Supervision and Compliance Sample Clauses

Supervision and Compliance. As the principal underwriter for the Contracts, Distributor shall retain full responsibility for and shall continue to perform the supervision, compliance, and similar functions it currently undertakes.

Supervision and Compliance. The Distributor will assume full responsibility for securities law compliance by the Associated Persons with respect to Contracts and Shares, including, as applicable, compliance with the NASD Rules of Fair Practice and Federal and state securities laws and regulations. The Distributor, directly or through the Company as its agent, will (1) make timely filings with the SEC, NASD, and any other securities regulatory authorities of any sales literature or materials relating to the Contracts, Accounts or the Shares, as required by law to be filed, (2) make available to the Company copies of any agreements or plans intended for use in connection with the sale of the Contracts in sufficient numbers and in adequate time for clearance by the appropriate regulatory authorities before they are used, and (3) train the Associated Persons, use its best efforts to prepare them to complete satisfactorily any and all applicable NASD and state securities examinations, register the Associated Persons as its registered representatives or principals to the extent legally required before they engage in securities activities, and diligently supervise and control them in the performance of such activities. The parties agree to use their best efforts to obtain any required clearances by regulatory agencies as expeditiously as reasonably possible and shall not use any materials, plan or agreement in any jurisdiction unless all filings have been made and approvals obtained that are necessary to make said use proper and legal therein.

Supervision and Compliance. Notwithstanding any provision of this Agreement, the Adviser shall retain all rights and ultimate responsibilities to supervise, and, in its discretion, conduct investment advisory activities relating to the Trust. The activities of the Subadviser shall be subject at all times to the direction and control of the Board of Trustees of the Trust and the Adviser and shall comply with: (a) the Declaration of Trust and By-Laws of the Trust; (b) the Registration Statement of the Trust, as it may be amended from time to time, including the investment objectives and policies set forth therein; (d) the Investment Company Act and the regulations thereunder; (e) the Internal Revenue Code of 1986 and the regulations thereunder applicable to regulated investment companies; (f) any other applicable laws or regulations; and (g) such other limitations as the Adviser or the Board of Trustees of the Trust may adopt.

Supervision and Compliance. The activities of the Investment Adviser shall be subject at all times to the direction and control of the Board of Managers and shall comply with: (a) the Certificate of Formation of the Company and the Operating Agreement, as such documents are amended from time to time; (b) the investment objective and policies of the Company as initially set forth in the Registration Statement as such objective and policies may be amended from time to time with advance notice to the Investment Adviser; (c) the applicable provisions of the Investment Company Act and the applicable regulations thereunder; (d) any other applicable laws or regulations; and (e) such other limitations as the Board of Managers may adopt.

Supervision and Compliance. The GRANTOR and OSIPTEL shall have the right to request the CONCESSIONAIRE to submit periodic reports, statistics and any other information, which shall be complied with by the CONCESSIONAIRE within the requested terms, as well as to inspect, themselves or through third parties, the facilities of the CONCESSIONAIRE, its files and records and other data and to request any other additional information in order to supervise and enforce the terms of this Clause. OSIPTEL shall have the right to adopt corrective, precautionary, preventive and sanctioning measures, in the form of resolutions and mandates, in accordance with the APPLICABLE LAWS AND PROVISIONS. The CONCESSIONAIRE shall provide, free of charge, remote access in reading mode so that the operations management systems can be viewed from OSIPTEL's and the GRANTOR's premises. The OSS systems shall include network and service management systems such as fault management, performance, configuration, provisioning and any other system that allows monitoring and supervision of the availability, quality and performance of the GRANTED SERVICES, taking into account what is indicated in the series M.3000 recommendations of the Tax Units. The set of platforms, applications, protocols and/or processes corresponding to the OSS systems to be used by the CONCESSIONAIRE, as well as the modality of free remote access to these systems, shall be submitted for OSIPTEL's approval no less than sixty (60) DAYS prior to the DATE OF COMMENCEMENT OF OPERATIONS. OSIPTEL shall issue its decision within a term no longer than thirty (30) working days counted from the date of its submission.

Supervision and Compliance. External Manufacturers, Suppliers and their Subcontractors shall authorize Inditex and/or any third parties the former might appoint, to carry out inspections and audits in order to verify the appropriate enforcement of the Code. For these purposes, they shall provide the inspectors and/or auditors with the required means and the appropriate access to the facilities and documentation required to ensure this verification.

Supervision and Compliance. Global Data Protec- tion Officer 8.1 Oracle Corporation has appointed a Global Data Protection Officer who is responsible for: (i) developing, reviewing and updating Oracle’s privacy policies, proce- dures, system information and training an awareness programs (as required by Article 9); (ii) supervising and ensuring compliance with this Processor Code; (iii) providing the annual report (as required by Article 10.5) and periodic reports, as appropriate, to Oracle’s General Counsel on data protec- tion risks and compliance issues; overseeing the collection, investiga- tion and resolution of privacy inquiries, concerns and complaints; (iv) coordinating official investigations or inquiries into the Processing of Personal Information by a public authority; (v) determining and updating appropriate sanctions for violations of this Processor Code (e.g., disciplinary standards) in co-operation with other relevant internal functions, such as HR and Legal; and (vi) Maintaining a fully updated list of the Group Companies and keep track and records of updates to this Processor Code. 8.2 The Global Data Protection Officer has established and heads Oracle’s Pri- vacy Office, consisting of a global network of Privacy Professionals suffi- cient to direct compliance with this Processor Code within their respective regions or countries. The Privacy Office performs at least the following tasks: (i) regularly advising es the global Oracle organization and other relevant internal functions (e.g., Marketing, HR, Development, Sales) on pri- vacy risks and compliance issues; (ii) ensuring that the Responsible Line of Business Executives maintain an inventory of the system information for all systems and processes that Process Personal Information (as required by article 9.2); (iii) Implementing the privacy compliance framework (as developed by the Privacy Office in accordance with Article 9); (iv) making itself available for requests for privacy approvals or advice; (v) handling privacy requests and complaints; (vi) owning and authorizing all appropriate privacy sub-policies in their re- gions or countries; and (vii) cooperating with the relevant internal functions, including legal, infor- mation security, operations and development. 8.3 The Responsible Line of Business Executive shall perform at least the fol- lowing tasks: (i) ensuring that the policies and procedures are implemented and the system information is maintained (as required by Article 9); (ii) maintaining (or ensur...

Supervision and Compliance. The activities of the Managing Investment Adviser shall be subject at all times to the direction and control of the Board of Directors and shall comply

Supervision and Compliance