18(d) Company Affiliate 9.10(a9.10 Company Alternative Acquisition Agreement 6.3(d)(iv) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company Change of Recommendation 6.3(b6.3(d)(vii) Company Common Stock 3.1(b)(i) Recitals Company Competing Proposal Annex A Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.18(a) Company Equity Plans Annex A Company Independent Petroleum Engineers 4.17(a) Company Intellectual Property 4.14(a) Company Intervening Event Annex A Company Leased Real Property 4.15 Company Material Adverse Effect 4.1(a4.1 Company Owned Real Property 4.15 Company Permits 4.9(a) Company Permits 4.9 Plan Annex A Company Plans 4.10(aPreferred Stock 4.2(a) Company PSU Award 3.4(b) Company Real Property Lease 4.15 Company Related Party Transaction 4.24 Company Reserve Reports 4.17(a) Company Restricted Stock Award 3.4(a) Company Rights-of-Way 4.16 Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iiiOption Award 3.4(c) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Stockholder Approval Annex A Company Stockholders Meeting 4.4 Company Superior Proposal Annex A Company Termination Fee Annex A Confidentiality Agreement 6.7(b6.6(b) Consent Annex A Conversions 2.1 Contribution Recitals control Annex A COVID-19 Annex A COVID-19 Measures Annex A Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(b) Debt Prepayment Expenses Annex A Derivative Transaction Annex A Designated Stockholder Voting Agreements Recitals Designated Stockholders Recitals DGCL 2.5 Distribution Recitals DLLCA 2.4 DTC Annex A ▇▇▇▇▇ Annex A Effect Annex A e-mail 9.3 Effective Time 2.2(bEligible Shares 3.2(b)(i) End Date 8.1(b)(ii) Employee Benefit Plan Annex A Encumbrances Annex A Energy Finance Annex A Environmental Laws Annex A ERISA Annex A Exchange Act Annex A Exchange Agent 3.3(a3.5(a) Exchange Fund 3.3(a3.5(a) Forfeited Phantom Exchange Ratio 3.2(b)(i) Excluded Shares 3.2(a3.2(b)(iii) GAAP 4.5(b) Governmental Entity Annex A Grizzly 4.17(a) Grizzly Oil and Gas Properties 4.17(a) Grizzly Reserve Report 4.17(a) group Annex A Hazardous Materials Annex A HSR Act 4.4 Hydrocarbons Annex A Indebtedness Annex A Indemnified Liabilities 6.10(a6.8(a) Indemnified Persons 6.10(a6.8(a) Joint Proxy Statement 4.4 Independent Company Reserve Report 4.17(a) Intellectual Property Annex A Intended Tax Treatment 6.16 Isla Preamble Isla Affiliate 9.10 Isla Certificate of Merger 2.8(b) Isla Contracts 5.18(b) Isla Debt Agreements Annex A Isla Disclosure Letter Article V Isla Expenses Annex A Isla Financial Statements 5.5 Isla Independent Petroleum Engineers 5.16(a) Isla Intellectual Property 5.14(a) Isla Interim Financial Statements 5.5 Isla Leased Real Property 5.15 Isla Management Agreement Annex A Isla Material Adverse Effect 5.1 Isla Merger Recitals Isla Merger Effective Time 2.8(b) Isla Owned Real Property 5.15 Isla Ownership Number Annex A Isla Parties Annex A Isla Permits 5.9(a) Isla Plan Annex A Isla Real Property Lease 5.15 Isla Related Parties 5.26 Isla Related Party Transactions 5.26 Isla Reserve Reports 5.16(a) Isla Rights-of-Way 5.24 Isla Year End Financial Statements 5.5 IT Assets Annex A knowledge Annex A L Merger Sub Preamble L Merger Sub Contribution Recitals Law Annex A Letter of Transmittal 3.3(b)(i3.5(b)(i) Leverage Covenants 6.1(a)(xivLLC Certificate of Merger 2.8(d) Maryland Courts 9.7(bLLC Merger Recitals LLC Merger Effective Time 2.8(d) Maryland Department 2.2(bManagement Agreement Annex A Manager Incentive Plan 6.2(b) Material Adverse Effect Annex A Material Company Insurance Policies 4.17 4.21 Material Parent Isla Insurance Policies 5.17 5.19 Measurement Date 4.2(a) Merger Recitals Merger Filings 2.2(bConsideration 3.2(b)(i) Merger Sub Effective Time 2.8(c) Mid-Con 4.17(a) New PubCo Preamble Merger Sub Sole Member Recitals MGCL 2.1 Operating Partnership 2.1 Parent Preamble Parent Additional Dividend Amount 6.19(bNew PubCo 401(k) Parent Affiliate 9.10(bPlan 6.18(d) Parent New PubCo Board Recitals Parent Board Recommendation 5.3(a) Parent Change New PubCo Certificate of Recommendation 6.4(b) Parent Incorporation Annex A New PubCo Class A Common Stock Issuance Recitals Parent Contracts 5.16(bNew PubCo Class B Common Stock Recitals NYSE Annex A NYSE American Annex A Oil and Gas Leases Annex A Oil and Gas Properties Annex A OpCo Preamble OpCo Recapitalization Recitals OpCo Units Annex A ordinary course of business Annex A Organizational Documents Annex A other Party Annex A Outside Date 8.1(b)(ii) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Party Annex A Payoff Letters 6.19 Permitted Encumbrances Annex A Person Annex A Personal Information Annex A Pre-Signing Transactions Recitals Proceeding Annex A Production Burdens Annex A Proxy Statement/Prospectus 4.4 Registration Rights Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Annex A Registration Statement 4.8 REITs Release Annex A Representatives Annex A Rights-of-Way 4.16 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act Annex A SEC Annex A Securities Act Annex A Series I Preferred Stock Recitals Remedial Measures 6.1(b)(xiv) Series I Preferred Stockholder Annex A Severance Plan 2.18 Subject Indebtedness Annex A Subsidiary Annex A Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Corporation 2.5 Surviving Entity 2.6 Surviving Person 2.4 Takeover Law Annex A Tax Annex A Tax Returns Annex A Taxing Authority Annex A TBOC 2.5 Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 6.9 Transactions Recitals Vesting Phantom Shares 3.2(a)Annex A Transfer Taxes Annex A Voting Debt Annex A ▇▇▇▇▇ Annex A Willful and Material Breach Annex A

Appears in 1 contract

Sources: Transaction Agreement (Contango Oil & Gas Co)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: 2017 Period 6.1(b)(xiv) 2018 Period 6.1(b)(xiv) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAction 9.7(d)) Annual Period 6.1(b)(xiv) Antitrust Authority 6.8(b) Antitrust Laws 6.8(b) Appraisal Shares 3.4 Book-Entry Shares 3.3(b)(i3.3(b)(i)(B) Cancelled Shares 3.1(b)(v3.1(b)(iii) Cap Amount 6.10(d) Cash Consideration 3.1(b)(i) Certificate of Merger 2.2(b) Certificates 3.3(b)(i3.3(b)(i)(A) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals 4.3(a) Company Capital Stock 4.2(a) Company CEO 6.23(a) Company Chairman 6.23(a) Company Change of Recommendation 6.3(b6.3(c) Company Class A Preferred Stock 4.2(a) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.19(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(bEmployee 6.9(a) Company Independent Petroleum Engineers 4.17(a)(i) Company Intellectual Property 4.14 Company Material Adverse Effect 4.1(a4.1 Company Material Leased Real Property 4.15(a) Company Material Real Property Lease 4.15(b) Company Oil and Gas Leases 4.17(c)(i) Company Oil and Gas Properties 4.17(a)(ii) Company Owned Real Property 4.15(a) Company Permits 4.9 Company Plans 4.10(a) Company Preferred Stock 4.2(a) Company PSU Award 3.2(b) Company Qualified DC Plan 6.9(f) Company Reserve Report 4.17(a)(i) Company RSU Award 3.2(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 4.4(b)(i) Company Stock Plan 3.2(a) Company Tax Certificate 6.18 Confidentiality Agreement 6.7(b) Continuation Period 6.9(a) Converted Shares 3.1(b)(iii) Creditors’ Rights 4.3(a) Delaware LLC Act Debt Transaction 6.21(b) Debt Transaction Documents 6.21(b) DGCL 2.1 Delaware Secretary of State 2.2(bDischarge 6.21(d) EQT MLP Common Units 5.2(d) EQT MLP General Partner Interest 5.2(d) EQT MLP IDRs 5.2(d) e-mail 9.3 9.3(c) EIH Recitals Effective Time 2.2(b) End Date 8.1(b)(ii) End Date Extension 8.1(b)(ii) EPC 2.7 Exchange Agent 3.3(a) Exchange Fund 3.3(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) GAAP 4.5(b) GP Holdings 4.2(d) HSR Act 4.4(a) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Integrated Mergers Recitals Joint Proxy Statement 4.4 4.4(b)(i) Letter of Transmittal 3.3(b)(i3.3(b)(i)(B) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 LLC Sub Recitals LLC Sub Merger 2.7 LLC Sub Merger Agreement 2.7 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Board Recitals New Director 6.23(a) Non-Company Operating Company Member 3.2(e) Non-Competition Agreements Recitals MGCL 2.1 Operating Partnership 2.1 Offering Documents 6.21(a) Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b6.4(c) Parent Charter Amendment Recommendation 5.3(a) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) 5.19 Parent Disclosure Letter Article V Parent Equity Plan 5.2(aIntellectual Property 5.14 Parent Independent Petroleum Engineers 5.17(a)(i) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) 5.1 Parent Material Leased Real Property 5.15 Parent Material Real Property Lease 5.15 Parent Owned Real Property 5.15 Parent Permits 5.9 Parent Plans 5.10(aPlan 5.10(a)(i) Parent Preferred Stock 5.2(a)(ii) Parent Reserve Report 5.17(a)(i) Parent RSU Award 3.2(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Tax Certificate 6.18 Payoff Letters 6.21(c) Post-Closing Annual Meeting 6.23(a) Post-Closing Charter Amendment Proposal 6.23(b) Post-Closing Proxy Statement 6.23(b) Redemption 3.2(e) Registration Statement 4.8(a) Rice MLP Common Units 4.2(d) Rice MLP General Partner Interest 4.2(d) Rice MLP IDRs 4.2(d) Rice MLP Subordinated Units 4.2(d) Rights-of-Way 4.16 ▇▇▇▇▇▇▇▇-▇▇▇▇▇ Act 4.5(a) Series B Units 4.2(f) Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(i) Registration Statement 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company Corporation 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Voting Agreement Recitals

Appears in 1 contract

Sources: Merger Agreement (EQT Corp)

Terms Defined Elsewhere. As used The following terms are defined elsewhere in this Agreement, the following capitalized terms are defined in this as indicated below: Acquisition Agreement as referenced in the following table: 7.1(a) Act 1.2(a) Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(bAmended Parent By-Laws 1.5(d) Book-Entry Shares 3.3(b)(i) Cancelled Shares 3.1(b)(v) Amended Parent Certificate of Merger 2.2(bIncorporation 1.5(d) Certificates 3.3(b)(iAzteca Preamble Azteca Adverse Recommendation Change 7.1(c) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Azteca Board Recitals Company Azteca Board Recommendation Recitals Company Change of Recommendation 6.3(b7.3(a) Company Common Stock 3.1(b)(iAzteca Certificate 2.1(a) Company Contracts 3.2(bAzteca Financial Statements 5.6(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Azteca Material Adverse Effect 4.1(a8.2(a) Company Azteca Merger Recitals Azteca Merger Consideration 2.1(a) Azteca Merger Filing 1.1(b) Azteca Merger Sub Preamble Azteca Notice of Recommendation Change 7.1(d) Azteca Permits 4.9 Company Plans 4.10(a5.7(b) Company Azteca Preferred Stock 5.2(a) Azteca SEC Documents 4.5(a5.6(a) Company Series A Preferred Stock 3.1(b)(iiiAzteca Stockholders' Meeting 7.2 Azteca Surviving Corporation 1.1(a) Company Series B Preferred Stock 3.1(b)(iiiCine Preamble Cine Benefit Plans 4.14(a) Company Series C Preferred Stock 3.1(b)(iiiCine Board Recitals Cine Material Contracts 4.10 Cine Merger Recitals Cine Merger Consideration 2.8(a) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Meeting 4.4 Confidentiality Agreement 6.7(bCine Merger Filing 1.3(b) Creditors’ Rights 4.3(aCine Merger Sub Preamble Cine Permits 4.13 Cine Surviving Corporation 1.3(a) Delaware LLC Act 2.1 Delaware Secretary of State 2.2(bClosing 1.4 Closing Date 1.4 Companies Preamble Converted Warrant 2.2 Dissenting Shares 2.1(c) e-mail 9.3 Effective Time 2.2(b1.1(b) End Date 8.1(b)(ii) Equity Restructuring Agreement Recitals Exchange Agent 3.3(a2.3(a) Exchange Fund 3.3(a2.3(b) Forfeited Phantom Shares 3.2(aFCC Approval 7.15 Holdco 4.1(b) GAAP 4.5(bIM Preamble IM Benefit Plans 3.14(a) Indemnified Liabilities 6.10(aIM ERISA Affiliate 3.14(c) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b) IM Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Contracts 3.10 IM Member Recitals IM Merger Recitals IM Merger Filings 2.2(bConsideration 2.5(a)(i) IM Merger Filing 1.2(b) IM Merger Sub Preamble IM Permits 3.13(a) IM Real Property 3.18 IM Surviving LLC 1.2(a) Indemnified Party 7.10(a) Insurance Policies 3.17 Intervening Event 7.1(d) Lease 3.18 Leased Properties 3.18 Leases 3.18 Lock-Up Agreement Recitals Material FCC Authorizations 3.13(b) Merger Sub Sole Member Subsidiaries Preamble Mergers Recitals MGCL 2.1 Operating Partnership 2.1 ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ 3.21 Outside Date 9.1(b)(i) Owned Properties 3.18 Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Proxy Statement/Prospectus 7.2 Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iNotice Period 7.1(d) Registration Rights Agreement Recitals Registration Statement 4.8 REITs 7.2 Related Party 5.11 Representatives 7.4(a) Subleases 3.18 Support Agreement Recitals Remedial Measures 6.1(b)(xivSurviving Entities 1.3(a) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Warrant Purchase Agreement Recitals Vesting Phantom Shares 3.2(a)Warrantholders Meeting 7.2

Appears in 1 contract

Sources: Merger Agreement (Azteca Acquisition Corp)

Terms Defined Elsewhere. As used in this Agreement, the following capitalized terms are defined in this Agreement as referenced in the following table: Definition Section 667 Recitals Agreement Preamble Amendment to the Company Management Agreement Recitals Articles of Merger 2.2(b) Assignment Agreement Recitals B▇▇▇▇ Recitals B▇▇▇▇ Royalty Note Recitals Book-Entry Shares 3.3(b)(i3.2(b)(i) Business Employees 4.11(a) Cancelled Shares 3.1(b)(v) Certificate of Merger 2.2(b3.1(b)(iv) Certificates 3.3(b)(i3.2(b)(i) Closing 2.2(a) Closing Date 2.2(a) Code Recitals Company Preamble Company Additional Dividend Amount 6.19(a) Company Affiliate 9.10(a) Company Board Recitals Company Board Recommendation Recitals Company Change of Recommendation 6.3(b) Company Common Stock 3.1(b)(i) Company Contracts 3.2(b4.16(b) Company DER Consideration 3.2(b) Company Director Designee 2.6 Company Disclosure Letter Article IV Company Dividend Equivalent Right 3.2(b) Company Material Adverse Effect 4.1(a) Company Permits 4.9 Company Plans 4.10(a) Company SEC Documents 4.5(a) Company Series A Preferred Stock 3.1(b)(iii) Company Series B Preferred Stock 3.1(b)(iii) Company Series C Preferred Stock 3.1(b)(iii) Company Special Committee Recitals Company Stockholders Recitals Company Stockholders Shareholders Meeting 4.4 Confidentiality Agreement 6.7(b) Creditors’ Rights 4.3(a) Delaware LLC Act 2.1 Delaware Secretary of State Department 2.2(b) e-mail 9.3 Designated Agent Recitals DGCL Recitals Effective Time 2.2(b) End Date 8.1(b)(ii) Exchange Agent 3.3(a3.2(a) Exchange Fund 3.3(a3.2(a) Forfeited Phantom Shares 3.2(aExchange Ratio 3.1(b)(i) Exchanged Option 0 FDA Permits Section 4.23(b) GAAP 4.5(b) Indemnified Liabilities 6.10(a) Indemnified Persons 6.10(a) Joint Proxy Statement 4.4 Letter of Transmittal 3.3(b)(i) Leverage Covenants 6.1(a)(xiv) Maryland Courts 9.7(b) Maryland Department 2.2(b3.2(b)(i) Material Company Insurance Policies 4.17 Material Parent Insurance Policies 5.17 Merger Recitals Merger Filings 2.2(bConsideration 3.1(b)(i) Merger Sub Preamble Merger Sub Sole Member Stockholder Recitals MGCL 2.1 Operating Partnership 2.1 Non-Disclosure Agreement 6.7(b) Original Loan Amount Recitals Original Loan Documents Recitals Parent Preamble Parent Additional Dividend Amount 6.19(b) Parent Affiliate 9.10(b) Parent Board Recitals Parent Board Recommendation 5.3(a) Parent Change of Recommendation 6.4(b) Parent Common Stock Issuance Recitals Parent Contracts 5.16(b) Parent Disclosure Letter Article V Parent Equity Plan Plans 5.2(a) Parent Management Agreement Amendment Recitals Parent Manager Recitals Parent Material Adverse Effect 5.1(a) Parent Permits 5.9 Parent Plans 5.10(a) Parent SEC Documents Section 5.5(a) Parent Stock Issuance Recitals Parent Stockholders Recitals .pdf Pdf 9.5 Per Share Common Merger Consideration 3.1(b)(i) Per Share Preferred Merger Consideration 3.1(b)(iii) Per Share Preferred Series B Merger Consideration 3.1(b)(iii) Per Share Preferred Series C Merger Consideration 3.1(b)(iii) Per Share Preferred Series D Merger Consideration 3.1(b)(iii) Per Share Stock Consideration 3.1(b)(i) Phantom Share Consideration 3.2(a) Qualified REIT Subsidiary 4.1(b) Qualifying Income 8.3(i)(iPotential Product Section 4.23(c) Registration Statement Section 4.8 REITs Recitals Remedial Measures 6.1(b)(xiv) Surviving Company 2.1 Taxable REIT Subsidiary 4.1(b) Terminable Breach 8.1(b)(iii) Transaction Litigation 6.15 Transactions Recitals Vesting Phantom Shares 3.2(a)Recitals

Appears in 1 contract

Sources: Merger Agreement (Evofem Biosciences, Inc.)