FUTURES TRADING Clause Samples

FUTURES TRADING. Order Execution Service “Give-Up” Order Execution “Give-Up” Agreements “Give-Up” Execution Payment

FUTURES TRADING. 9.1. To conduct futures trading, you must register for and successfully open a crypto-futures trading sub-account with the Company. When registering for a futures trading sub-account, you acknowledge and represent that: ● 9.1.1. You fully understand the inherently high risks of futures trading, including but not limited to the risk of major fluctuations in the value of virtual assets in futures trading, and the risk of intensifying adverse outcomes when leverage is used. ● 9.1.2. You have sufficient investment knowledge and experience and the capacity to take risks arising from futures trading and agree to independently assume all the risks arising from engaging in futures trading. ● 9.1.3. Before engaging in futures trading, you have read and understood all the contents of the Company’s Futures Trading Services Terms of Use and the relevant Company Futures Platform Policies and have consulted relevant professionals to make informed decisions on whether and how to engage in futures trading, according to their recommendations and your own reasonable judgment and individual initiative. ● 9.1.4. You agree and authorize the Company to take various reasonable measures at its discretion (including but not limited to forced liquidation and forced position reduction under specific circumstances) to protect the legitimate interests of all futures trading participants.

FUTURES TRADING. Order Execution Service * The MSC Futures Desk can provide the CTA with order execution facilities. The CTA should contact the Futures Desk for information on trade execution procedures. ?Give Up? Order Execution * The CTA shall ensure that a ?give-up? execution agreement is in place prior to the execution of any trade through a floor broker in accordance with this Agreement or as otherwise provided in writing to the CTA by the Trading Manager. * On exchanges allowing ?give up? execution, the CTA may have orders executed away from MSC and give up trades to MSC for clearing. The CTA should contact Futures Ops for information on trade ?give up? procedures. The CTA should ensure that executing brokers give trades up on a timely basis. The CTA should ensure that executing brokers make timely payment on price adjustments, when applicable. For futures trades at exchanges where give-up execution is not allowed, the CTA must use the execution facilities provided by the Clearing Commodity Broker. ?Give Up? Agreements * The CTA may authorize payment of an execution service fee (?Give-Up Fee?) only to the executing clearing firm or the floor broker (the ?Executing Broker?) that directly gives the futures trade to the Clearing Commodity Broker for such clearance, and in an amount not greater than the amount permitted by the Trading Manager from time to time (the ?Execution Allowance?). The Execution Allowance shall be based on the Trading Manager?s assessment for prevailing competitive rates for Give-Up Fees. * The four party FIA/FOA uniform ?give up? agreement is the acceptable form for futures ?give ups?. The ?▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Managed Futures Give Up Policy and Billing Procedures? and ?▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Managed Futures Execution Allowance? schedule will be made part of each ?give up? agreement. The trader version FIA/FOA EFP agreement is the acceptable form for EFP ?give ups?. The CTA should send agreements that have been signed by both the CTA and executing broker to MF Ops, attention ▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Managed Futures, ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇, ▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇. ?Give Up? Execution Payment * Give Up Fee Bills in amounts up to the Execution Allowance will be processed by Futures Ops, with notice provided to the CTA. To the extent that such bills will be greater than the Execution Allowance, the CTA will obtain the prior written consent of the Trading Manager. Refer to the ?▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Managed Futures Give Up Policy and Billing Procedures? for specific...

FUTURES TRADING. Unless otherwise specified by Mercados De Valores, to conduct Futures Trading, you must conclude with Mercados De Valores a separate Mercados De Valores Futures Service Agreement ( /en/support/faq/360033180732) and open a special Collateral Account, following the completion of registration and identity verification for your Mercados De Valores Account. You acknowledge and agree that: a. You fully understand the high risks of Futures Trading, including but not limited to the risk of major fluctuations of Digital Assets in Futures Trading, and the risk of exacerbated adverse outcome when leverage is used; b. You have sufficient investment knowledge and experience and the capacity to take risks arising from Futures Trading, and agree to independently assume all the risks arising from the investment of Futures Trading; c. Before performing Futures Trading, you have read and understood all the contents of the Mercados De Valores Futures Service Agreement and the relevant Mercados De Valores Platform Rules, and have consulted relevant professionals to make informed decisions on whether and how to complete Futures Trading according to their recommendations and your own reasonable judgment; d. You agree and authorize Mercados De Valores to take various reasonable measures in its discretion (including but not limited to forced liquidation and forced position reduction under specific circumstances) in accordance with the Mercados De Valores Futures Service Agreement and the relevant Mercados De Valores Platform Rules to protect the legitimate interests of you, Mercados De Valores and other Users.

FUTURES TRADING. Unless otherwise speci:ied by Binity, to conduct Futures Trading, you must open a special Collateral Account, following the completion of registration and identity veri:ication for your Binity Account. You acknowledge and agree that: a. You fully understand the high risks of Futures Trading, including but not limited to the risk of major :luctuations of Digital Assets in Futures Trading, and the risk of exacerbated adverse outcome when leverage is used; b. You have suf:icient investment knowledge and experience and the capacity to take risks arising from Futures Trading, and agree to independently assume all the risks arising from the investment of Futures Trading; c. Before performing Futures Trading, you have read and understood the relevant Binity Platform Rules, and have consulted relevant professionals to make informed decisions on whether and how to complete Futures Trading according to their recommendations and your own reasonable judgment; d. You agree and authorize Binity to take various reasonable measures in its discretion (including but not limited to forced liquidation and forced position reduction under speci:ic circumstances) the relevant Binity Platform Rules to protect the legitimate interests of you, Binity and other Users; e. Binity shall not be deemed liable for loss of your deposit.

FUTURES TRADING. 8.1 Risks Futures Trading are highly risky. As a futures trader, you acknowledge and agree that you shall access and use the margin trading and borrowing service at your own risks: • Trading markets are extremely volatile and shift quickly in terms of liquidity, market depth, and trading dynamics. The use of leverage can work against you as well as for you and can lead to large losses as well as gains. • Under certain market conditions, you may find it difficult or impossible to liquidate a position. This can occur, for example, there is insufficient liquidity in the market or due to technical issues on DynEx. • Placing contingent orders will not necessarily limit your losses to the intended amounts, since market conditions may make it impossible to execute such orders. • There is no guaranteed measure against losses on futures trading. As a borrower, you may sustain a total loss beyond what you have deposited to your contract account. 8.2 To enter into Futures Trading • You should fully understand the risks associated with the futures trading and lending and solely responsible and liable for any and all trading and non-trading activity on your DynEx account. Do not enter into a transaction or invest in funds that are above your financial abilities. • You are solely responsible and liable for knowing the true status of any position, even if presented incorrectly by DynEx at any time. • You agree to maintain in your DynEx futures account a sufficient amount of blockchain assets required by DynEx for users to engage in futures trading and return your loan in full timely. Failure to maintain a sufficient amount of assets or fail to return outstanding loan duly can result in the forced-liquidation of assets in your futures account. • DynEx cannot guarantee to stop losses even with the ability to force-liquidate any of your positions. If, after your positions are liquidated, your assets are insufficient to cover the outstanding loan, you are still responsible for any additional assets shortfall. • DynEx may, in its sole discretion, perform measures to mitigate potential losses to you on your behalf, including, but not limited to, transferring balances from your contract to your exchange account and/or from your exchange to your futures account. • During DynEx system maintenance, you agree that you are solely responsible and liable for managing your futures account under risk, including but not limited to, keep or close your position and repay your loan. • You a...

FUTURES TRADING. Unless otherwise specified by Invexcoin Exchange, to conduct Futures Trading, you must conclude with Invexcoin Exchange a separate Invexcoin Exchange Futures Service Agreement and open a special Collateral Account, following the completion of registration and identity verification for your Invexcoin Exchange Account. You acknowledge and agree: i. You fully understand the high risks of Futures Trading, including but not limited to the risk of major fluctuations of Digital Assets in Futures Trading, and the risk of exacerbated adverse outcome when leverage is used; ii. You have sufficient investment knowledge and experience and the capacity to take risks arising from Futures Trading, and agree to independently assume all the risks arising from the investment of Futures Trading; iii. Before performing Futures Trading, you have read and understood all the contents of the Invexcoin Exchange Futures Service Agreement and the relevant Invexcoin Exchange Platform Rules, and have consulted relevant professionals to make informed decisions on whether and how to complete Futures Trading according to their recommendations and your own reasonable judgment; iv. You agree, acknowledge and irrevocably authorize Invexcoin Exchange to take various reasonable measures in its sole and absolute discretion (including but not limited to forced liquidation and forced position reduction under specific circumstances) in accordance with the Invexcoin Exchange Futures Service Agreement and the relevant Invexcoin Exchange Platform Rules to protect the legitimate interests of you, Invexcoin Exchange and other Users.

FUTURES TRADING. Except as set forth on Schedule 4.22 --------------- to the Key Disclosure Schedule, Key does not engage in any natural gas or other futures or options trading or is a party to any price swaps, ▇▇▇▇▇▇, futures or similar instruments.

FUTURES TRADING. The trading which covers the legally binding contracts incorporating the receipt and delivery of a commodity, security, 2.2. Bu Sözleşme’nin kapsamına MÜŞTERİ’nin alım ve satımını yaptığı Vadeli İşlem Sözleşmeleri ve Opsiyon Sözleşmelerinin ilgili sözleşmelerin hükümlerine ve Borsa veya Tezgahüstü Piyasa Kuralları’na göre BANKA aracılığı ile teminatların yatırılması, çekilmesi, idaresi ve nemalandırılması da girmektedir. MÜŞTERİ, bu Sözleşme kapsamındaki her türlü işlemle ilgili olarak bu işlemleri gerçekleştirmek üzere BANKA’yı tam yetkili kılar. BANKA, MÜŞTERİ’nin nam ve hesabına işlemleri gerçekleştirir. Buna karşılık MÜŞTERİ de bu hizmeti karşılığında BANKA’ya, BANKA’ca belirlenecek/belirlenen ücretleri ödemeyi kabul ve taahhüt etmektedir. 2.3. Bu Sözleşme, Borsa ve teşkilatlanmış diğer piyasalarda işlem görmeksizin standart nitelikleri haiz olmayan ve BANKA’nın aracılık hizmeti vermeksizin, doğrudan kendi nam ve hesabına taraf olduğu, BANKA ile MÜŞTERİ arasında yapılan tüm tezgahüstü türev işlemlerini de kapsamaktadır. 3. RİSK VE GETİRİ TERCİHLERİ İLE RİSK BİLDİRİMİ 3.1. MÜŞTERİ’nin risk ve getiri tercihleri, yatırım amaçları ve mali durumları bilgilerinin yer aldığı form sözleşme ekinde bulunmakta olup MÜŞTERİ tarafından doldurulacaktır. Formdaki bilgilerin değişmesi halinde MÜŞTERİ tarafından güncellenecektir. Aksi takdirde MÜŞTERİ, BANKA’nın yaptığı işlemlerde söz konusu formda yer alan bilgileri esas alacağını kabul eder. MÜŞTERİ bilgilerinde yer alan değişikliklerde MÜŞTERİ’nin bilgi vermek istememesi halinde sorumluluğun kendisine ait olduğunu kabul ve beyan eder. MÜŞTERİ, bilgi vermeyi istememesi durumunda bilgi vermek istemediğine ilişkin yazılı bir beyan vermek zorundadır. 3.2. Türev Araçlar Risk Bildirim Formu ve Tezgahüstü Türev Araçlar Risk Bldirim Formu işbu sözleşmenin imzasından önce MÜŞTERİ tarafından okunmuş olup, formun bir nüshası imza karşılığında MÜŞTERİ’ye verilmiştir. 4. MÜŞTERİ’NİN TANINMASI 4.1. BANKA, Bankacılık Mevzuatı ve 5549 sayılı Suç Gelirlerinin Aklanmasının Önlenmesi Hakkında Kanun ve ilgili diğer Kanun ve Yönetmelik hükümlerine uygun olarak, hesap açmadan önce MÜŞTERİ’nin kimlik bilgilerini kontrol eder. Müşterek hesap açılışında, müşterek hesap sahibi olan kişilerin her biri için kimlik kontrolü ayrıca yapılır.