Reception and Transmission of Orders Clause Samples
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Reception and Transmission of Orders. Subject to any specific instructions given to Cantor by the Client, we may transmit an Order that we receive from the Client to another entity affiliated to Cantor or to an external entity (such as a third party broker) for execution where it is decided that this method is more likely to achieve the best possible result for a particular instrument or order. When we transmit such Orders we will have obligations to ensure that it is in the Client’s best interest, and are under an obligation to take all reasonable steps to obtain the BPR for the Client. We will satisfy ourselves that that third party/affiliate has arrangements in place to enable us to comply with our obligation to the Client. If we transmit or place an order to other dealers/affiliates, we will monitor the standards of execution received from them.
Reception and Transmission of Orders. TRIVE may provide the Service to its Client in accordance with the contents as disclosed in the Order Execution Policy, available can be found at: ▇▇▇.▇▇▇▇▇.▇▇▇/▇▇▇▇▇-▇▇▇▇▇▇▇▇▇.
Reception and Transmission of Orders. Where you receive and transmit an order relating to a Financial Instrument to us, we shall be under no obligation (unless expressly agreed otherwise) to report the transaction resulting from the order concerned or transmit the order details to another investment firm in accordance with Article 4 of MiFID2 RTS 22.
Reception and Transmission of Orders. Subject to any specific instructions from the client (as per paragraph 6), the Pro-choice chrimatistiriaki ltd may transmit an order it receives from the client to another entity of the Pro-choice chrimatistiriaki ltd or to an external entity, such as a third party broker, for execution. In doing so, the Pro-choice chrimatistiriaki ltd will act in the client's best interests and will comply with paragraph 3 above. The Pro-choice chrimatistiriaki ltd will review periodically its choice of third party brokers to ensure that the third party broker has execution arrangements and execution policy that enable the Pro-choice chrimatistiriaki ltd to comply with all its best execution requirements. A list of third party brokers on which the Pro-choice chrimatistiriaki ltd places significant reliance can be found at the end of this Appendix (a complete list can be given to the client, upon request).
Reception and Transmission of Orders of the Agreement shall be repealed and replaced with the following provisions: “The Client is informed that, if it chooses to place an Order by telephone, its conversations, or those of its representative, shall be recorded by the Bank, and the Client or its representative shall be notified before any such recording commences.” - The following sentence shall be added to clause 5.1.3 of the Agreement: “The Bank shall confirm the receipt of the Client’s Order except for Orders received be telephone”. - In addition to the information referred to in clause 5.1.3 of the Agreement, which the Client must state to place an Order, the Client shall also provide information on: (i) the price relevant for the given Transaction; (ii) the validity period of its Order; and (iii) information enabling the Client’s identification, and, if the Client appoints a proxy to place the Order, information enabling identification of the proxy. - The final paragraph of clause 5.2.2 of the Agreement shall be repealed. The title of clause 5.4 of the Agreement shall be read as: “Order received on the Internet”. In addition to the information set out under clause 12.2.1 of the Agreement, the Local Branch is also, to limited extent, subject to the local supervision of the PFSA (head office address: ul. Piękna 20, 00-549 Warsaw, Poland).
Reception and Transmission of Orders. - - In addition to the information referred to in clause 5.1.3 of the Agreement, which the Client must state to place an Order, the Client shall also provide information on: (i) the price relevant for the given Transaction; (ii) the validity period of its Order; and (iii) inform identification, and, if the Client appoints a proxy to place the Order, information enabling identification of the proxy. - The final paragraph of clause 5.2.2 of the Agreement shall be repealed. - The title of clause 5.4 of the Order received on the Internet - Competent supervisory authorities In addition to the information set out under clause 12.2.1 of the Agreement, the Local Branch is also, to limited extent, subject to the local supervision of 20, 00-549 Warsaw, Poland).
Reception and Transmission of Orders. 11.1. The Company offers, on a reception and transmission basis only, financial contracts for differences (CFDs) to the Client. Such CFDs are financial instruments offered by the Company on a non-deliverable basis only (i.e. the settlement is cash only). A full list of the CFDs available for trading along with the contract specifications including, but not limited to, contract sizes, underlying financial instruments, fees and/or commissions, trading timeframes et cetera can be found online under the Trading Conditions section (tab named Contract Specifications) on the Company’s website. Such contract specifications constitute an integral part of the Collective Agreement.
11.2. The Company acts as an agent on behalf of the Client when receiving and transmitting Client orders for execution. The entities to which the orders are transmitted for execution are included in the Best Execution Policy for trading CFDs, which constitutes an integral part of the Collective Agreement; such policy can be found online, under the Legal Information section on the Company’s website. The Company highlights the fact that Client orders related to CFDs are transmitted for execution outside a “regulated market” or an “MTF”.
11.3. The Client has the choice of transmitting orders via electronic services, telephone, delivery by hand or via any other type of verbal transmission or written means as it may be specified, from time to time, provided the Company is satisfied, at its sole discretion, as to the identity of the person placing the order and as to the validity of the order. With respect to the transmission of orders and/or other instructions via electronic services, the Company does not have the obligation to confirm the authenticity of the order and/or instruction or the identity of the person transmitting the order and/or instruction and the Client authorizes the Company to rely and/ or act on any instructions and/or orders transmitted by the Client to the Company in such manner.
11.4. With respect to the transmission of orders via electronic services, the Client is entitled to transmit orders (i.e. to trade) through his/ her trading account from 00:00:00:000 server time to 23:59:59:999 server time from Monday to Friday each week. With respect to the transmission of orders via any other mean, the Client is entitled to transmit orders from 09:30:00:000 server time to 17:29:59:999 server time from Monday to Friday each week. With respect to telephone communication (or any oth...