DEALING INSTRUCTIONS Clause Samples

DEALING INSTRUCTIONS. 1.1 You may communicate your dealing instructions to us in writing (for example by letter or fax) verbally or electronically. If you give us instruction in writing, such instructions must be received by us during normal business hours allowing sufficient time for us to act upon them. You agree that acceptance of an instruction to withdraw or amend an existing instruction is always subject to our receiving the instruction in time for the appropriate action to be taken. You agree that we may in our absolute discretion and without liability, refuse to accept an order or any other instruction for your account or execute it in part only. 1.2 We shall be entitled to rely on and treat as binding any instructions which we believe to be from you or from your agent(s) (whether received by telephone, electronically, telex, fax or otherwise in writing) which we have accepted in good faith. 1.3 We shall have no liability in respect of any and all consequences which may result from the use of telephone or fax transmission, in particular where arising from a technical default, error, deficiency or lack of precision of the instructions, as well as from any abusive or fraudulent use which may be made of the said instructions.

DEALING INSTRUCTIONS. Dealing instructions should be made by telephone only and you must speak directly with a broker. We reserve the right not to accept dealing instructions given in any other form including by fax, post, e- mail or by leaving a telephone voicemail message. However, if we do confirm receipt of any such instructions you accept that we shall not be liable to you for any delay in responding to these instructions or if the instruction is not carried out at all. You agree to indemnify us for any losses we incur as a result of reliance on such instructions. Only telephone instructions can be relied upon, all other forms of communication for should not be relied upon.

DEALING INSTRUCTIONS. 7.1. Where the Company agrees with the Client to deal with the client on an execution-only basis, the Client will be relying solely on his/her judgment. If the terms of an investment or its performance characteristics are explained to the Client by the Company, this does not amount to advice on the merits of the transaction in question or on any other matter in relation thereto. 7.2. The Client may provide instructions to the Company to execute Orders in Financial Instruments on an execution-only basis orally via telephone, facsimile or email. The Client will be obliged to use his Password in case that he wishes to provide instructions to the Company orally by telephone. 7.3. The Company may execute the Client’s dealing instructions on a best execution basis upon any market or exchange and through any clearing house and/or execution venue selected by the Company. 7.4. Assets and profits arising on settlement or liquidation will be credited to the Client Account and any losses will be debited to the Client Account. 7.5. The Company shall have the right to carry out all instructions of the Client according to the rules, regulations or practices of the relevant market, exchange, execution venue and with Applicable Regulations. The Company may at its discretion, take such steps as may be required or permitted by such rules, regulations or practices, Applicable Regulations. 7.6. The Company will execute the Client’s instructions subject to the Company’s Best Interest and Order Execution Policy. If the Company will execute an order or a specific aspect of an order following specific 7.7. The Company may aggregate the Client’s orders with orders of other clients as provided in the Company’s Best Interest and Order Execution Policy. 7.8. The Company may execute the Client’s order at once or over a period of time if it is unable to or considers it undesirable to execute the order at once or in a single transaction, as stated in the Company’s Best Interest and Order Execution Policy. 7.9. In the case where the Client is a legal person it is obliged to obtain a legal entity identifier from an appropriate authority duly licensed to provide legal entity identifiers. In the case of a legal person, the Client may not (where provided by Applicable Regulations) be able to execute any Transactions with the Company if it does not possess a legal entity identifier.

DEALING INSTRUCTIONS. 1.1. You may communicate your dealing instructions/orders to us in writing (including, but not limited to, electronic messaging via Bloomberg, or submission of electronic orders via FIX protocol) or verbally. If you give us instructions in writing, such instructions must be received by us during normal business hours allowing sufficient time for us to act upon them. You agree that acceptance of an instruction to withdraw or amend an existing instruction is always subject to our receiving the instruction in time for the appropriate action to be taken. You agree that we may in our absolute discretion and without liability, refuse to accept an order or any other instruction for your account or execute it in part only. 1.2. We shall be entitled to rely on and treat as binding any instructions which we believe to be from you or from your agent(s) (whether received by telephone or electronically in writing) which we have accepted in good faith. 1.3. We shall have no liability in respect of any and all consequences which may result from the use of telephone or electronic communications, in particular where arising from a technical default, error, deficiency or lack of precision of the instructions, as well as from any abusive or fraudulent use which may be made of the said instructions. 1.4. You agree that all communications (including without limitation telephone conversations) which we may have with you (or any third party) may be recorded and such recordings may be used as evidence in the event of a dispute. Such recordings will be accepted by you as conclusive evidence of instructions received from you.

DEALING INSTRUCTIONS. (a) CJC will not be responsible for any losses or costs incurred when acting on instructions which reasonably can be thought of as coming from you even though such instructions have not come from you. (b) You may change your telephone password at any time by informing us in writing. (c) You may change the Authorised Person at any time by informing us in writing. (d) You are responsible for ensuring that your account information is kept private and secure always. You are responsible for all information CJC sends to you and all trades done in your Account. CJC does not have to establish the identity of any one using your Account when you trade electronically. (e) CJC will endeavour to fill your orders to the best of its ability. However, at times, the price that the order is filled at may be different from the order price. This is known as “slippage”. CJC does not guarantee that orders will be filled at the ordered price.

DEALING INSTRUCTIONS. During market hours you will usually be able to place and confirm execution of your own instructions. In this situation you will be given a live price confirming the deal and associated costs that you can accept or reject normally within 10-15 seconds allowed as displayed on screen. It is important to remember that once you have accepted the live price you will be unable to cancel the instruction. It is therefore essential that you check your order carefully before committing to it.

DEALING INSTRUCTIONS. 6.1. You will be dealing with us on an execution-only basis in reliance solely on your own judgement. In this regard you should bear in mind that if we merely explain the terms of an investment or its performance characteristics this does not of itself amount to advice on the merits of a transaction in the investment or on the legal, accounting or tax status or consequences. 6.2. You acknowledge that we may at our discretion, decide to require your Instructions to be submitted via our online system. We cannot be expected to act upon instructions until receipt thereof - it is your responsibility to ensure proper receipt of clear and unambiguous instructions. 6.3. We may acknowledge your instructions by such means as we consider appropriate whether orally, in writing, by actual performance or otherwise. 6.4. You shall promptly (and in any event within any reasonable time limit imposed by us) give any instructions we may reasonably request from you in respect of any transactions or other matters in relation to which we have accepted your instructions to act. If you do not do so, we may in our sole, but Alchemy Prime Limited is authorised and regulated by the Financial Conduct Authority (FRN 612233) Alchemy Prime Limited is registered as a Limited Company in England and Wales with Company No. 08698974 · ▇▇▇.▇▇▇▇▇▇▇▇▇▇▇▇.▇▇ · ▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇.▇▇ reasonable, discretion take any steps at your cost which we consider appropriate for our or for your protection.

DEALING INSTRUCTIONS. 7.1 Unless we have agreed to provide you with an advisory service as indicated in the Customer Information Form you will be dealing with us on an execution-only basis in reliance solely on your own judgment. In this regard you should bear in mind that if we merely explain the terms of an investment or its performance characteristics this does not itself amount to advice on the merit of a transaction in the investment or on the legal or tax status or consequence. 7.2 You may give us oral or written instructions. You agree that accepting oral instructions shall at times be subject to our sole discretion that we may, at our sole discretion, refuse to act based on verbal instructions. You agree to indemnify us in respect of any cost, loss or expense incurred as a result of or in connection with any improper or fraudulent fund transfer instruction purported to have been received from you. In order to allow us to act upon such communications, as long as we act in compliance with this authorization or instruction, we shall be indemnified for and held free and harmless from and against any and all responsibility for, and any and all costs, losses or liabilities of any nature (direct or indirect) resulting from any act of omission (or delay) in response to instructions from us to transfer funds or purchase, sell or otherwise dispose of commodities or securities, together with any or all attendant costs and expenses including our reasonable legal fees and expenses collectively referred to as losses. You also acknowledge that the security and control procedures provided by us are designed to verify the source of communication and not to detect errors in transmission and content including discrepancies between names and account numbers and that we, or any intermediary, may execute an instruction by reference to account number only, even if the name on the account is also provided. Nothing contained here in shall require us to violate any applicable laws, rules or regulations on the transfer of funds or data transmission. You also agree that as long as we act in accordance with your instructions, we shall have no further duty to verify the content of any instruction or communication or the identity of the sender, confirmer thereof, if any, and you expressly agree to be bound by any instruction and communications, whether or not authorized, sent in its name or accepted by us. 7.3 We shall be entitled to act upon your oral or written instructions or those of any other pe...

DEALING INSTRUCTIONS. 5.1 You may communicate your dealing instructions to us by email or phone, or by letter. We will only act on instructions during business hours. Instructions must be sent with sufficient time for us to act upon them. You agree that acceptance of an instruction to withdraw or amend an existing order is always subject to our receiving the instruction in time for the appropriate action to be taken. You agree that we may in our absolute discretion, refuse to accept an order or any other instruction for your account. 5.2 We shall be entitled to rely on any instructions which we reasonably believe to be from you or from your agent (whether received by email, telephone or letter). 5.3 You will notify us of persons who can give instructions on your behalf. We are entitled to act on instructions from those persons until you notify us otherwise. 5.4 You agree to us recording telephone conversations and other communications which we may have with you. We are required to do this by FCA Rules. Such recordings may be used in evidence in the event of a dispute. A copy of the recording of our conversations and communications will be available on request for a period of five years and, where requested by the FCA, for a period of up to seven years.