Additional Documents Incorporated by Reference Sample Clauses

Additional Documents Incorporated by Reference. 1. None.

Additional Documents Incorporated by Reference. SCHEDULE III TO ANNEX I [To be modified as appropriate and completed prior to execution of this Terms Agreement] BARCLAYS BANK PLC Title of Subscription Securities: Aggregate Principal Amount Offered: Price to Public: Settlement Date: Managing Underwriters: Subscription Price by Underwriters: Maturity Date: Interest Rate: Interest Payment Dates: Interest Reset Dates: Redemption Provisions: [Other Provisions:] The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting ▇▇▇▇▇ on the SEC Web site at ▇▇▇.▇▇▇.▇▇▇. Alternately, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling toll-free [•]. ANNEX II Barclays Bank PLC Administrative Procedure This Administrative Procedure relates to the Securities defined in the Amended and Restated Distribution Agreement, dated [•], 2007 (the “Distribution Agreement”), between Barclays Bank PLC, a corporation organized under the laws of England and Wales (the “Bank”) on the one hand and Barclays Capital Inc. on the other, to which this Administrative Procedure is attached as Annex II. Defined terms used herein and not defined herein shall have the meanings given such terms in the Distribution Agreement, the Prospectus as amended or supplemented, the Indenture or the Securities. To the extent the procedures set forth below conflict with the provisions of the Securities, the Indenture or the Distribution Agreement, the relevant provisions of the Securities, the Indenture and the Distribution Agreement shall control. The procedures to be followed with respect to the settlement of issues of Securities directly by the Bank to subscribers solicited by an Agent, as agent, are set forth below. The terms and settlement details related to a subscription of Securities by an Agent, as principal, from the Bank will be set forth in a Terms Agreement pursuant to the Distribution Agreement, unless the Bank and such Agent otherwise agree as provided in Section 2(b) of the Distribution Agreement, in which case the procedures to be followed in respect of the settlement of such sale will be as set forth below. An Agent, in relation to a...

Additional Documents Incorporated by Reference. Exhibit 12.1 to the Company’s Current Report on Form 8-K filed with the Commission on May 15, 2012. Direct dial: ▇▇▇-▇▇▇-▇▇▇▇ Facsimile Number: ▇▇▇-▇▇▇-▇▇▇▇ Toll Free Number: ▇▇▇-▇▇▇-▇▇▇▇ ▇▇▇▇▇ Fargo Securities, LLC ▇▇▇▇▇▇▇ Lynch, Pierce, ▇▇▇▇▇▇ & ▇▇▇▇▇ Incorporated Barclays Capital Inc. Citigroup Global Markets Inc. As representatives of the several Underwriters Named in Schedule I(a) to the Purchase Agreement (the “Representatives”) c/o Wells Fargo Securities, LLC ▇▇▇ ▇. ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Re: Protective Life Corporation $[ ] principal amount, [ ]% Subordinated Debentures due May 15, 2042 Ladies and Gentlemen: I am Executive Vice President, Secretary and General Counsel of Protective Life Corporation, a Delaware corporation (the “Company”), and as such I am delivering this opinion in connection with the several purchases today by you and the other Underwriters named in Schedule I(a) to the Purchase Agreement, dated May [ ], 2012 (the “Purchase Agreement”), between the Company and you, as representatives of the several Underwriters named therein (the “Underwriters”), of $[ ] aggregate principal amount of [ ]% Subordinated Debentures due May 15, 2042 (the “Debentures”) issued by the Company pursuant to the Subordinated Indenture, dated as of June 1, 1994 (the “Base Indenture”), as supplemented by the Supplemental Indenture No. 9, dated as of May [ ], 2012 (“Supplemental Indenture No. 9”), between the Company and The Bank of New York Mellon Trust Company, N.A., as successor indenture trustee (the “Trustee”). Capitalized terms used but not defined herein shall have the meanings ascribed thereto in the Purchase Agreement. In so acting, I or others under my supervision in whom I have confidence have examined (a) the registration statement on Form S-3 (File No. 333-175224), as amended or supplemented, including the Incorporated Documents (as defined below) and the information deemed to be part of the registration statement pursuant to Rule 430B (the “Registration Statement”), filed with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “Securities Act”), (b) the prospectus, dated June 29, 2011 (the “Base Prospectus”), (c) the preliminary prospectus supplement dated May 15, 2012 (together with the Base Prospectus and the Incorporated Documents (as defined below), the “Preliminary Prospectus”) relating to the offering of the Debentures in the form filed by the Company with the Co...

Additional Documents Incorporated by Reference. Current Report on Form 8-K dated December 6, 2005 ANNEX I WRITTEN MATERIALS PROVIDED TO PARTICIPANTS IN DIRECTED SHARE PROGRAM o Memorandum to Directors and Executive Management Board Members that are Potential Participants in the XL Capital Ltd Directed Equity Program, from Kirstin Gould regarding General Information about the Director and Exe▇▇▇▇▇▇ ▇▇▇agement Board Member Participation in the XL Capital Ltd Equity Units and Ordinary Shares Offerings, dated December 2, 2005 o Registration Statement. o Pricing Prospectus. o Final term sheet. o Prospectus. ANNEX II-1 SIMPSON THACHER & BARTLETT LLP FORM OF OPINION ---------------------------------------------- ANNEX II-2 SIMPSON THACHER & BARTLETT LLP FORM OF NEGATIVE ASSURANCE LETTER ---------------------------------------------------------------- ANNEX III-1 CAHILL GORDON & REINDEL LLP FORM OF OPINION ------------------------------------------- ANNEX III-2 CAHILL GORDON & REINDEL LLP FORM OF NEGATIVE ASSURANCE LETTER -------------------------------------------------------------

Additional Documents Incorporated by Reference. The Company’s Current Report on Form 8-K filed with the Commission on August 9, 2012. ▇▇▇▇▇▇▇ ▇▇▇▇▇

Additional Documents Incorporated by Reference. None. Issuer: SunTrust Capital IX (the “Trust”), a Delaware statutory trust, the sole asset of which will be the 7.875% Junior Subordinated Notes due 2068 (the “JSNs”) issued by SunTrust Banks, Inc. (“SunTrust”). Guarantor: SunTrust Title of Security: 7.875% Trust Preferred Securities Aggregate Liquidation Amount: $600,000,000 (24,000,000 Trust Preferred Securities, which, together with the $10,000 of Trust common securities to be purchased by SunTrust, correspond to $600,010,000 initial principal amount of the JSNs). Overallotment Option: $90,000,000 (3,600,000 additional Trust Preferred Securities correspond to $90,000 amount of additional JSNs). Distribution Dates: 7.875% per annum, quarterly in arrears on each March 15, June 15, September 15 and December 15, beginning June 15, 2008. Maturity Date: March 15, 2068. Price to Public: $25 Expected Net Proceeds to SunTrust from the Offering: $582,250,000.00 after underwriting commissions. Trade Date: February 26, 2008. Settlement Date: March 4, 2008 (T+5) CUSIP: 867885 105 Expected Listing: NYSE under the symbol “STI PrZ” Expected Ratings: A1 by ▇▇▇▇▇’▇ Investors Services, A- by Standard & Poor’s, A by Fitch. A securities rating is not a recommendation to buy, sell or hold securities and may be subject to review, revision, suspension, reduction or withdrawal at any time by the assigning rating agency. Joint Book-Runners: ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ & Co. Incorporated, SunTrust ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, Inc., Citigroup Global Markets Inc. and UBS Securities LLC Co-Managers: ▇▇▇▇▇▇▇ Lynch, Pierce, ▇▇▇▇▇▇ & ▇▇▇▇▇ Incorporated, Banc of America Securities LLC, Sandler ▇’▇▇▇▇▇ & Partners, L.P., Bear ▇▇▇▇▇▇▇ & Co. Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ▇▇▇▇▇▇ Brothers Inc., Barclays Capital Inc., ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ & Co., Inc., Fidelity Capital Markets, HSBC Securities (USA) Inc., ▇.▇. ▇▇▇▇▇▇▇ & Co., ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ LLC, ▇▇▇▇▇▇▇▇▇▇▇ & Co. Inc., Pershing LLC, ▇▇▇▇▇▇▇ ▇▇▇▇▇ & Associates, Inc., RBC ▇▇▇▇ ▇▇▇▇▇▇▇▇ Inc., ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ & Co. Incorporated, ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇ & Company, Incorporated, ▇▇▇▇▇ Fargo Securities, LLC, BB&T Capital Markets, Boenning & Scattergood, Inc., ▇. ▇. ▇▇▇▇ & Associates, Inc., City Securities Corporation, Crews & Associates, Inc., ▇.▇. ▇▇▇▇▇▇▇▇ & Co., ▇▇▇▇▇▇▇▇▇ & Company LLC, E* Trade Securities Inc., Ferris, Baker, ▇▇▇▇▇ Inc., Fifth Third Securities, Inc., Fixed Income Securities, LP, H&R Block Financial Advisors, Inc., J.J.B. ▇▇▇▇▇▇▇▇, ▇.▇. ▇▇▇▇▇, Inc., ▇▇▇▇▇▇▇▇ & Co., ▇...

Additional Documents Incorporated by Reference. None. Issuer Fifth Third Bancorp Expected Ratings A1 / A / A+ / AH (▇▇▇▇▇’▇ / S&P / Fitch / DBRS) Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to review, revision, suspension, reduction or withdrawal at any time by the assigning rating agency. Note Type Subordinated Notes Trade Date February 26, 2008 Settlement Date (T+ 5 days) ▇▇▇▇▇ ▇, ▇▇▇▇ ▇▇▇▇▇▇▇▇ Date March 1, 2038 Principal Amount US$ 1,000,000,000 Price to Investors 99.748%, plus accrued interest, if any, from March 4, 2008 Underwriters’ Commission 0.80% All-in Price 98.948%, plus accrued interest, if any, from March 4, 2008 Net Proceeds US$ 989,480,000 Pricing Benchmark 5% UST due 5/2037 Benchmark Yield 4.648% Spread to Benchmark Plus 362.5 basis points Re-offer Yield 8.273% Coupon 8.25% per annum Interest Payment Dates Semi-annually on each March 1 and September 1 of each year, commencing September 1, 2008 (short first coupon) and ending on the Maturity Date Day Count Convention 30 / 360 Denominations Minimum denominations of $5,000 with increments of $1,000 thereafter Bookrunners Credit Suisse Securities (USA) LLC, ▇▇▇▇▇▇▇, ▇▇▇▇▇ & Co., ▇▇▇▇▇▇▇ Lynch, Pierce, ▇▇▇▇▇▇ & ▇▇▇▇▇ Incorporated, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ & Co. Incorporated Co-Manager Fifth Third Securities, Inc. Billing and Delivery Agent ▇▇▇▇▇▇▇, Sachs & Co. Listing None CUSIP ▇▇▇▇▇▇▇▇▇ Fifth Third Bancorp has filed a registration statement (including a prospectus and preliminary prospectus supplement) with the SEC for the offering to which this communication relates. Before you invest, you should read each of these documents and the other documents the issuer has filed with the SEC and incorporated by reference in such documents for more complete information about Fifth Third Bancorp and this offering. You may get these documents for free by visiting SEC Web site at ▇▇▇.▇▇▇.▇▇▇. Alternatively, Credit Suisse Securities (USA) LLC, ▇▇▇▇▇▇▇, ▇▇▇▇▇ & Co., ▇▇▇▇▇▇▇ Lynch, Pierce, ▇▇▇▇▇▇ & ▇▇▇▇▇ Incorporated, and ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ & Co. Incorporated will arrange to send you these documents if you call Credit Suisse Securities (USA) LLC toll-free at 1-800-221-1037, ▇▇▇▇▇▇▇, Sachs & Co. toll-free at ▇-▇▇▇-▇▇▇-▇▇▇▇, ▇▇▇▇▇▇▇ Lynch, Pierce, ▇▇▇▇▇▇ & ▇▇▇▇▇ Incorporated toll-free at ▇-▇▇▇-▇▇▇-▇▇▇▇ or ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ & Co. Incorporated toll-free at ▇-▇▇▇-▇▇▇-▇▇▇▇. Pursuant to Section 6(e) of the Underwriting Agreement, the accountants shall furnish letters to the Underwriters to the effect that: (i) They are an ...

Additional Documents Incorporated by Reference. Press release dated August 6, 2007 in respect of the filing of the Registration Statement and the offering contemplated by this Agreement

Additional Documents Incorporated by Reference. None. Issuer: Fifth Third Capital Trust IV (the “Trust”), a Delaware statutory trust, the sole assets of which will be the 6.50% Junior Subordinated Notes due 2067 (the “JSNs”) issued by Fifth Third Bancorp (“Fifth Third”). Guarantor: Fifth Third Title of Securities 6.50% Trust Preferred Securities Aggregate Liquidation Amount: $750,000,000 ($750,000,000 Trust Preferred Securities, which, together with the $10,000 of Trust common securities to be purchased by Fifth Third, correspond to $750,010,000 initial principal amount of the JSNs) Liquidation Amount: $1,000 per trust preferred security Expected Ratings: ▇▇▇▇▇’▇ Investors Service: A1 Standard & Poor’s: A- Fitch: A+ Note: A securities rating is not a recommendation to buy, sell or hold securities and may be subject to review, revision, suspension, reduction or withdrawal at any time by the assigning rating agency. Trade Date: March 26, 2007 Settlement Date: March 30, 2007 (T+4) Scheduled Maturity Date: April 15, 2037, subject to a ten-year extension as described in the prospectus supplement dated March 26, 2007 Final Repayment Date: April 1, 2067 Distributions: From and including March 30, 2007 to but excluding April 15, 2017: at the annual rate of 6.50%, paid semi-annually in arrears on each April 15 and October 15, beginning on October 15, 2007; From and including April 15, 2017 to but excluding April 15, 2047: at an annual rate equal to three-month LIBOR plus 1.3675%, paid quarterly in arrears on January 15, April 15, July 15 and October 15 of each year, beginning on July 15, 2017 (or, if any such day is not a business day, on the next business day); and Thereafter: at an annual rate equal to one-month LIBOR plus 2.3675%, paid monthly in arrears on the 15th day of each month, beginning on May 15, 2047 (or, if any such day is not a business day, on the next business day). Treasury Benchmark: 4.625% due February 15, 2017 Treasury Yield: 4.603% Spread to Treasury Benchmark: Plus 190 basis points Price to Public: 99.974% Proceeds, before expenses, to Fifth Third from the Offering: $742,305,000 after underwriting commissions Applicable Spreads for the Purposes of Calculating Make-Whole Redemption Price for Redemptions prior to April 15, 2017: 0.50% in the case of a redemption of all outstanding JSNs within 90 days after the occurrence of a Tax Event or Rating Agency Event 0.30% in the case of any other redemption Make-Whole Redemption Price for Redemptions after April 15, 2017 and prior to April 15, 2037:...