STATUTORY AND REGULATORY PROVISIONS Clause Samples

STATUTORY AND REGULATORY PROVISIONS. A. This Contract shall be governed and construed in accordance with all applicable statutory and regulatory provisions including, but not limited to: 1) Title XVIII of the Federal Social Security Act 2) Title XIX of the Federal Social Security Act 3) Chapters 7 and 8 (commencing with Section 14000), Part 3, Division 9, Welfare and Institutions Code 4) Division 3, Title 22, California Code of Regulations (CCR) 5) Health and Safety Code Section 1340 et seq. 6) All applicable Federal provisions which regulate the administration of health care programs and budget revisions, as contained in the Code of Federal Regulations (CFR), Title 42, and Title ▇▇, ▇▇▇▇ ▇▇, ▇▇▇▇▇ ▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ Code, Sections 1395 et seq. and 1396 et seq. 7) Sub-chapter 13 (commencing with Section 6800), Chapter 4, Part 1, Title 17, CCR; and 8) All other applicable laws and regulations. B. Any provision of this Contract in conflict with the applicable laws and regulations is hereby amended to conform to the provisions of those laws and regulations. Such amendment of the Contract shall be effective on the effective date of the statutes or regulations necessitating it, and shall be binding on the parties even though the amendment may not have been reduced to writing and formally agreed upon and executed by the parties. If, due to amendment in laws of regulations, Contractor is unable or unwilling to comply with the provisions of the amendment(s), State or Contractor may terminate this Contract in accordance with the Termination provision of this Contract.
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STATUTORY AND REGULATORY PROVISIONS. For the duration of the performance of the Agreement, the Contractor will observe: In this context, the Contractor must present all of the compulsory certificates and pay for all of the required rights of any nature or form. Amendments to these regulations or standards cannot result in price increases or term extensions. Interventions and approvals by other parties shall in no way diminish the responsibility of the Contractor.
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STATUTORY AND REGULATORY PROVISIONS. The legislative framework generally referred to as the Bank Secrecy Act (BSA) consists of the Currency and Financial Transactions Reporting Act of 1970, as amended by the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (USA PATRIOT Act), Public Law 107– 56 (October 26, 2001), and other legislation, including most recently the Anti-Money Laundering Act of 2020 (AML Act).1 The BSA is codified at 12 U.S.C. 1829b, 12 U.S.C. 1951–1960, 31 U.S.C. 5311–5314 and 5316–5336, and includes notes thereto, with implementing regulations at 31 CFR Chapter X. The BSA authorizes the Secretary of the Treasury, inter alia, to require financial institutions to keep records and file reports that are determined to have a high degree of usefulness in criminal, tax, and regulatory matters, or in the conduct of intelligence or counter-intelligence activities to protect against international terrorism, and to implement AML programs and compliance procedures.2 Regulations implementing the BSA appear at 31 CFR Chapter X. The authority of the Secretary to administer the BSA has been delegated to the Director of FinCEN.3 The Secretary is authorized to require any ‘‘resident or citizen of the United States or a person in, and doing business in, the United States, to . . . keep records and file reports, when the resident, citizen, or person makes a transaction or maintains a relation for any person with a foreign financial agency.’’ 4 The term ‘‘foreign financial agency’’ 5 (FFA) means any person effectiveness of the grants as a program. control number 1506–0055. Information provided will allow the Government to analyze project performance. and 49 CFR 1:48. Issued in Washington, DC. [FR Doc. 2022–00334 Filed 1–10–22; 8:45 am] Please submit comments by one method only. Comments will generally become a matter of public record. For this reason, please do not include in your comments information of a confidential nature, such as sensitive personal information or proprietary information. A comment about the burden posed to a financial institution by a regulation requiring the reporting of certain transactions with designated foreign financial agencies, but that does not describe the regulation or the 1 The AML Act was enacted as Division F, §§ 6001–6511, of the ▇▇▇▇▇▇▇ ▇. (Mac) ▇▇▇▇▇▇▇▇▇▇ National Defense Authorization Act for Fiscal Year 2021, Public Law 116–283, 134 Stat 3388 (2021). 2 Section 358 of the USA PATRIOT Ac...
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STATUTORY AND REGULATORY PROVISIONS. The California Health and Safety Code also mandates that CARB promulgate regulations to issue Executive Orders (EO) as evidence of emission certification of such vehicles and engines registered in California; and prohibits any person from selling, introducing into commerce, importing, delivering, purchasing, renting, leasing, acquiring, or receiving a new motor vehicle or new motor vehicle engine for use, registration, or resale unless it is so certified. In order to obtain such an EO, such vehicles or engines must, inter alia, (i) be described in an application for certification; (ii) meet the applicable evaporative and tailpipe emission standards; (iii) have an Emission Control Label (ECL) affixed thereto; and (iv) be equipped with an on-board diagnostic (OBD) system, through the use of an onboard computer(s), which shall be capable of detecting malfunctions of the vehicle’s monitored emission systems, illuminating a malfunction indicator light to inform the vehicle operator of detected malfunctions, and of storing fault codes that identify the detected malfunctions. In addition, the manufacturer of such vehicle or engine must provide the ultimate owner a warranty covering the emission control system as set forth in such regulations. (Cal. Code Regs., tit. 13, §§ 1900-2048.) Title 13, California Code of Regulations (CCR), section 1968.2(e)(1.1) requires the OBD II system to monitor the catalyst system for proper conversion capability and section 1968.2(e)(1.2) requires the OBD II system to detect a catalyst system malfunction when the catalyst system’s conversion capability decreases to the point that emissions exceed the applicable OBD emissions thresholds (e.g., Oxides of Nitrogen (NOx) emissions exceed 2.5 times the Federal Test Procedure Bin 4 NOx standard). Title 13, CCR, section 1968.2(e)(1.3) requires manufacturers to define the monitoring conditions for malfunctions identified in section (e)(1.2) in accordance with sections (d)(3.1) and (d)(3.2). Furthermore, Title 13, CCR, section 1968.2(d)(3.1.1) requires manufacturers to define monitoring conditions, subject to Executive Officer approval, that are determined (based on manufacturer submitted data and/or other engineering documentation) to be: technically necessary to ensure robust detection of malfunctions (e.g., avoid false passes and false indications of malfunctions), designed to ensure monitoring will occur under conditions which may reasonably be expected to be encountered in normal urban ...
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STATUTORY AND REGULATORY PROVISIONS. The proposed Agreement generally lays out the obligations for Users to safeguard Consumer Complaint Data, but it does not reference the statutory and regulatory provisions that govern the CFPB’s obligations to protect the confidentiality, security, and use of such Data. AFSA maintains that the CFPB should incorporate reference to such provisions in the proposed Agreement.
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STATUTORY AND REGULATORY PROVISIONS. Each Party agrees that it shall comply with, and require their Agents to comply with, all state and federal rules, laws, safeguards policies and standards regarding the protection of confidential and sensitive Data as currently effective, subsequently enacted or as may be amended. Risk management decisions regarding application of such rules, laws, safeguards, policies and standards for the protection of the Data shall be made by the Party owning the Data. The existing requirements that are applicable to Party obligations under this contract are included in this Contract.
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STATUTORY AND REGULATORY PROVISIONS. Vendor agrees that it shall comply with all state and federal standards regarding the protection and confidentiality of [CUSTOMER] Data as currently effective, subsequently enacted or as may be amended. The existing requirements that are applicable to Vendor’s obligations under this contract are included in this Agreement.
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STATUTORY AND REGULATORY PROVISIONS a. This Contract shall be governed and construed in accordance with all applicable statutory and regulatory provisions including, but not limited to: 1) Title XVIII of the Federal Social Security Act 2) Title XIX of the Federal Social Security Act 3) Chapters 7 and 8 (commencing with Section 14000), Part 3, Division 9, Welfare and Institutions Code 4) Division 3, Title 22, California Code of Regulations (CCR) 5) Health and Safety Code Section 1340 et seq. 6) All applicable Federal provisions which regulate the administration of health care programs and budget revisions, as contained in the Code of Federal Regulations (CFR), Title 42, and Title 45, Part 74, Title 42 United States Code, Sections 1395 et seq. and 1396 et seq. 7) Sub-chapter 13 (commencing with Section 6800), Chapter 4, Part 1, Title 17, CCR; and 8) All other applicable laws and regulations.
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Related to STATUTORY AND REGULATORY PROVISIONS

  • Compliance with Applicable Laws; Distribution of Prospectus and Reports; Confirmations In connection with its respective activities hereunder, each party agrees to abide by the Conduct Rules of FINRA and all other rules of self-regulatory organizations of which the relevant party is a member, as well as all laws, rules and regulations, including federal and state securities laws, that are applicable to the relevant party (and its associated persons) from time to time in connection with its activities hereunder (“Applicable Laws”). You are authorized to distribute to your customers the current Prospectus, as well as any supplemental sales material received from the Fund or the Distributor (acting on behalf of the Fund) (on the terms and for the period specified by us or stated in such material). You are not authorized to distribute, furnish or display any other sales or promotional material relating to a Fund without our prior written approval, but you may identify the Funds in a listing of mutual funds available through you to your customers. Unless otherwise mutually agreed in writing, you shall deliver or cause to be delivered to each customer who purchases shares of any Funds from or through you, copies of all annual and interim reports, proxy solicitation materials, and any other information and materials relating to such Funds and prepared by or on behalf of the Funds or us. If required by Rule 10b-10 under the Securities Exchange Act or other Applicable Laws, you shall send or cause to be sent confirmations or other reports to your customers containing such information as may be required by Applicable Laws.

  • Reporting Provisions Any failure to comply with reporting provisions of the policies shall not affect coverage provided in relation to this request.

  • Compliance with Applicable Laws, Rules and Regulations The Dealer Manager represents to the Company that (a) it is a member of FINRA in good standing, and (b) it and its employees and representatives who will perform services hereunder have all required licenses and registrations to act under this Agreement. With respect to its participation and the participation by each Participating Dealer in the offer and sale of the Offered Shares (including, without limitation, any resales and transfers of Offered Shares), the Dealer Manager agrees, and, by virtue of entering into the Participating Dealer Agreement, each Participating Dealer shall have agreed, to comply with any applicable requirements of the Securities Act and the Exchange Act, applicable state securities or blue sky laws, and, specifically including, but not in any way limited to, NASD Conduct Rules 2340 and 2420, and FINRA Conduct Rules 2310, 5130 and 5141.

  • CONFLICTS WITH TRUST’S GOVERNING DOCUMENTS AND APPLICABLE LAWS Nothing herein contained shall be deemed to require the Trust or any Fund to take any action contrary to the Trust’s Agreement and Declaration of Trust, Amended and Restated By-Laws, or any applicable statute or regulation, or to relieve or deprive the Board of Trustees of its responsibility for and control of the conduct of the affairs of the Trust and Fund. In this connection, the Adviser acknowledges that the Trustees retain ultimate plenary authority over each Fund and may take any and all actions necessary and reasonable to protect the interests of shareholders.

  • Compliance with OFAC Rules and Regulations None of the Credit Parties or their Subsidiaries or their respective Affiliates (a) is a Sanctioned Person, (b) has more than 15% of its assets in Sanctioned Countries, or (c) derives more than 15% of its operating income from investments in, or transactions with Sanctioned Persons or Sanctioned Countries. No part of the proceeds of any Extension of Credit hereunder will be used directly or indirectly to fund any operations in, finance any investments or activities in or make any payments to, a Sanctioned Person or a Sanctioned Country.