REPORTING TO THE CLIENT Sample Clauses

REPORTING TO THE CLIENT. 1. Following the execution of an order for the Client’s account, the Bank performs the following actions in relation to the order, unless otherwise provided for in the relevant legal and regulatory framework: (a) The Bank shall immediately provide to the Client and via a durable medium all key information regarding the execution of the order, (b) it addresses a notice for the purposes of confirming the execution of the Client’s order, as soon as possible, and, at the latest, the first business day following the execution of the order, or following receipt of confirmation dispatched by a third party in the event that the Bank receives confirmation by a third party. The Bank also provides the Client with information related to the Client’s order status, following a relevant request. 2. The Bank shall not send notice under 1(b) to confirm the execution of an order if a third party (who forwarded the Client’s order) sends confirmation containing the same information to the Client. In the event of a Client’s order for shares or units of an undertaking for collective investments executed on a periodical basis, alternative channels can be used for updating the Client, as provided for by law. 3. The Bank shall send to the Client, on a quarterly basis, a statement of the Client’s financial instruments that it holds, including the necessary information, as provided for by law, unless such statement has already been provided to the Client through another periodic statement or if the Bank provides to the Client access to an online application which is considered a stable medium and through which the Client may access the updated statements of the Client’s financial instruments, as further specified in the relevant legislation. 4. In the event that the Client does not receive the notices as above or disagrees with their content, the Client should notify the Bank accordingly in writing, within fifteen (15) days. Otherwise, the Client is not entitled to raise any claim or objection against the Bank in this respect. 5. The present section is updated as per the provisions of Annex 1(C) hereof.
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REPORTING TO THE CLIENT. 10.1 In respect to each Contract entered into under this Agreement, POINT shall send the Client at the end of each business day a report (the “Daily Report”). This report shall contain the specification of the transactions made during that day. Such reports shall contain the information required by the applicable MiFID rules and shall be delivered to the Client no later than close of business of the next business day following the day on which a Contract is concluded or closed out. 10.2 In respect of each Account, POINT shall send the Client a monthly statement of Account (the “Report”) containing the information required by the applicable MiFID rules to be delivered no later than 2 weeks after the end of each calendar month. 10.3 Any Report to be delivered to the Client under this Agreement may be sent by POINT in electronic form and, where permitted by the applicable MiFID rules, may also be made available to the Client on the Platform with the reporting duties of POINT being accomplished by a notice delivered by POINT in accordance with Section 16.9 advising the Client that the Report is available on the Platform. 10.4 The Client should verify the contents of each Report without delay. In the absence of manifest error, each Report shall be conclusive evidence of the trading activities and other facts stated therein unless the Client notifies POINT of any mistake, error or inaccuracy within 3 business days of receipt of the Report or the notice under Section 9.3.
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REPORTING TO THE CLIENT. Order execution confirmations
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REPORTING TO THE CLIENT. 6.1. The Client will at any time be able to obtain information about its holdings and transactions with the assets by telephone, e-mail or letter. 6.2. The Client waives the right to receive regular settlement notes for each transaction. The Client is at all times entitled by special request to receive from MONTEREY a settlement note and/or bank statement showing the balance on the Custody Account. In addition, oral reporting will to a reasonable extent be provided at the Client's request. 6.3. Annual statements and information on what data will be provided to the tax authorities will be made available to the Client by MONTEREY. MONTEREY will on a regular basis at least once every six months submit to the Client reports showing the Client's portfolio composition and the Custody Account position for the assets and their evolution. The Client confirms that the delivery by MONTEREY of the statements mentioned above is to be considered as fulfilment of MONTEREY' information obligations. 6.4. The Client shall advise MONTEREY immediately of errors, divergences and irregularities that appear in the account statement, the Custody Account evaluations or in the documents informing the Client of a significant loss appearing in the management of the Custody Account, as well as of any delay or omission in receiving mail. If MONTEREY receives no written objection within thirty days of the dispatch or the availability of these documents, all transactions mentioned thereon are considered as having been approved and ratified by the Client and these operations may not be contested anymore by the Client. MONTEREY is authorised to correct any material error that has occurred by a new entry in its books. 6.5. In case of termination of this Agreement, the only obligation of MONTEREY is to send a last statement of account to the last known address of the Client, except in case of a hold mail agreement. In case of a hold mail agreement, MONTEREY will hold the last statement of account as well as all following correspondences relating to this Agreement during a maximum of 18 months after becoming aware of the event which triggers the termination of the Agreement.
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Related to REPORTING TO THE CLIENT

  • Reporting to Work All Contractor personnel shall report to their appropriate supervisor upon arrival at a CCI work location. Contractor Management shall ensure that Contractor personnel are given safety orientations for familiarization with potential job site hazards and emergency procedures.

  • Information Relating to the Portfolios (a) No person is authorized to make any representations concerning shares of a Portfolio other than those contained in the Portfolio's Prospectus. In buying Portfolio shares from us under this Agreement, you will rely only on the representations contained in the Prospectus. Upon your request, we will furnish you with a reasonable number of copies of the Portfolios' current prospectuses or statements of additional information or both (including any stickers thereto).

  • INDEMNIFICATION RELATING TO THIRD PARTY RIGHTS The Contractor will also indemnify and hold the Authorized Users harmless from and against any and all damages, expenses (including reasonable attorneys' fees), claims, judgments, liabilities and costs that may be finally assessed against the Authorized Users in any action for infringement of a United States Letter Patent, or of any copyright, trademark, trade secret or other third party proprietary right except to the extent such claims arise from the Authorized Users gross negligence or willful misconduct, provided that the State shall give Contractor: (i) prompt written notice of any action, claim or threat of infringement suit, or other suit, (ii) the opportunity to take over, settle or defend such action, claim or suit at Contractor's sole expense, and (iii) assistance in the defense of any such action at the expense of Contractor. If usage shall be enjoined for any reason or if Contractor believes that it may be enjoined, Contractor shall have the right, at its own expense and sole discretion to take action in the following order of precedence: (i) to procure for the Authorized User the right to continue Usage (ii) to modify the service or Product so that Usage becomes non-infringing, and is of at least equal quality and performance; or (iii) to replace said service or Product or part(s) thereof, as applicable, with non-infringing service or Product of at least equal quality and performance. If the above remedies are not available, the parties shall terminate the Contract, in whole or in part as necessary and applicable, provided the Authorized User is given a refund for any amounts paid for the period during which Usage was not feasible. The foregoing provisions as to protection from third party rights shall not apply to any infringement occasioned by modification by the Authorized User of any Product without Contractor’s approval. In the event that an action at law or in equity is commenced against the Authorized User arising out of a claim that the Authorized User's use of the service or Product under the Contract infringes any patent, copyright or proprietary right, and Contractor is of the opinion that the allegations in such action in whole or in part are not covered by the indemnification and defense provisions set forth in the Contract, Contractor shall immediately notify the Authorized User and the Office of the Attorney General in writing and shall specify to what extent Contractor believes it is obligated to defend and indemnify under the terms and conditions of the Contract. Contractor shall in such event protect the interests of the Authorized User and secure a continuance to permit the Authorized User to appear and defend its interests in cooperation with Contractor, as is appropriate, including any jurisdictional defenses the Authorized User may have. This constitutes the Authorized User’s sole and exclusive remedy for patent infringement, or for infringement of any other third party proprietary right.

  • COMMUNICATIONS RELATING TO FOREIGN SECURITIES The Custodian shall transmit promptly to the Fund written information with respect to materials received by the Custodian via the Foreign Sub-Custodians from issuers of the foreign securities being held for the account of the Portfolios (including, without limitation, pendency of calls and maturities of foreign securities and expirations of rights in connection therewith). With respect to tender or exchange offers, the Custodian shall transmit promptly to the Fund written information with respect to materials so received by the Custodian from issuers of the foreign securities whose tender or exchange is sought or from the party (or its agents) making the tender or exchange offer. The Custodian shall not be liable for any untimely exercise of any tender, exchange or other right or power in connection with foreign securities or other property of the Portfolios at any time held by it unless (i) the Custodian or the respective Foreign Sub-Custodian is in actual possession of such foreign securities or property and (ii) the Custodian receives Proper Instructions with regard to the exercise of any such right or power, and both (i) and (ii) occur at least three business days prior to the date on which the Custodian is to take action to exercise such right or power.

  • Other Matters Relating to the Servicer Section 8.01. Liability of the Servicer.................................................................62 Section 8.02. Merger or Consolidation of, or Assumption of the Obligations of, the Servicer..........................................................................62 Section 8.03. Limitation on Liability of the Servicer and Others........................................62 Section 8.04. Servicer Indemnification of the Trust and the Trustee.....................................63 Section 8.05. The Servicer Not To Resign................................................................63 Section 8.06. Access to Certain Documentation and Information Regarding the Receivables...........................................................................64 TABLE OF CONTENTS (CONTINUED) PAGE