DELEGATED FUNCTIONS AND DUTIES Clause Samples

The "Delegated Functions and Duties" clause defines which responsibilities or tasks are assigned by one party to another within an agreement. Typically, this clause outlines the specific functions that are transferred, the scope of authority granted, and any limitations or conditions attached to the delegation. For example, a company might delegate certain administrative or operational duties to a contractor or subsidiary. The core purpose of this clause is to clearly allocate responsibilities, ensuring that all parties understand who is accountable for particular tasks and reducing the risk of misunderstandings or disputes over roles.
DELEGATED FUNCTIONS AND DUTIES. The specific Functions and Duties that are delegated to the LA by this Delegation Agreement are identified in the appendices to this Agreement. The terms and conditions under which those Functions and Duties apply are addressed throughout this Delegation Agreement. Terms and conditions in Sections A through U apply unless there are more specific terms and conditions in the Appendices. If there are any provisions in Sections A through U that are not addressed in the Appendices and are applicable to the LA, such provisions apply. State statutes, rules and ADEQ policies shall be used in implementing the delegated Functions and Duties. The Functions and Duties not specifically authorized by statute to the LA and not specifically delegated to the LA by this Agreement are retained by ADEQ.
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DELEGATED FUNCTIONS AND DUTIES. The Local Authority (LA) agrees to perform those delegated Functions and Duties that are indicated with a “Yes” in the first column of the following table. Applicable statutes, rules and Title 40 Code of Federal Regulations (CFR) include those that authorize or prohibit the described activities and those that are to be enforced during the conduct of those activities. Personnel qualifications correspond to descriptions in section C. Refer to the EXCEPTIONS AND SPECIAL PROVISIONS in Section B for additional requirements for certain delegated Functions and Duties. Delegated Yes/No Functions and Duties Applicable Portions of the Arizona Revised Statutes, the Arizona Administrative Code and the Code of Federal Regulations Personnel Qualifications Yes 1. General Functions and Duties pertaining to the administration of Type 1 and Type 4 General Aquifer Protection Permits delegated to the LA pursuant to this table, including complaint and nuisance inspection and enforcement. The extent of the applicable rules for these general Functions and Duties shall be limited to those relevant to the approvals, authorizations and permits which are herein delegated to the LA. Delegated Functions and Duties are A.R.S. § 49-104(B)(8) A.R.S. § 49-141 through 144, Environmental nuisances A.R.S. § 49-203(B)(1) A.R.S. § 49-241(A), “[A] facility that discharges shall obtain an aquifer protection permit from the director.” A.R.S. § 49-261, Compliance Orders; appeal; enforcement See qualifications for specific Functions and Duties below. Delegated Yes/No Functions and Duties Applicable Portions of the Arizona Revised Statutes, the Arizona Administrative Code and the Code of Federal Regulations Personnel Qualifications further limited in Section B of this Appendix. A.R.S. § 49-262, Injunctive relief; civil penalties; recovery of litigation costs; affirmative defense R18-9-101 Definitions R18-9-110 Inspections, Violations and Enforcement R18-9-A301(A)(1), (A)(4), (B) and (D) Discharging under General Permit R18-9-A302 Point of Compliance R18-9-A303 Renewal of Discharge Authorization R18-9-A304 Notice of Transfer R18-9-A305 Facility Expansion R18-9-A306 Closure R18-9-A307 Revocation of Coverage R18-9-A308 Violations and Enforcement for On-site Wastewater Treatment Facilities R18-9-A309(A)-(D) General Provisions for On-site Wastewater Treatment Facilities R18-9-A310 except (D)(1)(d) and (H) On-site Wastewater Treatment Facilities Delegated Yes/No Functions and Duties Applicable Portions of...
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DELEGATED FUNCTIONS AND DUTIES. The Local Authority (LA) agrees to perform those delegated Functions and Duties that are indicated with a “Yes” in the first column of the following table. Applicable statutes, rules and Title 40 Code of Federal Regulations (CFR) include those that authorize or prohibit the described activities and those that are to be enforced during the conduct of those activities. Personnel qualifications correspond to descriptions in section C. Delegated Yes/No Functions and Duties Applicable Portions of the Arizona Revised Statutes, the Arizona Administrative Code, and the Code of Federal Regulations Personnel Qualifications Yes 1. Inspection of septage haulers for ADEQ licensing and complaints; inspections conducted at least annually. See Section B for more information about annual inspections. A.R.S. § 49-104(B)(8) A.R.S. § 49-141 through 144, Environmental nuisances R18-13-1106 Inspection R18-13-1112 Sanitary Requirements R18-13-1116 Suspension and Revocation R18-13-1117 Reinstatement C1, C2, C3, C4, C5, C6, C7 Delegated Yes/No Functions and Duties Applicable Portions of the Arizona Revised Statutes, the Arizona Administrative Code, and the Code of Federal Regulations Personnel Qualifications Yes 2. Inspection of refuse haulers and complaints; inspections conducted at least once every two years. A.R.S. § 49-104(B)(8) A.R.S. § 49-141 through 144, Environmental nuisances R18-13-304 Inspection R18-13-305 Collection Required R18-13-306 Notices R18-13-308 Frequency of Collection R18-13-309 Place of Collection R18-13-310 Vehicles R18-13-311 Disposal; General C1, C2, C3, C4, C5, C6, C7 Yes 3. Inspection of nuisance complaints, and enforcement to eliminate environmental nuisances. Note: See Section B. A.R.S. § 49-141 through 144, Environmental nuisances R18-13-303 Responsibility R18-13-304 Inspection For inspections, compliance, and enforcement: C1, C2, C3, C4, C5 For inspections only: C6, C7 Delegated Yes/No Functions and Duties Applicable Portions of the Arizona Revised Statutes, the Arizona Administrative Code, and the Code of Federal Regulations Personnel Qualifications Yes 4. Inspection and enforcement to eliminate illegal disposal of solid waste except for waste more specifically described in Functions and Duties 5,6, 7, 8, and 9 A.R.S. § 49-701, Definitions A.R.S. § 49-701.01, Definition of solid waste; exemptions A.R.S. § 49-791(A)(4); Violation; classification; penalties R18-13-303 Responsibility R18-13-304 Inspection For inspections, compliance, and enforcement: ...
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DELEGATED FUNCTIONS AND DUTIES. The LA agrees to perform those delegated Functions and Duties that are indicated with a Yes in the first column of the following table: Applicable statutes, rules and Title 40 Code of Federal Regulations (CFR) include those that authorize or prohibit the described activities and those that are to be enforced during the conduct of those activities.
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DELEGATED FUNCTIONS AND DUTIES. The LA agrees to perform those delegated Functions and Duties listed in the following table: RI8-9-101; R18-9-110; I. General functions and duties pertaining to the RI 8-9-A301(A){l ), administration ofTyge I and Tyge 4 General (A)(4), (B) and (D); ili}uifer Protection Permits delegated to the RI 8-9-A302 through LA pursuant to this table. The extent of the applicable rules for these general functions and duties shall be limited to those relevant to RI8-9-A308 ; RI8-9-A309 except (E); RI8-9-A310 Cl, C2, C3, C4, C5 DI.I - 01.4 the approvals, authorizations and permits except (D){l )(d) and which are herein delegated to the LA. Delegated functions and duties are further limited in Subpart B of this Appendix.
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DELEGATED FUNCTIONS AND DUTIES. The LA agrees to perform those Functions and Duties related to Hazardous Waste Generators (HWGs) and hazardous waste facilities as indicated in the following table. Applicable rules, statutes, and 40 Code of Federal Regulations (CF.R) include both those that authorize or prohibit the described activities and those that are to be enforced during the conduct ofthose activities. I. Registration ofhazardous A.R.S.§ 49-929 waste generators I 2(b)
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DELEGATED FUNCTIONS AND DUTIES. The local authority (LA) agrees to perform those delegated Functions and Duties that are indicated with a Yes in the first column of the following table. Applicable statutes, rules and Title 40 Code of Federal Regulations (CFR) include those that authorize or prohibit the described activities and those that are to be enforced during the conduct of those activities. Delegate d Yes/No Functions and Duties Applicable Portions of the Arizona Revised Statutes, the Arizona Administrative Code, and the Code of Federal Regulations Personnel Qualifications Yes 1. Maricopa County: ADEQ delegates to the LA functions, powers, and duties provided under A.R.S. § 49-410, A.A.C. Title 18, Ch. 2, Art. 12, regulation, policy, and guidance related to the certification of emission reduction credits in Maricopa County, including the collection of fees and any enforcement action. A.R.S. § 49-107 A.R.S. § 49-410 A.R.S. § 49-513 A.A.C. R18-2-1201 A.A.C. R18-2-1203 A.A.C. R18-2-1204 A.A.C. R18-2-1205 A.A.
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Related to DELEGATED FUNCTIONS AND DUTIES

  • Delegated Duties 4.1 Consistent with the services provided by CFS and with respect to the applicable shareholder information maintained by CFS, CFS shall: i. Submit all new account and registration maintenance transactions through the Office of Foreign Assets Control (“OFAC”) database and such other lists or databases of trade restricted individuals or entities as may be required from time to time by applicable regulatory authorities; ii. Submit special payee checks through OFAC database; iii. Review redemption transactions that occur within thirty (30) days of account establishment or maintenance; iv. Review wires sent pursuant to instructions other than those already on file with CFS; v. Review accounts with small balances followed by large purchases; vi. Review accounts with frequent activity within a specified date range followed by a large redemption; vii. On a daily basis, review purchase and redemption activity per tax identification number (“TIN”) within each Fund to determine if activity for that TIN exceeded the $100,000 threshold on any given day; viii. Compare all new accounts and registration maintenance through the Known Offenders database and notify the Trust of any match. ix. Monitor and track cash equivalents under $10,000 for a rolling twelve-month period and file any required reports with the IRS and issue the Shareholder notices required by the IRS; x. Determine when a suspicious activity report (“SAR”) should be filed as required by regulations applicable to mutual funds and prepare and file the SAR. Provide the Trust with a copy of the SAR within a reasonable time after filing; notify the Trust if any further communication is received from U.S. Department of the Treasury or other law enforcement agencies regarding the SAR; xi. Compare account information to any FinCEN request received by the Trust and provided to CFS pursuant to USA PATRIOT Act Sec. 314(a). Provide the Trust with documents/information necessary to respond to requests under USA PATRIOT Act Sec. 314(a) within required time frames; (i) Verify the identity of any person seeking to open an account with each Fund, (ii) maintain records of the information used to verify the person’s identity in accordance with applicable regulations, (iii) determine whether the person appears on any lists of known or suspected terrorists or terrorist organizations provided to the Trust by any government agency, and (iv) perform enhanced due diligence with respect to any investor that CFS has reason to believe presents high risk factors with regard to money laundering or terrorist financing, prior to accepting an investment from such investor; and (i) Monitor for any suspected money laundering activity with respect to correspondent accounts for foreign financial institutions and private banking accounts and report any such conduct required by applicable regulations, and (ii) conduct due diligence on private banking accounts in the event that one or more Funds changes its line of business in a manner that would involve the establishment or maintenance of such accounts. 4.2 In the event that CFS detects activity as a result of the foregoing procedures, CFS shall timely file any required reports, promptly notify appropriate government agencies and also immediately notify the Fund, unless prohibited by applicable law.

  • Positions and Duties As of the Effective Date, the Executive will continue to serve as Chief Executive Officer of the Company. The Executive will render such business and professional services in the performance of his duties, consistent with the Executive’s position within the Company, as will reasonably be assigned to him by the Company’s Board of Directors (the “Board”).

  • Services and Duties As Administrator, and subject to the supervision and control of the Trustees of each Trust, EIS will hereafter provide facilities, equipment and personnel to carry out the following administrative services for operation of the business and affairs of each Trust and each of its series: (a) Prepare, file and maintain each Trust’s governing documents, including the Declaration of Trust (which has previously been prepared and filed), the By laws, minutes of meetings of Trustees and shareholders, and proxy statements for meetings of shareholders; (b) Prepare and file with the Securities and Exchange Commission and the appropriate state securities authorities the registration statements for each Trust and each Trust’s shares and all amendments thereto, reports to regulatory authorities and shareholders, prospectuses, proxy statements, and such other documents as may be necessary or convenient to enable the Trust to make a continuous offering of its shares; (c) Prepare, negotiate and administer contracts on behalf of each Trust with, among others, each Trust’s distributor, and custodian and transfer agent; (d) Supervise each Trust’s fund accounting agent in the maintenance of each Trust's general ledger and in the preparation of each Trust's financial statements, including oversight of expense accruals and payments and the determination of the net asset value of each Trust's assets and of each Trust’s shares, and of the declaration and payment of dividends and other distributions to shareholders; (e) Calculate performance data of each Trust for dissemination to information services covering the investment company industry; (f) Prepare and file each Trust's tax returns; (g) Examine and review the operations of each Trust's custodian and transfer agent; (h) Coordinate the layout and printing of publicly disseminated prospectuses and reports; (i) Prepare various shareholder reports; (j) Assist with the design, development and operation of new series of each Trust; (k) Coordinate shareholder meetings; (l) Provide general compliance services; and (m) Advise each Trust and its Trustees on matters concerning the Trust and its affairs. The foregoing, along with any additional services that EIS shall agree in writing to perform for each Trust hereunder, shall hereafter be referred to as "Administrative Services." Administrative Services shall not include any duties, functions, or services to be performed for each Trust by such Trust’s investment adviser, distributor, custodian or transfer agent pursuant to their agreements with such Trust.

  • Responsibilities and Duties (a) As Cleveland City President, the Executive shall report to the Chief Executive Officer and will perform all duties and will have all powers associated with these positions, as set forth in any job description provided to the Executive by the Bank or as may be set forth in the bylaws of the Bank. (b) During the period of his employment hereunder, except for reasonable periods of absence occasioned by illness, reasonable vacation periods, and other reasonable leaves of absence approved by the board of directors of the Bank, the Executive will devote all of his business time, attention, skill and efforts to the faithful performance of his duties under this Agreement, including activities and duties directed by the Chief Executive Officer and the board of directors of the Bank. Notwithstanding the preceding sentence, subject to the approval of the board of directors of the Bank, the Executive may serve as a member of the board of directors of business, community and charitable organizations, provided that in each case the service shall not materially interfere with the performance of his duties under this Agreement, adversely affect the reputation of the Bank or any other affiliates of the Bank, or present any conflict of interest. Nothing in this Section 1.2 shall prevent the Executive from managing personal investments and affairs, provided that doing so also does not interfere with the proper performance of the Executive’s duties and responsibilities under this Agreement.

  • Services and Duties of USBFS USBFS shall provide the following transfer agent and dividend disbursing agent services to the Fund: A. Receive and process all orders for the purchase, exchange, transfer, and/or redemption of Fund shares in accordance with Rule 22c-1 under the 1940 Act, other applicable regulations, and as specified in the Fund's prospectus (the "Prospectus”). B. Process purchase and redemption orders with prompt delivery, where appropriate, of payment and supporting documentation to the shareholder based on the shareholder’s or the Trust’s custodian instructions, and record the appropriate number of shares being held in the appropriate shareholder account. C. Process redemption requests received in good order and, where relevant, deliver appropriate documentation to the Trust's custodian. D. Pay proceeds upon receipt from the Trust's custodian, where relevant, in accordance with the instructions of redeeming shareholders. E. Process transfers of shares in accordance with the shareholder's instructions, after receipt of appropriate documentation from the shareholder as specified in the Prospectus. F. Prepare and transmit payments, or apply reinvestments for income dividends and capital gains distributions declared by the Trust with respect to a Fund, after deducting any amount required to be withheld by any applicable laws, rules and regulations and in accordance with shareholder instructions. G. Serve as the Fund’s agent in connection with systematic plans including, but not limited to, systematic investment plans, systematic withdrawal plans, and systematic exchange plans. H. Make changes to shareholder records, including, but not limited to, address and plan changes (e.g., systematic investment and withdrawal, dividend reinvestment). I. Handle load and multi-class processing, including rights of accumulation and purchases by letters of intent in accordance with the Prospectus. J. Record the issuance of shares of each Fund and maintain, pursuant to Rule 17Ad-10(e) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), a record of the total number of shares of each Fund which are authorized, issued and outstanding. K. Prepare ad-hoc reports as necessary at prevailing rates. L. Mail shareholder reports and Prospectuses to current shareholders. M. Prepare and file U.S. Treasury Department Forms 1099 and other appropriate information returns required with respect to dividends and distributions for all shareholders. N. Provide shareholder account information upon shareholder or Trust requests and prepare and mail confirmations and statements of account to shareholders for all purchases, redemptions and other confirmable transactions as agreed upon with the Trust. O. Mail and/or obtain shareholders’ certifications under penalties of perjury and pay on a timely basis to the appropriate federal or state authorities any taxes to be withheld on dividends and distributions paid by the Trust, all as required by applicable federal and state tax laws and regulations. P. Answer correspondence from shareholders, securities brokers and others relating to USBFS’ duties hereunder within required time periods established by applicable regulation. Q. Reimburse the Fund for all material losses resulting from “as of” processing errors for which USBFS is responsible in accordance with the “as of” processing guidelines set forth on Exhibit B hereto. R. Calculate average assets held in shareholder accounts for purposes of paying Rule 12b-1 and/or shareholder servicing fees as directed by a Fund S. Provide service and support to financial intermediaries including but not limited to trade placements, settlements, and corrections.